0001179110-12-002360.txt : 20120210
0001179110-12-002360.hdr.sgml : 20120210
20120210180924
ACCESSION NUMBER: 0001179110-12-002360
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120208
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-2018
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRUSCOTT WILLIAM F
CENTRAL INDEX KEY: 0001282835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 12594569
MAIL ADDRESS:
STREET 1: AMERIPRISE FINANCIAL, INC.
STREET 2: 50591 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
4
1
edgar.xml
FORM 4 -
X0304
4
2012-02-08
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001282835
TRUSCOTT WILLIAM F
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
0
1
0
0
CEO, U.S. Asset Management
Common Stock
2012-02-08
4
M
0
66817
35.035
A
104186
D
Common Stock
2012-02-08
4
S
0
59872
54.6065
D
44314
D
Common Stock
2012-02-08
4
F
0
3697
54.62
D
40347
D
Common Stock
2012-02-10
5
G
0
E
2400
0.00
D
37947
D
Common Stock
2012-02-10
5
G
0
E
4600
0.00
D
33347
D
Common Stock
59461
I
By LLC
Common Stock
239.99
I
By 401(k) Plan
Employee Stock Option (right to buy)
35.035
2012-02-08
4
M
0
66817
0.00
D
2009-10-03
2015-10-02
Common Stock
66817
0
D
Reflects the weighted average price of 59,872 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 8, 2012 with sale prices ranging from $54.50 to $54.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The reporting made an in-kind charitable gift of 2,400 shares of Ameriprise Financial, Inc. to Northshore Medical.
The reporting made an in-kind charitable gift of 4,600 shares of Ameriprise Financial, Inc. to Nichols School.
The reporting person transferred 9,481 shares to his LLC.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 6, 2012. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
/s/ Thomas R. Moore for William Fredrick Truscott
2012-02-10