0001179110-13-008666.txt : 20130517 0001179110-13-008666.hdr.sgml : 20130517 20130517182526 ACCESSION NUMBER: 0001179110-13-008666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130328 FILED AS OF DATE: 20130517 DATE AS OF CHANGE: 20130517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGraw Deirdre Davey CENTRAL INDEX KEY: 0001389812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 13856307 MAIL ADDRESS: STREET 1: 1098 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER NAME: FORMER CONFORMED NAME: Davey Deirdre N DATE OF NAME CHANGE: 20070213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2013-03-28 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001389812 McGraw Deirdre Davey 1098 AMERIPRISE FINANCIAL CENTER GENERAL COUNSEL'S OFFICE MINNEAPOLIS MN 55474 0 1 0 0 EVP Corp Comm/Cmnity Rltns Common Stock 2013-03-28 4 I 0 2655 73.65 D 386.26 I By 401(k) Plan Common Stock 2013-05-15 4 M 0 4447 43.655 A 25670 D Common Stock 2013-05-15 4 F 0 3409 80.86 D 22261 D Employee Stock Option (Right to Buy) 43.655 2013-05-15 4 M 0 4447 0.00 D 2010-01-26 2016-01-27 Common Stock 4447 0 D On March 28, 2013, the reporting person completed a discretionary intra-fund transfer out of the Ameriprise Financial Stock Fund in her Ameriprise Financial 401(k) plan account involving 2,655 shares of Ameriprise stock. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of May 7, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. /s/ Thomas R. Moore for Deirdre Davey McGraw 2013-05-17