-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H1NT6Es7XrVioCLBr4BJ3CdZC69paUI9wxJ4pIJjiLLgsv25zN1mWou7+bxGQbkf 1Ft1GSzIhtBqzx4utJKC4w== 0001179110-07-012747.txt : 20070612 0001179110-07-012747.hdr.sgml : 20070612 20070612120234 ACCESSION NUMBER: 0001179110-07-012747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070330 FILED AS OF DATE: 20070612 DATE AS OF CHANGE: 20070612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRACCHIOLO JAMES M CENTRAL INDEX KEY: 0001196484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 07914194 BUSINESS ADDRESS: STREET 1: 5350 TECH DATA DR STREET 2: MS C3-3 CITY: C;EARWATER STATE: FL ZIP: 33760 BUSINESS PHONE: 727 539 7629 4 1 edgar.xml FORM 4 - X0202 4 2007-03-30 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001196484 CRACCHIOLO JAMES M GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 1 1 0 0 Chairman and CEO Phantom Stock 2007-03-30 4 A 0 8459.5646 57.14 A Common Stock 8459.5646 8459.5646 D Phantom Stock 2007-04-02 4 A 0 4088.4834 58.09 A Common Stock 4088.4834 12578.6827 D Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Includes 30.6347 phantom shares credited to the reporting person's account as a result of the deemed reinvestment of dividends paid in May 2007. /s/ David H. Weiser for James M. Cracchiolo 2007-06-12 -----END PRIVACY-ENHANCED MESSAGE-----