0001179110-12-002360.txt : 20120210 0001179110-12-002360.hdr.sgml : 20120210 20120210180924 ACCESSION NUMBER: 0001179110-12-002360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120208 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRUSCOTT WILLIAM F CENTRAL INDEX KEY: 0001282835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 12594569 MAIL ADDRESS: STREET 1: AMERIPRISE FINANCIAL, INC. STREET 2: 50591 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 4 1 edgar.xml FORM 4 - X0304 4 2012-02-08 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001282835 TRUSCOTT WILLIAM F GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 CEO, U.S. Asset Management Common Stock 2012-02-08 4 M 0 66817 35.035 A 104186 D Common Stock 2012-02-08 4 S 0 59872 54.6065 D 44314 D Common Stock 2012-02-08 4 F 0 3697 54.62 D 40347 D Common Stock 2012-02-10 5 G 0 E 2400 0.00 D 37947 D Common Stock 2012-02-10 5 G 0 E 4600 0.00 D 33347 D Common Stock 59461 I By LLC Common Stock 239.99 I By 401(k) Plan Employee Stock Option (right to buy) 35.035 2012-02-08 4 M 0 66817 0.00 D 2009-10-03 2015-10-02 Common Stock 66817 0 D Reflects the weighted average price of 59,872 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 8, 2012 with sale prices ranging from $54.50 to $54.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The reporting made an in-kind charitable gift of 2,400 shares of Ameriprise Financial, Inc. to Northshore Medical. The reporting made an in-kind charitable gift of 4,600 shares of Ameriprise Financial, Inc. to Nichols School. The reporting person transferred 9,481 shares to his LLC. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 6, 2012. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. /s/ Thomas R. Moore for William Fredrick Truscott 2012-02-10