-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RjDhK+Mp6nZoyIDhfxA/hMlLayvW70hLLSFAOEXZq5xuFlhwpLlBr9GVHvFKFnuP WuZd+yMMFaRQivYxiebprQ== 0001179110-08-005186.txt : 20080305 0001179110-08-005186.hdr.sgml : 20080305 20080305175819 ACCESSION NUMBER: 0001179110-08-005186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080303 FILED AS OF DATE: 20080305 DATE AS OF CHANGE: 20080305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARLES H JAY CENTRAL INDEX KEY: 0001195078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 08668964 MAIL ADDRESS: STREET 1: FLEETBOSTON FINANCIAL CORP STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0202 4 2008-03-03 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001195078 SARLES H JAY GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 1 0 0 0 Common Stock 2008-03-03 4 P 0 100 50.32 A 2109 I By Trust Common Stock 2008-03-03 4 P 0 1900 50.33 A 4009 I By Trust The number of shares reported as owned following the transaction reported in the Form 4 filed February 1, 2006 was incorrect due to an inadvertant reporting error which mistakenly combined the 2,216.05 phantom shares held at the time of filing with the 2,000 shares purchased. The 2,000 shares purchased should have been reported as owned indirectly by trust and the 2,216.05 phantom shares should not have been included in the total (because they are derivative securities). The totals reported in this Form include 9 shares acquired under a dividend reinvestment plan. /s/ Thomas R. Moore for H. Jay Sarles 2008-03-05 -----END PRIVACY-ENHANCED MESSAGE-----