8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)  October 28, 2014

AMERIPRISE FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

Delaware	001-32525	13-3180631
(State or other jurisdiction	(Commission	(IRS Employer
of incorporation)	File Number)	Identification No.)

55 Ameriprise Financial Center Minneapolis, Minnesota	55474
(Address of principal executive offices)	(Zip Code)

Registrant’s telephone number, including area code  (612) 671-3131

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02Results of Operations and Financial Condition.

On October 28, 2014, Ameriprise Financial, Inc. (the “Company,” “we,” or “our”) issued a press release announcing its financial results for the third quarter of 2014.  A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference and furnished herewith. In addition, the Company furnishes herewith, as Exhibit 99.2, its Statistical Supplement for the quarterly period ended September 30, 2014.

We follow accounting principles generally accepted in the United States (“GAAP”). The press release furnished as Exhibit 99.1 and the financial information furnished as Exhibit 99.2 include information on both a GAAP and non-GAAP adjusted basis. Certain non-GAAP performance measures in these exhibits exclude the impact of consolidating certain investment entities (“CIEs”), as well as certain integration/restructuring charges, the cessation of the deposit-taking and lending activities of Ameriprise National Trust Bank, the impact of our annual review of insurance and annuity valuation assumptions and model changes ("unlocking"), market impact on variable annuity guaranteed benefits, market impact on indexed universal life benefits, realized gains (losses) and income (loss) from discontinued operations. Management believes that the presentation of these non-GAAP financial measures better reflects the underlying performance of our 2014 and 2013 core operations and facilitates a more meaningful trend analysis. Exhibits 99.1 and 99.2 also contain certain non-GAAP debt, capital and shareholders’ equity measures, along with financial ratios incorporating such measures that exclude amounts related to one or more of the following: accumulated other comprehensive income (“AOCI”), fair value of hedges, unamortized discount and the impact of consolidating the assets and liabilities of certain CIEs.  Management believes that these non-GAAP debt, capital and shareholders’ equity measures, and the corresponding ratios, better represent our capital structure, and, in the case of adjustments related to former banking operations and the impact of unlocking, these non-GAAP measures enable better comparability of year-over-year results. Management uses certain of these non-GAAP measures to evaluate our financial performance on a basis comparable to that used by some securities analysts and investors. Also, certain of these non-GAAP measures are taken into consideration, to varying degrees, for purposes of business planning and analysis and for certain compensation-related matters.

Our non-GAAP financial measures included in Exhibits 99.1 and 99.2, which our management views as important indicators of financial performance, include the following: adjusted net pretax operating margin; adjusted operating earnings; adjusted operating revenues; Ameriprise Financial shareholders’ equity excluding AOCI; Ameriprise Financial shareholders’ equity excluding CIEs; Ameriprise Financial shareholders’ equity excluding CIEs and AOCI; basic operating earnings per share; effective tax rate excluding noncontrolling interests; operating earnings; operating earnings per diluted share; operating effective tax rate; operating expenses; operating return on equity excluding AOCI; operating total net revenues; pretax operating earnings; pretax operating margin; return on equity excluding AOCI; total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs; total Ameriprise Financial long-term debt excluding fair value of hedges and unamortized discount; total Ameriprise Financial long-term debt to total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs; and various financial measures that exclude the results of former banking operations and the impact of unlocking.

Item 9.01Financial Statements and Exhibits.

(d)Exhibits.

Exhibit No.	Description
Exhibit 99.1	Press Release dated October 28, 2014 announcing financial results for the third quarter of 2014
Exhibit 99.2	Statistical Supplement for the quarterly period ended September 30, 2014

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(Registrant)
Date: October 28, 2014	By	/s/ Walter S. Berman
		Walter S. Berman
		Executive Vice President and
		Chief Financial Officer

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EX-99.1

Exhibit 99.1

Ameriprise Financial, Inc. Ameriprise Financial Center Minneapolis, MN 55474

News Release

Ameriprise Financial Reports
Third Quarter 2014 Results

Third quarter 2014 net income(1) per diluted share was $2.17

Operating EPS increased 10 percent to $2.10

Excluding unlocking(2) in both quarters, operating EPS increased 28 percent to $2.24

Third quarter 2014 return on equity excluding AOCI was 19.7 percent
Operating ROE excluding AOCI increased 270 bps to a record high 22.1 percent

MINNEAPOLIS – October 28, 2014 – Ameriprise Financial, Inc. (NYSE: AMP) today reported third quarter 2014 net income(1) of $420 million, or $2.17 per diluted share. Operating earnings were $407 million, with operating earnings per diluted share increasing 10 percent to $2.10 from a year ago.  Excluding unlocking(2)in both quarters, operating earnings increased 21 percent and operating earnings per diluted share increased 28 percent.

Third quarter 2014 operating results included a previously disclosed non-cash unlocking expense. This $28 million after-tax, or $0.14 per diluted share, unfavorable impact in the quarter compared to a benefit of $32 million after-tax, or $0.16 per diluted share, a year ago.

Excluding the impact of unlocking in both quarters:

·Operating earnings increased 21 percent from strong fee-based business growth and ongoing expense controls.

·Operating net revenues increased 8 percent to $2.9 billion driven by client net inflows and market appreciation.

·Operating expenses increased 5 percent to $2.3 billion reflecting higher volume-related distribution expense. General and administrative expenses remained well controlled, increasing 3 percent compared to a year ago.

In the quarter, the company returned $442 million to shareholders through share repurchases and dividends. The company has returned $1.4 billion to shareholders through the first three quarters of the year.

“Ameriprise delivered another strong quarter, continuing the trend we set in the first half of the year,” said Jim Cracchiolo, chairman and chief executive officer. “Our fee-based businesses drove our growth, led by Advice & Wealth Management.”

“With our financial strength and cash flow generation, we continue to return significant capital to shareholders with more than $1 billion returned so far this year. And we’re delivering a differentiated level of return; our operating return on equity is now above 22 percent.”

(1)Net income represents net income from continuing operations attributable to Ameriprise Financial.

(2)Unlocking represents the company’s annual review of insurance and annuity valuation assumptions and model changes.

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Ameriprise Financial, Inc.

Third Quarter Summary

	Quarter Ended September 30,					% Better/		Per Diluted Share Quarter Ended September 30,					% Better/
(in millions, except per share amounts, unaudited)	2014			2013		(Worse)		2014			2013		(Worse)
Net income from continuing operations attributable to Ameriprise Financial	$	420		$	381	10	%	$	2.17		$	1.86	17	%
Adjustments, net of tax (1) (see reconciliation on p. 11)	(13		)	11				(0.07		)	0.05
Operating earnings (2)	$	407		$	392	4	%	$	2.10		$	1.91	10	%
Weighted average common shares outstanding:
Basic	190.3			201.3
Diluted	193.7			205.1

(1)After-tax is calculated using the statutory tax rate of 35%.

(2)The company believes the presentation of operating earnings best represents the economics of the business. Operating
earnings, after-tax, exclude the consolidation of certain investment entities; net realized gains or losses; integration and restructuring charges; the market impact on variable annuity guaranteed benefits net of hedges and related deferred acquisition costs (DAC) and deferred sales inducement costs (DSIC) amortization; the market impact on indexed universal life benefits, net of hedges and related DAC amortization, unearned revenue amortization, and the reinsurance accrual; and income or loss from discontinued operations.

In the third quarter of the year, the company conducts its annual review of insurance and annuity valuation assumptions relative to current experience and management expectations. To the extent that expectations change as a result of this review, the company updates valuation assumptions and models and the impact is reflected as part of annual unlocking. As discussed in the segment commentary to follow, the unfavorable impact in the current quarter reflects the continued low interest rate environment, which the company estimated would increase over the past year. This impact was partially offset by a benefit from updating variable annuity living benefit withdrawal utilization assumption.

