0001179110-13-008376.txt : 20130514
0001179110-13-008376.hdr.sgml : 20130514
20130514173916
ACCESSION NUMBER: 0001179110-13-008376
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130510
FILED AS OF DATE: 20130514
DATE AS OF CHANGE: 20130514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRACCHIOLO JAMES M
CENTRAL INDEX KEY: 0001196484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 13842947
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-3131
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
FORM 4 -
X0306
4
2013-05-10
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001196484
CRACCHIOLO JAMES M
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
1
1
0
0
Chairman and CEO
Common Stock
2013-05-10
4
M
0
100000
43.655
A
470550
D
Common Stock
2013-05-10
4
F
0
78799
78.00
D
391751
D
Common Stock
2013-05-10
4
S
0
10600
78.00
D
381151
D
Common Stock
2013-05-13
4
S
0
22075
79.10
D
359076
D
Common Stock
2013-05-14
4
M
0
100000
43.655
A
459076
D
Common Stock
2013-05-14
4
F
0
77856
80.80
D
381220
D
Common Stock
2013-05-14
4
S
0
11072
80.80
D
370148
D
Common Stock
1377.02
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
43.655
2013-05-10
4
M
0
100000
0.00
D
2010-01-26
2016-01-27
Common Stock
100000
300000
D
Employee Stock Option (Right to Buy)
43.655
2013-05-14
4
M
0
100000
0.00
D
2010-01-26
2016-01-27
Common Stock
100000
200000
D
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of May 6, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
/s/ Thomas R. Moore for James M. Cracchiolo
2013-05-14