<SEC-DOCUMENT>0001104659-16-138903-index.html : 20160811 <SEC-HEADER>0001104659-16-138903.hdr.sgml : 20160811 <ACCEPTANCE-DATETIME>20160811111521 ACCESSION NUMBER: 0001104659-16-138903 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20160808 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 161823473 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a16-15502_48k.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a16-15502_48k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>a16-15502_4ex1d1.htm <DESCRIPTION>UNDERWRITING AGREEMENT DATED AUGUST 8, 2016 (FORM OF 2.875% SENIOR NOTE DUE 2026) <TEXT> Document 2 - file: a16-15502_4ex1d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>a16-15502_4ex4d1.htm <DESCRIPTION>FORM OF 2.875% SENIOR NOTE DUE 2026 <TEXT> Document 3 - file: a16-15502_4ex4d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>a16-15502_4ex5d1.htm <DESCRIPTION>OPINION OF JOHN C. JUNEK, ESQ. <TEXT> Document 4 - file: a16-15502_4ex5d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-12.1 <SEQUENCE>5 <FILENAME>a16-15502_4ex12d1.htm <DESCRIPTION>COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES <TEXT> Document 5 - file: a16-15502_4ex12d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g155024ki07i001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g155024ki07i001.jpg
</DOCUMENT> </SEC-DOCUMENT>