In addition, results in the quarter included an unfavorable $6 million pretax market impact on DAC and DSIC compared to a $13 million pretax benefit a year ago.

Taxes

The third quarter 2014 operating effective tax rate was 26.5 percent compared to 29.0 percent a year ago. The company estimates that its full year 2014 operating effective tax rate will be in the 28 to 30 percent range.

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Third Quarter 2014 Business Highlights

·Total assets under management and administration grew 8 percent from a year ago to $797 billion driven by Ameriprise advisor client net inflows and market appreciation.

·Advice & Wealth Management experienced continued strong growth in client assets and flows with advisor client assets up 11 percent to $434 billion and wrap assets increasing 17 percent to $169 billion. Wrap net inflows in the quarter remained strong at $3.8 billion.

·Advisor productivity continues to improve. On a trailing 12-month basis, operating net revenue per advisor, excluding results from former banking operations, grew 13 percent to $483,000.

·Experienced advisor recruiting was strong in the quarter, with 81 experienced advisors moving their practices to Ameriprise.

·Asset Management segment AUM increased 5 percent to $505 billion, driven by market appreciation, partially offset by the cumulative effect of net outflows.

·The company has 121 four- and five-star rated funds, with 54 funds managed by Columbia Management and 67 managed by Threadneedle.

·Combined, Advice & Wealth Management and Asset Management generated 68 percent of company pretax operating earnings(1).  Excluding unlocking, these fee-based businesses drove 64 percent of company pretax operating earnings(1).

·Variable annuity policyholder account balances grew 5 percent to $76 billion and included $1.2 billion in new sales — 28 percent of sales in the quarter did not include living benefits.

·Variable Universal Life / Universal Life insurance account balances increased 6 percent to $11 billion.

·The company repurchased 2.7 million shares of common stock in the quarter for $331 million and paid $111 million in quarterly dividends.

·Excess capital increased to approximately $2.5 billion, including a reduction in the level of contingent capital held in the event of a severe market dislocation from $500 million to $250 million based upon the company’s risk assessment.

·During the quarter, the company issued $550 million in 10-year senior notes to enhance its capital structure given attractive rates. The proceeds are for general corporate purposes, which may include funding upcoming debt maturities.

·The company announced that it will match donations to Feeding America up to $500,000 through Thanksgiving. The annual Ameriprise Financial Challenge, which kicks off every September in support of Feeding America’s Hunger Action MonthTM, makes it easy for people to double the impact of their donations to Feeding America, the nation’s leading hunger-relief organization.

(1)  Excludes Corporate & Other segment

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Ameriprise Financial, Inc.
Advice & Wealth Management Segment Operating Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2014			2013			(Worse)
Advice & Wealth Management
Net revenues	$	1,210		$	1,074		13	%
Expenses	1,005			922			(9	)
Pretax operating earnings	$	205		$	152		35
Pretax operating margin	16.9		%	14.2		%

	Quarter Ended September 30,				% Better/
	2014		2013		(Worse)
Retail client assets (billions)	$	434	$	389	11	%
Mutual fund wrap net flows (billions)	$	3.8	$	3.0	27	%
Operating net revenue per branded advisor, excluding former banking operations (trailing 12 months - thousands)	$	483	$	426	13	%

Advice & Wealth Management pretax operating earnings increased 35 percent to $205 million, reflecting strong revenue growth and expense controls. Third quarter 2014 pretax operating margin reached a record high of 16.9 percent compared to 14.2 percent a year ago.

Operating net revenues grew 13 percent to $1.2 billion driven by asset growth in fee-based accounts from client inflows and market appreciation.

Operating expenses increased 9 percent to $1 billion as business growth resulted in higher distribution expenses. General and administrative expenses were essentially flat compared to a year ago, as investments in the business were offset by ongoing expense discipline.

Total retail client assets grew 11 percent to $434 billion driven by client net inflows, new client acquisition and market appreciation. Wrap net inflows continued to be strong at $3.8 billion and brokerage cash balances were approximately $19 billion. The combination of asset growth and client activity drove a 13 percent increase in operating net revenue per advisor, excluding former banking operations, on a trailing 12-month basis.

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Ameriprise Financial, Inc.

Asset Management Segment Operating Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2014			2013			(Worse)
Asset Management
Net revenues	$	839		$	777		8	%
Expenses	631			605			(4	)
Pretax operating earnings	$	208		$	172		21
Adjusted net pretax operating margin	41.3		%	38.7		%

	Quarter Ended September 30,						% Better/
	2014			2013			(Worse)
Total segment AUM(1) (billions)	$	505		$	479		5	%
Columbia Management AUM	$	358		$	345		4	%
Threadneedle AUM	$	150		$	137		9	%
Total segment net flows (billions)	$	(4.1	)	$	(4.3	)	5	%
Retail net flows	$	(3.5	)	$	(2.4	)	(46	)%
Institutional net flows	$	(0.5	)	$	(1.7	)	69	%
Alternative net flows	$	(0.1	)	$	(0.2	)	61	%

(1)Subadvisory eliminations between Columbia Management and Threadneedle are included in the company’s Third Quarter 2014 Statistical Supplement available at ir.ameriprise.com.

Asset Management pretax operating earnings increased 21 percent to $208 million, driven by market appreciation and continued expense management, partially offset by the cumulative impact of net outflows.

Third quarter adjusted net pretax operating margin remained strong at 41.3 percent compared to 38.7 percent a year ago.

Operating net revenues grew 8 percent to $839 million, primarily driven by asset growth from market appreciation, partially offset by the impact of net outflows in prior quarters.

Operating expenses increased 4 percent to $631 million, reflecting higher distribution expenses from market growth as well as higher general and administrative expenses.

AUM grew 5 percent to $505 billion, reflecting market appreciation that more than offset the cumulative impact of net outflows. For the quarter, net outflows were $4.1 billion, reflecting strong inflows from third party institutional mandates, which were more than offset by net outflows in former parent company related portfolios and retail funds. Total retail net outflows included net outflows at Threadneedle as European investors’ geopolitical concerns pressured sales, as well as outflows from a portfolio manager departure earlier in the year.

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Ameriprise Financial, Inc.

Annuities Segment Operating Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2014			2013			(Worse)
Annuities
Net revenues	$	655		$	649		1	%
Expenses	527			444			(19	)
Pretax operating earnings	$	128		$	205		(38	)
Variable annuity pretax operating earnings	$	81		$	180		(55	)%
Fixed annuity pretax operating earnings	47			25			88
Total pretax operating earnings	$	128		$	205		(38	)
Items included in operating earnings:
Annual unlocking — variable annuities	$	(32	)	$	61		NM
Annual unlocking — fixed annuities	10			(1		)	NM
Market impact on DAC and DSIC (mean reversion)	(6		)	13			NM
Total annuities impact	$	(28	)	$	73		NM

	Quarter Ended September 30,						% Better/
	2014			2013			(Worse)
Variable annuity ending account balances (billions)	$	76.1		$	72.7		5	%
Variable annuity net flows (millions)	$	(426	)	$	(154	)	NM
Fixed annuity ending account balances (billions)	$	12.4		$	13.4		(8	)%
Fixed annuity net flows (millions)	$	(314	)	$	(218	)	(44	)%

NM  Not Meaningful — variance of greater than 100%

Annuities pretax operating earnings were $128 million compared to $205 million a year ago. Unlocking and the market impact on DAC and DSIC resulted in a net $28 million unfavorable impact in the quarter, compared to $73 million benefit a year ago. Adjusting for unlocking and the market impact on DAC and DSIC, earnings were up 18 percent driven by higher variable annuity account balances from market appreciation.

