-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lp73dfEPBHmR0cX7VsOHk0ncrZD+nE89CtHKyGDTdjH8ISFEu80oOBBhakAne3e0 aIXaZG/m0eMvlTcbY5G0LQ== 0001179110-05-020165.txt : 20051027 0001179110-05-020165.hdr.sgml : 20051027 20051027174250 ACCESSION NUMBER: 0001179110-05-020165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051025 FILED AS OF DATE: 20051027 DATE AS OF CHANGE: 20051027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRACCHIOLO JAMES M CENTRAL INDEX KEY: 0001196484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 051160921 BUSINESS ADDRESS: STREET 1: 5350 TECH DATA DR STREET 2: MS C3-3 CITY: C;EARWATER STATE: FL ZIP: 33760 BUSINESS PHONE: 727 539 7629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2711 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0202 4 2005-10-25 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001196484 CRACCHIOLO JAMES M 707 SECOND AVENUE SOUTH MINNEAPOLIS MN 55474 1 1 0 0 Chairman and CEO Common Stock 2005-10-25 4 A 0 41238 0 A 154952 D Common Stock 950 I By 401(k)Plan Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan. These restrictions on the shares lapse as to 25 percent of the shares on January 31 of each of 2007, 2008, 2009 and 2010, subject to Ameriprise meeting a specified average return on equity threshold for each such vesting date. Estimate of the number of shares held in reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) Plan as a result of the transfer of the reporting person's account balance in the Ameriprise Financial Stock Fund under the American Express Company Incentive Savings Plan following the separation of Ameriprise Financial, Inc. from the ownership of American Express Company. The Ameriprise Financial 401(k) Plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the unit price of the Ameriprise Financial Stock Fund. /s/ Bruce A. Kohn for James M. Cracchiolo 2005-10-27 -----END PRIVACY-ENHANCED MESSAGE-----