-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0SsRwve9usTRamo4NEgqdoWShX5OaTmvWwFBazYm/0LfWwTxAuwK04Hjppl2p31 KGVjmWeeqlVxbQabybOxbA== 0001179110-06-019599.txt : 20061005 0001179110-06-019599.hdr.sgml : 20061005 20061005202706 ACCESSION NUMBER: 0001179110-06-019599 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061003 FILED AS OF DATE: 20061005 DATE AS OF CHANGE: 20061005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-1788 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwarzmann Mark Edward CENTRAL INDEX KEY: 0001335386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 061132307 BUSINESS ADDRESS: BUSINESS PHONE: 612.671.3131 MAIL ADDRESS: STREET 1: AMERIPRISE FINANCIAL, INC. STREET 2: 707 SECOND AVENUE SOUTH CITY: MINNEAPOLIS STATE: MN ZIP: 55474 4 1 edgar.xml FORM 4 - X0202 4 2006-10-03 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001335386 Schwarzmann Mark Edward GENERAL COUNSEL'S OFFICE 1098 AMPERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 Pres - Ins, Ann, Prdct Dist Common Stock 2006-10-03 4 F 0 945 47.49 D 11539 D Common Stock 4 I By 401(k) Plan Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) Plan as of September 30, 2005. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. /s/ David H. Weiser for Mark Edward Schwarzmann 2006-10-05 EX-24 2 ex24ameriprise.txt POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Thomas R. Moore, David H. Weiser, Julie E. Ramacher and Laura M. Imholte, signing singly, the undersigned's true and lawful attorney in fact to execute for and on behalf of the undersigned,in the undersigned's capacity as an officer and or director of Ameriprise Financial, Inc. (the "Company"): (1) Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition, or disposition of securities of the Company; (2) Form 144 in accordance with Rule 144 of the Securities and Exchange Commission and to do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete the execution of any such Form 144 and the timely filing of such form with the Securities and Exchange Commission and any other authority and; (3) Take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney in fact, may be of benefit to, in the best interest of, or legally required,by the undersigned, it being understood that the documents executed by such attorney in fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney in fact may approve in such attorney in fact's discretion. The undersigned hereby grants to each such attorney in fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney in fact, or such attorney in fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys in fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming,any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys in fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 14th day of March, 2006. /s/ Mark Schwarzmann Name: Mark Schwarzmann Title: President, Insurance and Annuities Distribution Ameriprise Financial, Inc. -----END PRIVACY-ENHANCED MESSAGE-----