0001179110-12-013000.txt : 20120816
0001179110-12-013000.hdr.sgml : 20120816
20120816164753
ACCESSION NUMBER: 0001179110-12-013000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120814
FILED AS OF DATE: 20120816
DATE AS OF CHANGE: 20120816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRACCHIOLO JAMES M
CENTRAL INDEX KEY: 0001196484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 121040509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-2018
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
FORM 4 -
X0306
4
2012-08-14
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001196484
CRACCHIOLO JAMES M
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
1
1
0
0
Chairman and CEO
Common Stock
2012-08-14
4
M
0
54466
32.5871
A
283214
D
Common Stock
2012-08-14
4
S
0
48625
54.4545
D
234589
D
Common Stock
2012-08-15
4
M
0
45534
32.5871
A
280123
D
Common Stock
2012-08-15
4
S
0
40654
54.4162
D
239469
D
Common Stock
2012-08-16
4
M
0
32000
32.5871
A
271469
D
Common Stock
2012-08-16
4
S
0
28560
54.5347
D
242909
D
Common Stock
1339.02
I
By 401(k) Plan
Employee Stock Option (right to buy)
32.5871
2012-08-14
4
M
0
54466
0
D
2005-09-30
2015-01-23
Common Stock
54466
178182
D
Employee Stock Option (right to buy)
32.5871
2012-08-15
4
M
0
45534
0
D
2005-09-30
2015-01-23
Common Stock
45534
132648
D
Employee Stock Option (right to buy)
32.5871
2012-08-16
4
M
0
32000
0
D
2009-09-30
2015-01-23
Common Stock
32000
100648
D
Reflects the weighted average price of 48,625 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 14, 2012 with sale prices ranging from $54.40 to $54.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 40,654 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 15, 2012 with sale prices ranging from $54.40 to $54.46 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 28,560 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 16, 2012 with sale prices ranging from $54.50 to $54.72 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 6, 2012. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
/s/ Thomas R. Moore for James M. Cracchiolo
2012-08-16