-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, REcyjrSIzCOUgq+7iu2f3Hp7A+H+l0Poo/OEadjMsvwrHkLP+SFSEyM1UsEtcq1R ArgY2ZYSsri7tcJ0Kb8vYg== 0001179110-08-019115.txt : 20081106 0001179110-08-019115.hdr.sgml : 20081106 20081106180122 ACCESSION NUMBER: 0001179110-08-019115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081104 FILED AS OF DATE: 20081106 DATE AS OF CHANGE: 20081106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sharpe Robert Francis JR CENTRAL INDEX KEY: 0001340573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 081168300 BUSINESS ADDRESS: BUSINESS PHONE: 612.671.3131 MAIL ADDRESS: STREET 1: AMERIPRISE FINANCIAL, INC. STREET 2: 50591 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 4 1 edgar.xml FORM 4 - X0303 4 2008-11-04 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001340573 Sharpe Robert Francis JR GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 1 0 0 0 Common Stock 2008-11-04 4 P 0 100 22.10 A 1750 I By the Robert F. Sharpe, Sr. Revocable Trust Common Stock 2008-11-05 4 P 0 13400 23.40 A 15150 I By the Robert F. Sharpe, Sr. Revocable Trust Common Stock 3000 D Phantom Stock (Retainer Deferral) 2008-11-05 4 A 0 1220.136 21.514 A Common Stock 1220.136 6050.401 D Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. /s/ Thomas R. Moore for Robert F. Sharpe, Jr. 2008-11-06 -----END PRIVACY-ENHANCED MESSAGE-----