Variable annuity operating earnings were $81 million and included a $38 million unfavorable impact from unlocking and the market impact on DAC and DSIC, compared to a $74 million benefit a year ago. Excluding these items, variable annuity earnings increased 12 percent from growth in account balances.  Account balances grew 5 percent to $76 billion driven by market appreciation, partially offset by net outflows, primarily from a closed block of variable annuities sold through third party channels. Variable annuity cash sales remained solid at $1.2 billion.

Fixed annuity operating earnings were $47 million and included a $10 million benefit from unlocking in the quarter. Excluding the impact of unlocking, earnings increased 42 percent from higher spread income. Both spread expansion and lapse experience were consistent with the company’s expectations.

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Ameriprise Financial, Inc.

Protection Segment Operating Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2014			2013			(Worse)
Protection
Net revenues	$	553		$	535		3	%
Expenses	487			467			(4	)
Pretax operating earnings	$	66		$	68		(3	)
Items included in operating earnings:
Annual unlocking	$	(21	)	$	(11	)	(91	)%

	Quarter Ended September 30,				% Better/
	2014		2013		(Worse)
Life insurance in force (billions)	$	195	$	193	1	%
VUL/UL ending account balances (billions)	$	11.1	$	10.5	6	%
Auto & Home policies in force (thousands)	912		819		11	%

Protection pretax operating earnings were $66 million compared to $68 million a year ago. Unlocking resulted in a $21 million unfavorable impact in the quarter compared to an $11 million unfavorable impact a year ago. Excluding the impact of unlocking in both quarters, pretax operating earnings increased 10 percent.

Life and Health earnings, excluding the impact of unlocking, were within expectations based on normal quarterly fluctuations in claims. VUL/UL account balances grew 6 percent, primarily driven by market appreciation. VUL/UL cash sales were $85 million, up 5 percent.

Auto and Home earnings improved from a year ago from premium growth. Auto and Home policy growth remained strong, with policies in force up 11 percent.

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Ameriprise Financial, Inc.

Corporate & Other Segment Operating Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2014			2013			(Worse)
Corporate & Other
Net revenues	$	(1	)	$	1		NM
Expenses	52			46			(13	)%
Pretax operating loss	$	(53	)	$	(45	)	(18	)

NM  Not Meaningful — variance of greater than 100%

Corporate & Other pretax operating loss was $53 million for the quarter compared to a $45 million loss a year ago.

Contacts

Investor Relations:	Media Relations:
Alicia A. Charity	Paul W. Johnson
Ameriprise Financial	Ameriprise Financial
(612) 671-2080	(612) 671-0625
alicia.a.charity@ampf.com	paul.w.johnson@ampf.com
Chad J. Sanner
Ameriprise Financial
(612) 671-4676
chad.j.sanner@ampf.com

At Ameriprise Financial, we have been helping people feel confident about their financial future for 120 years. With a nationwide network of 10,000 financial advisors and extensive asset management, advisory and insurance capabilities, we have the strength and expertise to serve the full range of individual and institutional investors’ financial needs. For more information, visit ameriprise.com.

Ameriprise Financial Services, Inc. offers financial planning services, investments, insurance and annuity products. Columbia Funds are distributed by Columbia Management Investment Distributors, Inc., member FINRA and managed by Columbia Management Investment Advisers, LLC. Threadneedle International Limited is an SEC- and FCA-registered investment adviser affiliate of Columbia Management Investment Advisers, LLC based in the U.K. Auto and home insurance is underwritten by IDS Property Casualty Insurance Company, or in certain states, Ameriprise Insurance Company, both in De Pere, WI. RiverSource insurance and annuity products are issued by RiverSource Life Insurance Company, and in New York only by RiverSource Life Insurance Co. of New York, Albany, New York. Only RiverSource Life Insurance Co. of New York is authorized to sell insurance and annuity products in the state of New York. These companies are all part of Ameriprise Financial, Inc. CA License #0684538. RiverSource Distributors, Inc. (Distributor), Member FINRA.

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Forward-Looking Statements

This news release contains forward-looking statements that reflect management’s plans, estimates and beliefs. Actual results could differ materially from those described in these forward-looking statements. Examples of such forward-looking statements include:

·the statement in this news release that the company expects its full-year 2014 operating effective tax rate to be in the 28 to 30 percent range;

·statements of the company’s plans, intentions, positioning, expectations, objectives or goals, including those relating to asset flows, mass affluent and affluent client acquisition strategy, client retention and growth of our client base, financial advisor productivity, retention, recruiting and enrollments, the introduction, cessation, terms or pricing of new or existing products and services, acquisition integration, general and administrative costs, consolidated tax rate, return of capital to shareholders, and excess capital position and financial flexibility to capture additional growth opportunities;

·other statements about future economic performance, the performance of equity markets and interest rate variations and the economic performance of the United States and of global markets; and

·statements of assumptions underlying such statements.

The words “believe,” “expect,” “anticipate,” “optimistic,” “intend,” “plan,” “aim,” “will,” “may,” “should,” “could,” “would,” “likely,” “forecast,” “on pace,” “project” and similar expressions are intended to identify forward-looking statements but are not the exclusive means of identifying such statements. Forward-looking statements are subject to risks and uncertainties, which could cause actual results to differ materially from such statements.

Such factors include, but are not limited to:

·conditions in the interest rate, credit default, equity market and foreign exchange environments, including changes in valuations, liquidity and volatility;

·changes in and the adoption of relevant accounting standards and securities rating agency standards and processes, as well as changes in the litigation and regulatory environment, including ongoing legal proceedings and regulatory actions, the frequency and extent of legal claims threatened or initiated by clients, other persons and regulators, and developments in regulation and legislation, including the rules and regulations implemented or to be implemented in connection with the Dodd-Frank Wall Street Reform and Consumer Protection Act;

·investment management performance and distribution partner and consumer acceptance of the company’s products;

·effects of competition in the financial services industry, including pricing pressure, the introduction of new products and services and changes in product distribution mix and distribution channels;

·changes to the company’s reputation that may arise from employee or advisor misconduct, legal or regulatory actions, perceptions of the financial services industry generally, improper management of conflicts of interest or otherwise;

·the company’s capital structure, including indebtedness, limitations on subsidiaries to pay dividends, and the extent, manner, terms and timing of any share or debt repurchases management may effect as well as the opinions of rating agencies and other analysts and the reactions of market participants or the company’s regulators, advisors, distribution partners or customers in response to any change or prospect of change in any such opinion;

·changes to the availability and cost of liquidity and the Company’s credit capacity that may arise due to shifts in market conditions, the Company’s credit ratings and the overall availability of credit;

·risks of default, capacity constraint or repricing by issuers or guarantors of investments the company owns or by counterparties to hedge, derivative, insurance or reinsurance arrangements or by manufacturers of products the company distributes, experience deviations from the company’s assumptions regarding such risks, the evaluations or the prospect of changes in evaluations of any such third parties published by rating agencies or other analysts, and the reactions of other market

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participants or the company’s regulators, advisors, distribution partners or customers in response to any such evaluation or prospect of changes in evaluation;

·experience deviations from the company’s assumptions regarding morbidity, mortality and persistency in certain annuity and insurance products, or from assumptions regarding market returns assumed in valuing or unlocking DAC and DSIC or market volatility underlying our valuation and hedging of guaranteed living benefit annuity riders, or from assumptions regarding anticipated claims and losses relating to our automobile and home insurance products;

