0001104659-16-137992.txt : 20160808 0001104659-16-137992.hdr.sgml : 20160808 20160808172615 ACCESSION NUMBER: 0001104659-16-137992 CONFORMED SUBMISSION TYPE: FWP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20160808 DATE AS OF CHANGE: 20160808 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: FWP SEC ACT: 1934 Act SEC FILE NUMBER: 333-203606 FILM NUMBER: 161815294 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: FWP BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 FWP 1 a16-15502_3fwp.htm FWP

 

ISSUER FREE WRITING PROSPECTUS

(RELATING TO THE PRELIMINARY PROSPECTUS

SUPPLEMENT DATED AUGUST 8, 2016 AND

THE PROSPECTUS DATED APRIL 24, 2015)

FILED PURSUANT TO RULE 433

REGISTRATION NO. 333-203606

AUGUST 8, 2016

 

 

AMERIPRISE FINANCIAL, INC.
$500,000,000
2.875% SENIOR NOTES DUE 2026

 

FINAL TERM SHEET DATED AUGUST 8, 2016

 

Issuer:

 

Ameriprise Financial, Inc.

 

 

 

Security:

 

2.875% Senior Notes due 2026

 

 

 

Trade Date:

 

August 8, 2016

 

 

 

Settlement Date (T+3):

 

August 11, 2016

 

 

 

Maturity Date:

 

September 15, 2026

 

 

 

Coupon:

 

2.875%

 

 

 

Currency:

 

USD

 

 

 

Size:

 

$500,000,000

 

 

 

Security Type:

 

SEC Registered Senior Notes

 

 

 

Day Count Convention:

 

30/360

 

 

 

Benchmark Treasury:

 

UST 1.625% due May 15, 2026

 

 

 

Spread to Benchmark Treasury:

 

+130 basis points

 

 

 

Benchmark Treasury Spot and Yield:

 

100-11; 1.587%

 

 

 

Price to Public:

 

99.893% of principal amount

 

 

 

Yield to Maturity:

 

2.887%

 

 

 

Optional Redemption:

 

Prior to June 15, 2026, in full or in part on one or more occasions, make-whole call at a discount rate of Treasury plus 20 basis points or, if greater, 100% of the principal amount of notes to be redeemed, in each case plus accrued and unpaid interest to the date of redemption.

 



 

 

 

On or after June 15, 2026, in full or in part on one or more occasions, par call at 100% of the principal amount of notes to be redeemed, in each case plus accrued and unpaid interest to the date of redemption.

 

Proceeds (after underwriting discount and before expenses) to Issuer:

 

$496,215,000 (99.243% of principal amount)

 

 

 

Interest Payment Dates:

 

Interest will accrue from August 11, 2016 and will be payable semi-annually in arrears on March 15 and September 15 of each year, commencing March 15, 2017.

 

 

 

Denomination:

 

$2,000 and integral multiples of $1,000 in excess thereof

 

 

 

CUSIP/ISIN:

 

03076C AH9 / US03076CAH97

 

 

 

Expected Ratings*

(Outlook):

 

A3 (Moody’s) / A (S&P) (Stable / Stable)

 

 

 

Joint Book-Running Managers:

 

Citigroup Global Markets Inc.

J.P. Morgan Securities LLC

Wells Fargo Securities, LLC

 

 

 

Co-Managers:

 

Credit Suisse Securities (USA) LLC

Goldman, Sachs & Co.

Merrill Lynch, Pierce, Fenner & Smith

Incorporated

U.S. Bancorp Investments, Inc.

 


*Note: An explanation of the significance of ratings may be obtained from the rating agencies.  Generally, rating agencies base their ratings on such material and information, and such of their own investigations, studies and assumptions, as they deem appropriate.  The ratings of the notes should be evaluated independently from similar ratings of other securities.  A credit rating of a security is not a recommendation to buy, sell or hold securities and may be subject to review, revision, suspension, reduction or withdrawal at any time by the assigning rating agency.

 

The issuer has filed a registration statement (including a prospectus and related preliminary prospectus supplement) with the U.S. Securities and Exchange Commission (SEC) for this offering. Before you invest, you should read the preliminary prospectus supplement and prospectus for this offering in that registration statement, and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by EDGAR at the SEC web site at www.sec.gov. Alternatively, you may obtain a copy of the prospectus and related preliminary prospectus supplement by calling Citigroup Global Markets Inc. toll-free at 1-800-831-9146, J.P. Morgan Securities LLC collect at 1-212-834-4533 or Wells Fargo Securities, LLC toll-free at 1-800-645-3751.

 

Any disclaimer or other notice that may appear below is not applicable to this communication and should be disregarded. Such disclaimer or notice was automatically generated as a result of this communication being sent by Bloomberg or another email system.

 

2


GRAPHIC 2 g155023bei001.jpg GRAPHIC begin 644 g155023bei001.jpg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end