0001179110-13-008666.txt : 20130517
0001179110-13-008666.hdr.sgml : 20130517
20130517182526
ACCESSION NUMBER: 0001179110-13-008666
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130328
FILED AS OF DATE: 20130517
DATE AS OF CHANGE: 20130517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McGraw Deirdre Davey
CENTRAL INDEX KEY: 0001389812
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 13856307
MAIL ADDRESS:
STREET 1: 1098 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER NAME:
FORMER CONFORMED NAME: Davey Deirdre N
DATE OF NAME CHANGE: 20070213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
FORM 4 -
X0306
4
2013-03-28
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001389812
McGraw Deirdre Davey
1098 AMERIPRISE FINANCIAL CENTER
GENERAL COUNSEL'S OFFICE
MINNEAPOLIS
MN
55474
0
1
0
0
EVP Corp Comm/Cmnity Rltns
Common Stock
2013-03-28
4
I
0
2655
73.65
D
386.26
I
By 401(k) Plan
Common Stock
2013-05-15
4
M
0
4447
43.655
A
25670
D
Common Stock
2013-05-15
4
F
0
3409
80.86
D
22261
D
Employee Stock Option (Right to Buy)
43.655
2013-05-15
4
M
0
4447
0.00
D
2010-01-26
2016-01-27
Common Stock
4447
0
D
On March 28, 2013, the reporting person completed a discretionary intra-fund transfer out of the Ameriprise Financial Stock Fund in her Ameriprise Financial 401(k) plan account involving 2,655 shares of Ameriprise stock.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of May 7, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
/s/ Thomas R. Moore for Deirdre Davey McGraw
2013-05-17