-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D9J7hDXDcrILH4qsJVcis5nnGYa8lIhDQRlDeJYbD42/dsvQKELcCyjkCfoXGnu1 pyOn0u2ZpKbnJ6X1Jr3gXw== 0001179110-07-004784.txt : 20070227 0001179110-07-004784.hdr.sgml : 20070227 20070227120626 ACCESSION NUMBER: 0001179110-07-004784 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061003 FILED AS OF DATE: 20070227 DATE AS OF CHANGE: 20070227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALOW GLEN CENTRAL INDEX KEY: 0001209458 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 07652049 BUSINESS ADDRESS: STREET 1: C/O AMERICAN EXPRESS CO STREET 2: 200 VESEY STREET MAIL STOP 01-50-01 CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4/A 1 edgar.xml FORM 4/A - X0202 4/A 2006-10-03 2006-10-05 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001209458 SALOW GLEN GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 Exec VP - Tech and Operations Common Stock 2006-10-03 4 F 0 2444 47.49 D 52159 D This amendment is filed to reflect the correct number of shares of common stock of the Company held by the reporting person following the transaction on October 3, 2006. All Form 4s filed by the reporting person since this date understated the reporting person's direct holdings by 1,132 shares. As a result, the number of shares the reporting person owned directly on January 30, 2007, the date of the most recent transaction, should have been 58,558 shares. /s/ Thomas R. Moore for Glen Salow 2007-02-27 -----END PRIVACY-ENHANCED MESSAGE-----