·changes in capital requirements that may be indicated, required or advised by regulators or rating agencies;

·the impacts of the company’s efforts to improve distribution economics and to grow third-party distribution of its products;

·the ability to pursue and complete strategic transactions and initiatives, including acquisitions, divestitures, restructurings, joint ventures and the development of new products and services;

·the ability to realize the financial, operating and business fundamental benefits of strategic transactions and initiatives the company has completed, is pursuing or may pursue in the future, which may be impacted by the ability to obtain regulatory approvals, the ability to effectively manage related expenses and by market, business partner and consumer reactions to such strategic transactions and initiatives;

·the ability and timing to realize savings and other benefits from re-engineering and tax planning;

·interruptions or other failures in our communications, technology and other operating systems, including errors or failures caused by third party service providers, interference or failures caused by third party attacks on our systems, or the failure to safeguard the privacy or confidentiality of sensitive information and data on such systems; and

·general economic and political factors, including consumer confidence in the economy and the financial industry, the ability and inclination of consumers generally to invest as well as their ability and inclination to invest in financial instruments and products other than cash and cash equivalents, the costs of products and services the company consumes in the conduct of its business, and applicable legislation and regulation and changes therein, including tax laws, tax treaties, fiscal and central government treasury policy, and policies regarding the financial services industry and publicly held firms, and regulatory rulings and pronouncements.

Management cautions the reader that the foregoing list of factors is not exhaustive. There may also be other risks that management is unable to predict at this time that may cause actual results to differ materially from those in forward-looking statements. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date on which they are made. Management undertakes no obligation to update publicly or revise any forward-looking statements. The foregoing list of factors should be read in conjunction with the “Risk Factors” discussion under Part 1, Item 1A of and elsewhere in our Annual Report on Form 10-K for the year ended December 31, 2013 available at ir.ameriprise.com.

The financial results discussed in this news release represent past performance only, which may not be used to predict or project future results. The financial results and values presented in this news release and the below-referenced Statistical Supplement are based upon asset valuations that represent estimates as of the date of this news release and may be revised in the company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2014. For information about Ameriprise Financial entities, please refer to the Third Quarter 2014 Statistical Supplement available at ir.ameriprise.com and the tables that follow in this news release.

Ameriprise Financial announces financial and other information to investors through the company’s investor relations website at ir.ameriprise.com, as well as SEC filings, press releases, public conference calls and webcasts. Investors and others interested in the company are encouraged to visit the investor relations website from time to time, as information is updated and new information is posted. The website also allows users to sign up for automatic notifications in the event new materials are posted. The information found on the website is not incorporated by reference into this release or in any other report or document the company furnishes or files with the SEC.

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Ameriprise Financial, Inc.

Reconciliation Table: Earnings

	Quarter EndedSeptember 30,						Per Diluted ShareQuarter EndedSeptember 30,
(in millions, except per share amounts, unaudited)	2014			2013			2014			2013
Net income attributable to Ameriprise Financial	$	420		$	382		$	2.17		$	1.86
Less: Income (loss) from discontinued operations, net of tax	—			1			—			—
Net income from continuing operations attributable to Ameriprise Financial	420			381			2.17			1.86
Add: Market impact on variable annuity guaranteed benefits, net of tax(1)	(5		)	13			(0.03		)	0.06
Add: Market impact on indexed universal life benefits, net of tax(1)	(5		)	2			(0.03		)	0.01
Add: Net realized (gains) losses, net of tax(1)	(3		)	(4		)	(0.01		)	(0.02		)
Operating earnings	407			392			2.10			1.91
Less: Unlocking, net of tax(1)	(28		)	32			(0.14		)	0.16
Operating earnings excluding unlocking	$	435		$	360		$	2.24		$	1.75
Weighted average common shares outstanding:
Basic	190.3			201.3
Diluted	193.7			205.1

(1)Calculated using the statutory tax rate of 35%.

Ameriprise Financial, Inc.

Reconciliation Table: Total Net Revenues

	Quarter EndedSeptember 30,
(in millions, unaudited)	2014			2013
Total net revenues	$	3,111		$	2,813
Less: CIEs revenue	206			114
Less: Net realized gains	4			6
Less: Market impact on indexed universal life benefits	2			(2		)
Operating total net revenues	2,899			2,695
Less: Unlocking	(29		)	(18		)
Operating total net revenues excluding unlocking	$	2,928		$	2,713

11

Ameriprise Financial, Inc.

Reconciliation Table: Total Expenses

	Quarter EndedSeptember 30,
(in millions, unaudited)	2014			2013
Total expenses	$	2,391		$	2,211
Less: CIEs expenses	61			47
Less: Market impact on variable annuity guaranteed benefits	(9		)	21
Less: Market impact on indexed universal life benefits	(6		)	—
Operating expenses	2,345			2,143
Less: Unlocking	14			(67		)
Operating expenses excluding unlocking	$	2,331		$	2,210

Ameriprise Financial, Inc.

Reconciliation Table: Pretax Operating Earnings

	Quarter EndedSeptember 30,
(in millions, unaudited)	2014		2013
Operating total net revenues	$	2,899	$	2,695
Operating expenses	2,345		2,143
Pretax operating earnings	$	554	$	552

Ameriprise Financial, Inc.
Reconciliation Table: General and Administrative Expense

	Quarter Ended September 30,
(in millions, unaudited)	2014		2013
General and administrative expense	$	757	$	730
Less: CIEs expenses	7		5
Operating general and administrative expense	$	750	$	725

12

Ameriprise Financial, Inc.

Reconciliation Table: Segment Pretax Operating Earnings(1)

(in millions, unaudited)	Quarter EndedSeptember 30, 2014
Pretax operating earnings — Advice & Wealth Management and Asset Management	$	413
Less: Unlocking	—
Pretax operating earnings excluding unlocking — Advice & Wealth Management & Asset Management	$	413
Pretax operating earnings — Annuities and Protection	$	194
Less: Unlocking	(43		)
Pretax operating earnings excluding unlocking — Annuities and Protection	$	237
Percent pretax operating earnings from Advice & Wealth Management and Asset Management	68		%
Percent pretax operating earnings from Annuities and Protection	32		%
Percent pretax operating earnings from Advice & Wealth Management and Asset Management excluding unlocking	64		%
Percent pretax operating earnings from Annuities and Protection excluding unlocking	36		%

(1)Excludes Corporate & Other segment.

Ameriprise Financial, Inc.
Reconciliation Table: Effective Tax Rate

	Quarter Ended September 30, 2014
(in millions, unaudited)	GAAP			Operating
Income from continuing operations before income tax provision	$	720		$	554
Less: Pretax income attributable to noncontrolling interests	145			—
Income from continuing operations before income tax provision excluding consolidated investment entities	$	575		$	554
Income tax provision from continuing operations	$	155		$	147
Effective tax rate	21.6		%	26.5		%
Effective tax rate excluding noncontrolling interests	27.0		%	26.5		%

Ameriprise Financial, Inc.
Reconciliation Table: Effective Tax Rate

	Quarter Ended September 30, 2013
(in millions, unaudited)	GAAP			Operating
Income from continuing operations before income tax provision	$	602		$	552
Less: Pretax income attributable to noncontrolling interests	67			—
Income from continuing operations before income tax provision excluding consolidated investment entities	$	535		$	552
Income tax provision from continuing operations	$	154		$	160
Effective tax rate	25.5		%	29.0		%
Effective tax rate excluding noncontrolling interests	28.7		%	29.0		%

13

Ameriprise Financial, Inc.
Reconciliation Table: Operating Total Net Revenues Per Financial Advisor (trailing 12 months)

	Quarter Ended September 30,
(in thousands, unaudited)	2014		2013
Operating total net revenues per financial advisor	$	483	$	427
Less: Operating total net revenues per financial advisor attributable to former banking operations	—		1
Operating total net revenues per financial advisor excluding former banking operations	$	483	$	426

Ameriprise Financial, Inc.

