<SEC-DOCUMENT>0001104659-21-029173-index.html : 20210226 <SEC-HEADER>0001104659-21-029173.hdr.sgml : 20210226 <ACCEPTANCE-DATETIME>20210226160728 ACCESSION NUMBER: 0001104659-21-029173 CONFORMED SUBMISSION TYPE: S-3ASR PUBLIC DOCUMENT COUNT: 9 FILED AS OF DATE: 20210226 DATE AS OF CHANGE: 20210226 EFFECTIVENESS DATE: 20210226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3ASR SEC ACT: 1933 Act SEC FILE NUMBER: 333-253603 FILM NUMBER: 21688771 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>S-3ASR <SEQUENCE>1 <FILENAME>tm217516-1_s3asr.htm <DESCRIPTION>S-3ASR <TEXT> Document 1 - file: tm217516-1_s3asr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5 <SEQUENCE>2 <FILENAME>tm217516d2_ex5.htm <DESCRIPTION>OPINION OF COUNSEL <TEXT> Document 2 - file: tm217516d2_ex5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.A <SEQUENCE>3 <FILENAME>tm217516d2_ex23-a.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 3 - file: tm217516d2_ex23-a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-24 <SEQUENCE>4 <FILENAME>tm217516d2_ex24.htm <DESCRIPTION>POWERS OF ATTORNEY <TEXT> Document 4 - file: tm217516d2_ex24.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25 <SEQUENCE>5 <FILENAME>tm217516d2_ex25.htm <DESCRIPTION>FORM T-1 <TEXT> Document 5 - file: tm217516d2_ex25.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>tm217516d2_ex5img01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: tm217516d2_ex5img01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>tm217516d2_ex25img01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: tm217516d2_ex25img01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>tm217516d2_ex25img005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: tm217516d2_ex25img005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>lg_ameriprise-4c.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: lg_ameriprise-4c.jpg
</DOCUMENT> </SEC-DOCUMENT>