-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JqzwcHJRqmuM0Td4E8vrVXGvy6j9PqsBmXOoS63F2LgTOMrK2Bm9GqQadrqV/GgG FOF1WYPS/VYLbjQyn/yGZA== 0001179110-09-009019.txt : 20090602 0001179110-09-009019.hdr.sgml : 20090602 20090602165613 ACCESSION NUMBER: 0001179110-09-009019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090601 FILED AS OF DATE: 20090602 DATE AS OF CHANGE: 20090602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davey Deirdre N CENTRAL INDEX KEY: 0001389812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 09868921 MAIL ADDRESS: STREET 1: 1098 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0303 4 2009-06-01 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001389812 Davey Deirdre N 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 Sr VP Corp Comm/Cmnity Rltns Common Stock 2009-06-01 4 F 0 57 30.93 D 4048 D Common Stock 2635.7362 I By 401(k) Plan Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of June 1, 2009. This plan uses unit accounting and the number of shares that a participant is demed to hold varies with the price of Ameriprise stock. /s/ Thomas R. Moore for Deirdre N. Davey 2009-06-02 -----END PRIVACY-ENHANCED MESSAGE-----