Reconciliation Table: Asset Management Adjusted Net Pretax Operating Margin

	Quarter Ended September 30,
(in millions, unaudited)	2014			2013
Operating total net revenues	$	839		$	777
Less: Distribution pass through revenues	233			224
Less: Subadvisory and other pass through revenues	98			96
Adjusted operating revenues	$	508		$	457
Pretax operating earnings	$	208		$	172
Less: Operating net investment income	7			5
Add: Amortization of intangibles	9			10
Adjusted operating earnings	$	210		$	177
Adjusted net pretax operating margin	41.3		%	38.7		%

Ameriprise Financial, Inc.

Reconciliation Table: Annuities Pretax Operating Earnings

	Quarter EndedSeptember 30,
(in millions, unaudited)	2014			2013
Pretax operating earnings	$	128		$	205
Less: Unlocking	(22		)	60
Less: Market impact on DAC and DSIC (mean reversion)	(6		)	13
Pretax operating earnings excluding unlocking and market impact on DAC and DSIC (mean reversion)	$	156		$	132

Ameriprise Financial, Inc.

Reconciliation Table: Protection Pretax Operating Earnings

	Quarter EndedSeptember 30,
(in millions, unaudited)	2014			2013
Pretax operating earnings	$	66		$	68
Less: Unlocking	(21		)	(11		)
Pretax operating earnings excluding unlocking	$	87		$	79

14

Ameriprise Financial, Inc.

Reconciliation Table: Return on Equity (ROE) Excluding Accumulated
Other Comprehensive Income “AOCI”

	Twelve Months EndedSeptember 30,
(in millions, unaudited)	2014			2013
Net income attributable to Ameriprise Financial	$	1,490		$	1,427
Less: Loss from discontinued operations, net of tax	(3		)	—
Net income from continuing operations attributable to Ameriprise Financial, as reported	1,493			1,427
Less: Adjustments (1)	(107		)	(22		)
Operating earnings	$	1,600		$	1,449
Total Ameriprise Financial, Inc. shareholders’ equity	$	8,310		$	8,775
Less: Accumulated other comprehensive income, net of tax	723			955
Total Ameriprise Financial, Inc. shareholders’ equity excluding AOCI	7,587			7,820
Less: Equity impacts attributable to the consolidated investment entities	331			344
Operating equity	$	7,256		$	7,476
Return on equity excluding AOCI	19.7		%	18.2		%
Operating return on equity excluding AOCI (2)	22.1		%	19.4		%

(1)  Adjustments reflect the trailing twelve months’ sum of after-tax net realized gains/losses; market impact on variable annuity guaranteed benefits, net of hedges and related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and related DAC amortization, unearned revenue amortization, and the reinsurance accrual; and integration/restructuring charges.  After-tax is calculated using the statutory tax rate of 35%.

(2)Operating return on equity excluding accumulated other comprehensive income (AOCI) is calculated using the trailing twelve months of earnings excluding the after-tax net realized gains/losses; market impact on variable annuity guaranteed benefits, net of hedges and related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and related DAC amortization, unearned revenue amortization, and the reinsurance accrual; integration/ restructuring charges; and discontinued operations in the numerator, and Ameriprise Financial shareholders’ equity excluding AOCI and the impact of consolidating investment entities using a five-point average of quarter-end equity in the denominator.  After-tax is calculated using the statutory tax rate of 35%.

15

Ameriprise Financial, Inc.
Consolidated GAAP Results

	Quarter Ended September 30,					% Better/
(in millions, unaudited)	2014		2013			(Worse)
Revenues
Management and financial advice fees	$	1,483	$	1,318		13	%
Distribution fees	464		441			5
Net investment income	428		491			(13	)
Premiums	351		324			8
Other revenues	392		247			59
Total revenues	3,118		2,821			11
Banking and deposit interest expense	7		8			13
Total net revenues	3,111		2,813			11
Expenses
Distribution expenses	813		731			(11	)
Interest credited to fixed accounts	168		204			18
Benefits, claims, losses and settlement expenses	458		492			7
Amortization of deferred acquisition costs	116		(14		)	NM
Interest and debt expense	79		68			(16	)
General and administrative expense	757		730			(4	)
Total expenses	2,391		2,211			(8	)
Income from continuing operations before income tax provision	720		602			20
Income tax provision	155		154			(1	)
Income from continuing operations	565		448			26
Income from discontinued operations, net of tax	—		1			NM
Net income	565		449			26
Less: Net income attributable to noncontrolling interests	145		67			NM
Net income attributable to Ameriprise Financial	$	420	$	382		10

NM Not Meaningful — variance of greater than 100%

16

EX-99.2

Exhibit 99.2

Statistical Supplement Package

(unaudited)

Third Quarter 2014

1

Ameriprise Financial, Inc.

Statistical Supplement Information

Table of Contents

	Page
Ameriprise Financial, Inc.
Statistical Supplement Presentation	4
Consolidated GAAP Income Statements	5
Consolidated Operating Results and Highlights	6
Common Share and Capital Summary	8
Segment Summary	10
Advice & Wealth Management Segment
Segment Operating Income Statements	12
Segment Metrics	13
Asset Management Segment
Segment Operating Income Statements	15
Segment Metrics	16
Columbia Asset Management Products	17
Threadneedle Asset Management Products	18
Retail Fund Performance - Columbia	19
Retail Fund Performance - Threadneedle	20
Annuities Segment
Segment Operating Income Statements	22
Segment Metrics	23
Protection Segment
Segment Operating Income Statements	25
Segment Metrics	26
Corporate & Other Segment
Segment Operating Income Statements	28
Eliminations
Operating Income Statements	29
Balance Sheet and Ratings Information
Consolidated Balance Sheets	31
Capital and Ratings Information	32
Investments	33
Non-GAAP Financial Information	34
Glossary of Selected Terminology
Glossary of Selected Terminology - Segments	35
Glossary of Selected Terminology	36
Exhibit A
Disclosed Items	38
Exhibit B
Non-GAAP Financial Measure Reconciliations	44

2

Statistical Supplement Package

(unaudited)

Third Quarter 2014

Consolidated Results

3

Ameriprise Financial, Inc.

Statistical Supplement Presentation

Third Quarter 2014

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that operating measures, which exclude net realized gains or losses; the market impact on variable annuity guaranteed benefits, net of hedges and the related deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; integration and restructuring charges; income (loss) from discontinued operations and the impact of consolidating certain investment entities (“CIEs”), best reflect the underlying performance of our core operations and facilitate a more meaningful trend analysis. The Company also uses a number of non-GAAP financial measures to evaluate its financial performance on a basis comparable to that used by some securities analysts and investors. However, these measures are not a substitute for GAAP. Therefore, reconciliations to GAAP measures are provided on page 6 and in Exhibit B “Non-GAAP Financial Measure Reconciliations” on pages 44 and 45.

