0001179110-11-011803.txt : 20110805
0001179110-11-011803.hdr.sgml : 20110805
20110805181525
ACCESSION NUMBER: 0001179110-11-011803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110803
FILED AS OF DATE: 20110805
DATE AS OF CHANGE: 20110805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-2018
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NODDLE JEFFREY
CENTRAL INDEX KEY: 0001180798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 111015292
MAIL ADDRESS:
STREET 1: 11840 VALLEY VIEW ROAD
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
4
1
edgar.xml
FORM 4 -
X0304
4
2011-08-03
0
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001180798
NODDLE JEFFREY
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
1
0
0
0
Phantom Stock (Annual)
2011-08-03
4
A
0
285.009
0
A
Common Stock
285.009
16254.286
D
The grant is made pursuant to a $15,000 increase in the value of the annual equity grant approved by the Board of Directors, effective as of July 1, 2011.
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
/s/ Susan M. Beltz for Jeffrey Noddle
2011-08-05