0001179110-13-009518.txt : 20130603
0001179110-13-009518.hdr.sgml : 20130603
20130603173057
ACCESSION NUMBER: 0001179110-13-009518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130530
FILED AS OF DATE: 20130603
DATE AS OF CHANGE: 20130603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRACCHIOLO JAMES M
CENTRAL INDEX KEY: 0001196484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 13888993
4
1
edgar.xml
FORM 4 -
X0306
4
2013-05-30
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001196484
CRACCHIOLO JAMES M
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
1
1
0
0
Chairman and CEO
Common Stock
2013-05-30
4
M
0
100000
43.655
A
481334
D
Common Stock
2013-05-30
4
F
0
76985
83.60
D
404349
D
Common Stock
2013-05-30
4
S
0
11507
83.60
D
392842
D
Common Stock
1385.22
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
43.655
2013-05-30
4
M
0
100000
0.00
D
2010-01-26
2016-01-27
Common Stock
100000
0
D
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of May 29, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
/s/ David H. Weiser for James M. Cracchiolo
2013-06-03