The market impact on variable annuity guaranteed benefits and indexed universal life benefits includes changes in liability values caused by changes in financial market conditions, net of changes in economic hedge values.  The market impact also includes certain valuation adjustments made in accordance with Financial Accounting Standards Board Accounting Standards Codification 820, Fair Value Measurements and Disclosures (“ASC 820”), including the impact on liability values of discounting projected benefits to reflect a current estimate of RiverSource Life Insurance Company’s nonperformance spread.  Further, the market impact is net of related impacts on DAC, DSIC and unearned revenue amortization as well as a reinsurance accrual for indexed universal life.  The market impact relates to guaranteed minimum accumulation benefits, non-life contingent guaranteed minimum withdrawal benefits and indexed universal life benefits accounted for at fair value as embedded derivatives. 

Operating earnings is the measure of segment profit or loss management uses to evaluate segment performance.  Operating earnings should not be viewed as a substitute for GAAP income from continuing operations before income tax provision.  Management believes the presentation of segment operating earnings as we measure it for management purposes enhances the understanding of our business by reflecting the underlying performance of our core operations and facilitating a more meaningful trend analysis.

In addition, management uses adjusted net pretax operating margin in the Asset Management segment to evaluate segment performance on a basis comparable to other asset managers.  In the Asset Management segment, operating revenues are adjusted to exclude distribution pass through revenues and subadvisory and other pass through revenues, and operating earnings are adjusted to exclude operating net investment income and amortization of intangibles.

4

Ameriprise Financial, Inc.

Consolidated GAAP Income Statements

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions, except per share amounts, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Revenues
Management and financial advice fees	$	1,318		$	1,397		$	1,386		$	1,452		$	1,483		$	3,856		$	4,321		$	165		13	%	$	465		12	%	$	31		2	%
Distribution fees	441			448			476			470			464			1,323			1,410			23			5	%	87			7	%	(6		)	(1	)%
Net investment income	491			458			471			433			428			1,431			1,332			(63		)	(13	)%	(99		)	(7	)%	(5		)	(1	)%
Premiums	324			333			330			345			351			949			1,026			27			8	%	77			8	%	6			2	%
Other revenues	247			317			340			379			392			718			1,111			145			59	%	393			55	%	13			3	%
Total revenues	2,821			2,953			3,003			3,079			3,118			8,277			9,200			297			11	%	923			11	%	39			1	%
Banking and deposit interest expense	8			7			7			7			7			24			21			(1		)	(13	)%	(3		)	(13	)%	—			—
Total net revenues	2,813			2,946			2,996			3,072			3,111			8,253			9,179			298			11	%	926			11	%	39			1	%
Expenses
Distribution expenses	731			764			786			810			813			2,161			2,409			82			11	%	248			11	%	3			—
Interest credited to fixed accounts	204			206			186			175			168			600			529			(36		)	(18	)%	(71		)	(12	)%	(7		)	(4	)%
Benefits, claims, losses and settlement expenses	492			563			450			506			458			1,391			1,414			(34		)	(7	)%	23			2	%	(48		)	(9	)%
Amortization of deferred acquisition costs	(14		)	54			87			78			116			153			281			130			#		128			84	%	38			49	%
Interest and debt expense	68			87			79			79			79			194			237			11			16	%	43			22	%	—			—
General and administrative expense	730			793			758			805			757			2,263			2,320			27			4	%	57			3	%	(48		)	(6	)%
Total expenses	2,211			2,467			2,346			2,453			2,391			6,762			7,190			180			8	%	428			6	%	(62		)	(3	)%
Income from continuing operations before income tax provision	602			479			650			619			720			1,491			1,989			118			20	%	498			33	%	101			16	%
Income tax provision	154			97			134			152			155			395			441			1			1	%	46			12	%	3			2	%
Income from continuing operations	448			382			516			467			565			1,096			1,548			117			26	%	452			41	%	98			21	%
Income (loss) from discontinued operations, net of tax	1			(2		)	(1		)	—			—			(1		)	(1		)	(1		)	#		—			—		—			—
Net income	449			380			515			467			565			1,095			1,547			116			26	%	452			41	%	98			21	%
Less: Net income (loss) attributable to noncontrolling interests	67			84			115			93			145			57			353			78			#		296			#		52			56	%
Net income attributable to Ameriprise Financial	$	382		$	296		$	400		$	374		$	420		$	1,038		$	1,194		$	38		10	%	$	156		15	%	$	46		12	%
Net Investment Income
Investment income on fixed maturities	$	390		$	381		$	374		$	375		$	365		$	1,194		$	1,114		$	(25	)	(6	)%	$	(80	)	(7	)%	$	(10	)	(3	)%
Realized gains (losses)	6			—			5			1			4			7			10			(2		)	(33	)%	3			43	%	3			#
Affordable housing	(3		)	(1		)	(6		)	(6		)	(8		)	(11		)	(20		)	(5		)	#		(9		)	(82	)%	(2		)	(33	)%
Other (including seed money)	17			23			24			20			26			76			70			9			53	%	(6		)	(8	)%	6			30	%
Consolidated investment entities	81			55			74			43			41			165			158			(40		)	(49	)%	(7		)	(4	)%	(2		)	(5	)%
Total net investment income	$	491		$	458		$	471		$	433		$	428		$	1,431		$	1,332		$	(63	)	(13	)%	$	(99	)	(7	)%	$	(5	)	(1	)%
Earnings Per Share
Basic
Income from continuing operations	$	1.90		$	1.50		$	2.05		$	1.94		$	2.21		$	5.07		$	6.20		$	0.31		16	%	$	1.13		22	%	$	0.27		14	%
Income (loss) from discontinued operations	—			(0.01		)	—			—			—			—			(0.01		)	—			—		(0.01		)	—		—			—
Net income	$	1.90		$	1.49		$	2.05		$	1.94		$	2.21		$	5.07		$	6.19		$	0.31		16	%	$	1.12		22	%	$	0.27		14	%
Diluted
Income from continuing operations	$	1.86		$	1.47		$	2.01		$	1.91		$	2.17		$	4.97		$	6.09		$	0.31		17	%	$	1.12		23	%	$	0.26		14	%
Income (loss) from discontinued operations	—			(0.01		)	—			—			—			—			(0.01		)	—			—		(0.01		)	—		—			—
Net income	$	1.86		$	1.46		$	2.01		$	1.91		$	2.17		$	4.97		$	6.08		$	0.31		17	%	$	1.11		22	%	$	0.26		14	%
Earnings per diluted share growth (from continuing operations)	NM			(18.3		)%	27.2		%	24.0		%	16.7		%	74.4		%	22.5		%	NM					(51.9		)%			(7.4		)%
Weighted average common shares outstanding
Basic weighted average common shares outstanding	201.3			198.3			195.5			192.7			190.3			204.8			192.8			(11.0		)	(5	)%	(12.0		)	(6	)%	(2.4		)	(1	)%
Effect of potentially dilutive nonqualified stock options and other share-based awards	3.8			4.0			3.6			3.5			3.4			3.9			3.5			(0.4		)	(11	)%	(0.4		)	(10	)%	(0.1		)	(3	)%
Diluted weighted average common shares outstanding	205.1			202.3			199.1			196.2			193.7			208.7			196.3			(11.4		)	(6	)%	(12.4		)	(6	)%	(2.5		)	(1	)%
Metrics
Net revenue growth	14.0		%	10.2		%	11.3		%	11.7		%	10.6		%	9.4		%	11.2		%	(3.4		)%			1.8		%			(1.1		)%
Pretax income margin (1)	21.4		%	16.3		%	21.7		%	20.1		%	23.1		%	18.1		%	21.7		%	1.7		%			3.6		%			3.0		%
Effective tax rate	25.5		%	20.5		%	20.7		%	24.5		%	21.6		%	26.4		%	22.2		%	(3.9		)%			(4.2		)%			(2.9		)%
Effective tax rate excluding noncontrolling interests (2)	28.7		%	24.8		%	25.1		%	28.7		%	27.0		%	27.5		%	26.9		%	(1.7		)%			(0.6		)%			(1.7		)%
Ameriprise Financial shareholders’ equity / outstanding shares (3)	$	41.69		$	41.65		$	42.99		$	44.03		$	43.68		$	41.69		$	43.68		$	1.99		5	%	$	1.99		5	%	$	(0.35	)	(1	)%
Ameriprise Financial shareholders’ equity excluding AOCI / outstanding shares (2)(4)	$	38.66		$	38.62		$	39.14		$	39.23		$	39.74		$	38.66		$	39.74		$	1.08		3	%	$	1.08		3	%	$	0.51		1	%

(1)Calculated as income from continuing operations before income tax provision divided by total net revenues.

