<SEC-DOCUMENT>0001104659-15-030025-index.html : 20150424 <SEC-HEADER>0001104659-15-030025.hdr.sgml : 20150424 <ACCEPTANCE-DATETIME>20150424124847 ACCESSION NUMBER: 0001104659-15-030025 CONFORMED SUBMISSION TYPE: S-3ASR PUBLIC DOCUMENT COUNT: 24 FILED AS OF DATE: 20150424 DATE AS OF CHANGE: 20150424 EFFECTIVENESS DATE: 20150424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3ASR SEC ACT: 1933 Act SEC FILE NUMBER: 333-203606 FILM NUMBER: 15790945 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ameriprise Capital Trust IV CENTRAL INDEX KEY: 0001548346 IRS NUMBER: 456157645 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3ASR SEC ACT: 1933 Act SEC FILE NUMBER: 333-203606-01 FILM NUMBER: 15790946 BUSINESS ADDRESS: STREET 1: 55 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 55 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ameriprise Capital Trust III CENTRAL INDEX KEY: 0001548345 IRS NUMBER: 456157644 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3ASR SEC ACT: 1933 Act SEC FILE NUMBER: 333-203606-02 FILM NUMBER: 15790947 BUSINESS ADDRESS: STREET 1: 55 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 55 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ameriprise Capital Trust II CENTRAL INDEX KEY: 0001548344 IRS NUMBER: 456157643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3ASR SEC ACT: 1933 Act SEC FILE NUMBER: 333-203606-03 FILM NUMBER: 15790948 BUSINESS ADDRESS: STREET 1: 55 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 55 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ameriprise Capital Trust I CENTRAL INDEX KEY: 0001548343 IRS NUMBER: 456157641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3ASR SEC ACT: 1933 Act SEC FILE NUMBER: 333-203606-04 FILM NUMBER: 15790949 BUSINESS ADDRESS: STREET 1: 55 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 55 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 </SEC-HEADER> <DOCUMENT> <TYPE>S-3ASR <SEQUENCE>1 <FILENAME>a15-9586_1s3asr.htm <DESCRIPTION>S-3ASR <TEXT> Document 1 - file: a15-9586_1s3asr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.(A) <SEQUENCE>2 <FILENAME>a15-9586_1ex5da.htm <DESCRIPTION>EX-5.(A) <TEXT> Document 2 - file: a15-9586_1ex5da.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.(B) <SEQUENCE>3 <FILENAME>a15-9586_1ex5db.htm <DESCRIPTION>EX-5.(B) <TEXT> Document 3 - file: a15-9586_1ex5db.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.(A) <SEQUENCE>4 <FILENAME>a15-9586_1ex23da.htm <DESCRIPTION>EX-23.(A) <TEXT> Document 4 - file: a15-9586_1ex23da.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25.(A) <SEQUENCE>5 <FILENAME>a15-9586_1ex25da.htm <DESCRIPTION>EX-25.(A) <TEXT> Document 5 - file: a15-9586_1ex25da.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25.(B) <SEQUENCE>6 <FILENAME>a15-9586_1ex25db.htm <DESCRIPTION>EX-25.(B) <TEXT> Document 6 - file: a15-9586_1ex25db.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25.(C) <SEQUENCE>7 <FILENAME>a15-9586_1ex25dc.htm <DESCRIPTION>EX-25.(C) <TEXT> Document 7 - file: a15-9586_1ex25dc.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25.(D) <SEQUENCE>8 <FILENAME>a15-9586_1ex25dd.htm <DESCRIPTION>EX-25.(D) <TEXT> Document 8 - file: a15-9586_1ex25dd.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25.(E) <SEQUENCE>9 <FILENAME>a15-9586_1ex25de.htm <DESCRIPTION>EX-25.(E) <TEXT> Document 9 - file: a15-9586_1ex25de.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25.(F) <SEQUENCE>10 <FILENAME>a15-9586_1ex25df.htm <DESCRIPTION>EX-25.(F) <TEXT> Document 10 - file: a15-9586_1ex25df.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>g95861bki001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: g95861bki001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g95862lc03i001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: g95862lc03i001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g95862lc03i002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g95862lc03i002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g95862li03i001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g95862li03i001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g95862li03i002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g95862li03i002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>g95861bci001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: g95861bci001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>g95862lk03i001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: g95862lk03i001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g95862lk03i002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: g95862lk03i002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>g95862lg03i001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: g95862lg03i001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>g95862lg03i002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: g95862lg03i002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>g95862la03i001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: g95862la03i001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>g95862la03i002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: g95862la03i002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>g95862le03i001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: g95862le03i001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>g95862le03i002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: g95862le03i002.jpg
</DOCUMENT> </SEC-DOCUMENT>