(2)See non-GAAP financial information on pg 34.  Non-GAAP financial measure reconciliations can be found on pages 44 and 45.

(3)Calculated as Ameriprise Financial shareholders’ equity divided by common shares outstanding plus common stock equivalents outstanding at period end.

(4)Calculated as Ameriprise Financial shareholders’ equity excluding AOCI divided by common shares outstanding plus common stock equivalents outstanding at period end.

# Variance of greater than 100%.

NM Not Meaningful

5

Ameriprise Financial, Inc.

Consolidated Operating Results and Highlights

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions except per share amounts, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Revenues
Total net revenues	$	2,813		$	2,946		$	2,996		$	3,072		$	3,111		$	8,253		$	9,179		$	298		11	%	$	926		11	%	$	39		1	%
Less revenues attributable to the CIEs	114			137			177			160			206			208			543			92			81	%	335			#		46			29	%
Less realized gains (losses)	6			—			5			1			4			7			10			(2		)	(33	)%	3			43	%	3			#
Less market impact on indexed universal life benefits	(2		)	(7		)	2			(4		)	2			(3		)	—			4			#		3			#		6			#
Operating total net revenues (1)	$	2,695		$	2,816		$	2,812		$	2,915		$	2,899		$	8,041		$	8,626		$	204		8	%	$	585		7	%	$	(16	)	(1	)%
Earnings
Net income attributable to Ameriprise Financial	$	382		$	296		$	400		$	374		$	420		$	1,038		$	1,194		$	38		10	%	$	156		15	%	$	46		12	%
Less income (loss) from discontinued operations, net of tax	1			(2		)	(1		)	—			—			(1		)	(1		)	(1		)	#		—			—		—			—
Net income from continuing operations attributable to Ameriprise Financial	381			298			401			374			420			1,039			1,195			39			10	%	156			15	%	46			12	%
Integration/restructuring charges, net of tax (2)	—			7			—			—			—			2			—			—			—		(2		)	#		—			—
Market impact on variable annuity guaranteed benefits, net of tax (2)	13			68			10			35			(5		)	43			40			(18		)	#		(3		)	(7	)%	(40		)	#
Market impact on indexed universal life benefits, net of tax (2)	2			5			(1		)	—			(5		)	3			(6		)	(7		)	#		(9		)	#		(5		)	—
Less realized gains (losses), net of tax (2)	4			—			3			1			3			5			7			(1		)	(25	)%	2			40	%	2			#
Operating earnings (1)	$	392		$	378		$	407		$	408		$	407		$	1,082		$	1,222		$	15		4	%	$	140		13	%	$	(1	)	—
Pretax Earnings
Income from continuing operations before income tax provision	$	602		$	479		$	650		$	619		$	720		$	1,491		$	1,989		$	118		20	%	$	498		33	%	$	101		16	%
Less net income (loss) attributable to noncontrolling interests	67			84			115			93			145			57			353			78			#		296			#		52			56	%
Pretax earnings excluding CIEs	535			395			535			526			575			1,434			1,636			40			7	%	202			14	%	49			9	%
Integration/restructuring charges	—			11			—			—			—			3			—			—			—		(3		)	#		—			—
Market impact on variable annuity guaranteed benefits	21			104			15			54			(9		)	66			60			(30		)	#		(6		)	(9	)%	(63		)	#
Market impact on indexed universal life benefits	2			9			(1		)	—			(8		)	4			(9		)	(10		)	#		(13		)	#		(8		)	—
Less realized gains (losses)	6			—			5			1			4			7			10			(2		)	(33	)%	3			43	%	3			#
Pretax operating earnings (1)	$	552		$	519		$	544		$	579		$	554		$	1,500		$	1,677		$	2		—		$	177		12	%	$	(25	)	(4	)%
Pretax Operating Margin (1)(3)	20.5		%	18.4		%	19.3		%	19.9		%	19.1		%	18.7		%	19.4		%	(1.4		)%			0.7		%			(0.8		)%
Operating Effective Tax Rate (1)(4)	29.0		%	27.2		%	25.2		%	29.5		%	26.5		%	27.9		%	27.1		%	(2.5		)%			(0.8		)%			(3.0		)%
Weighted Average Common Shares Outstanding
Basic	201.3			198.3			195.5			192.7			190.3			204.8			192.8			(11.0		)	(5	)%	(12.0		)	(6	)%	(2.4		)	(1	)%
Diluted	205.1			202.3			199.1			196.2			193.7			208.7			196.3			(11.4		)	(6	)%	(12.4		)	(6	)%	(2.5		)	(1	)%
Operating Earnings Per Share (1)
Basic operating earnings per share	$	1.95		$	1.91		$	2.08		$	2.12		$	2.14		$	5.28		$	6.34		$	0.19		10	%	$	1.06		20	%	$	0.02		1	%
Operating earnings per diluted share	$	1.91		$	1.87		$	2.04		$	2.08		$	2.10		$	5.18		$	6.23		$	0.19		10	%	$	1.05		20	%	$	0.02		1	%
Return on Equity
Return on equity excluding AOCI (1)(4)	18.2		%	17.2		%	18.2		%	19.1		%	19.7		%	18.2		%	19.7		%	1.5		%			1.5		%			0.6		%
Operating return on equity excluding AOCI (1)(4)	19.4		%	19.7		%	20.8		%	21.7		%	22.1		%	19.4		%	22.1		%	2.7		%			2.7		%			0.4		%

(1)See non-GAAP financial information on pg 34.

(2)Calculated using the statutory tax rate of 35%.

(3)Defined as pretax operating earnings as a percentage of operating total net revenues.

(4)Non-GAAP financial measure reconciliations can be found on pg 44.

# Variance of greater than 100%.

6

Ameriprise Financial, Inc.

Consolidated Operating Results and Highlights

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions except per share amounts, headcount and where noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Book Value
Ameriprise Financial shareholders' equity excluding CIEs / outstanding shares (1)(2)	$	40.09		$	40.02		$	41.24		$	42.42		$	42.12		$	40.09		$	42.12		$	2.03		5	%	$	2.03		5	%	$	(0.30	)	(1	)%
Ameriprise Financial shareholders' equity excluding CIEs and AOCI / outstanding shares (1)(3)	$	36.98		$	36.91		$	37.31		$	37.55		$	38.11		$	36.98		$	38.11		$	1.13		3	%	$	1.13		3	%	$	0.56		1	%
Operating Metrics
Operating total net revenue growth: Target 6 - 8%	7.1		%	8.4		%	7.8		%	6.5		%	7.6		%	6.6		%	7.3		%	0.5		%			0.7		%			1.1		%
Operating earnings per diluted share growth: Target 12 - 15%	44.7		%	9.4		%	28.3		%	23.1		%	9.9		%	32.8		%	20.3		%	(34.7		)%			(12.6		)%			(13.1		)%
Operating return on equity excluding AOCI: Target 19 - 23% (1)	19.4		%	19.7		%	20.8		%	21.7		%	22.1		%	19.4		%	22.1		%	2.7		%			2.7		%			0.4		%
Debt to Capital
Total Ameriprise Financial long-term debt to total Ameriprise Financial capital	26.1		%	24.9		%	24.6		%	23.0		%	27.0		%	26.1		%	27.0		%	0.9		%			0.9		%			4.0		%
Goodwill and Intangible Assets	$	2,064		$	2,061		$	2,054		$	2,055		$	2,036		$	2,064		$	2,036		$	(28	)	(1	)%	$	(28	)	(1	)%	$	(19	)	(1	)%
Assets Under Management and Administration
Advice & Wealth Management AUM	$	144,512		$	153,989		$	159,843		$	168,323		$	169,794		$	144,512		$	169,794		$	25,282		17	%	$	25,282		17	%	$	1,471		1	%
Asset Management AUM	479,316			500,844			503,896			518,260			504,793			479,316			504,793			25,477			5	%	25,477			5	%	(13,467		)	(3	)%
Corporate AUM	953			914			869			887			861			953			861			(92		)	(10	)%	(92		)	(10	)%	(26		)	(3	)%
Eliminations	(19,653		)	(20,501		)	(20,548		)	(21,266		)	(21,699		)	(19,653		)	(21,699		)	(2,046		)	(10	)%	(2,046		)	(10	)%	(433		)	(2	)%
Total Assets Under Management	605,128			635,246			644,060			666,204			653,749			605,128			653,749			48,621			8	%	48,621			8	%	(12,455		)	(2	)%
Total Assets Under Administration	129,733			136,095			138,747			143,702			143,005			129,733			143,005			13,272			10	%	13,272			10	%	(697		)	—
Total AUM and AUA	$	734,861		$	771,341		$	782,807		$	809,906		$	796,754		$	734,861		$	796,754		$	61,893		8	%	$	61,893		8	%	$	(13,152	)	(2	)%
Business Metrics
Total Ameriprise client assets	$	389,399		$	409,147		$	418,384		$	434,659		$	433,804		$	389,399		$	433,804		$	44,405		11	%	$	44,405		11	%	$	(855	)	—
Total branded financial advisors	9,761			9,716			9,704			9,692			9,696			9,761			9,696			(65		)	(1	)%	(65		)	(1	)%	4			—
Net Flows and Net Deposits
Branded advisor wrap (4)	$	3,022		$	2,845		$	4,205		$	3,019		$	3,834		$	10,210		$	11,058		$	812		27	%	$	848		8	%	$	815		27	%
Asset Management	(4,334		)	5,530			(3,897		)	4,424			(4,117		)	(12,178		)	(3,590		)	217			5	%	8,588			71	%	(8,541		)	#
Annuities	(372		)	(567		)	(815		)	(916		)	(740		)	(1,244		)	(2,471		)	(368		)	(99	)%	(1,227		)	(99	)%	176			19	%
Variable universal life / Universal life	(46		)	(25		)	(38		)	(31		)	(39		)	(133		)	(108		)	7			15	%	25			19	%	(8		)	(26	)%
S&P 500
Daily average	1,674			1,772			1,835			1,899			1,977			1,600			1,904			303			18	%	304			19	%	78			4	%
Period end	1,682			1,848			1,872			1,960			1,972			1,682			1,972			290			17	%	290			17	%	12			1	%

(1)See non-GAAP financial information on pg 34.  Non-GAAP financial measure reconciliations can be found on pages 44 and 45.

(2)Calculated as Ameriprise Financial shareholders’ equity excluding CIEs divided by common shares outstanding plus common stock equivalents outstanding at period end.

(3)Calculated as Ameriprise Financial shareholders’ equity excluding CIEs and AOCI divided by common shares outstanding plus common stock equivalents outstanding at period end.

(4)Beginning April 1, 2014, net flows reflect all additions and withdrawals to and from the Ameriprise Strategic Portfolio Service (“SPS”) wrap account program.  For all periods presented prior to April 1, 2014, additions and withdrawals to and from certain non-billable investments of this program were reflected in the Market appreciation (depreciation) and other line and purchases and sales of billable investments were reported in the Net flows line.  Net flows for the SPS program are now reported on a consistent basis with our other wrap account programs.  See page 13 for wrap asset rollforward details.

# Variance of greater than 100%.

7

Ameriprise Financial, Inc.

Common Share and Capital Summary

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Common shares
Beginning balance	198.5			195.2			192.1			190.6			187.7			203.9			192.1			(10.8		)	(5	)%	(11.8		)	(6	)%	(2.9		)	(2	)%
Repurchases	(4.2		)	(3.5		)	(3.2		)	(3.2		)	(2.7		)	(14.3		)	(9.1		)	1.5			36	%	5.2			36	%	0.5			16	%
Issuances	1.5			0.7			3.1			0.9			0.8			8.7			4.8			(0.7		)	(47	)%	(3.9		)	(45	)%	(0.1		)	(11	)%
Other	(0.6		)	(0.3		)	(1.4		)	(0.6		)	(0.4		)	(3.1		)	(2.4		)	0.2			33	%	0.7			23	%	0.2			33	%
Total common shares outstanding	195.2			192.1			190.6			187.7			185.4			195.2			185.4			(9.8		)	(5	)%	(9.8		)	(5	)%	(2.3		)	(1	)%
Restricted stock units	4.5			4.6			3.5			3.7			3.7			4.5			3.7			(0.8		)	(18	)%	(0.8		)	(18	)%	—			—
Total basic common shares outstanding	199.7			196.7			194.1			191.4			189.1			199.7			189.1			(10.6		)	(5	)%	(10.6		)	(5	)%	(2.3		)	(1	)%
Total potentially dilutive shares	3.7			4.1			3.5			3.3			3.4			3.7			3.4			(0.3		)	(8	)%	(0.3		)	(8	)%	0.1			3	%
Total diluted shares	203.4			200.8			197.6			194.7			192.5			203.4			192.5			(10.9		)	(5	)%	(10.9		)	(5	)%	(2.2		)	(1	)%
Capital Returned to Shareholders
Dividends paid	$	105		$	104		$	103		$	112		$	111		$	307		$	326		$	6		6	%	$	19		6	%	$	(1	)	(1	)%
Common stock share repurchases	$	370		$	371		$	354		$	352		$	331		$	1,110		$	1,037		$	(39	)	(11	)%	$	(73	)	(7	)%	$	(21	)	(6	)%
Allocated Capital (1)
Advice & Wealth Management	$	456		$	462		$	466		$	508		$	510		$	456		$	510		$	54		12	%	$	54		12	%	$	2		—
Asset Management	1,892			1,894			1,860			1,860			1,905			1,892			1,905			13			1	%	13			1	%	45			2	%
Annuities	2,618			2,956			2,800			2,552			1,938			2,618			1,938			(680		)	(26	)%	(680		)	(26	)%	(614		)	(24	)%
Protection	1,824			1,815			1,839			1,879			1,897			1,824			1,897			73			4	%	73			4	%	18			1	%
Corporate & Other	3,439			2,777			2,921			2,833			3,950			3,439			3,950			511			15	%	511			15	%	1,117			39	%
Total allocated capital	$	10,229		$	9,904		$	9,886		$	9,632		$	10,200		$	10,229		$	10,200		$	(29	)	—		$	(29	)	—		$	568		6	%

(1) Allocated capital equals Ameriprise Financial shareholders’ equity excluding consolidated investment entities less AOCI plus Ameriprise Financial long-term debt excluding fair value of hedges and unamortized discount.  Allocated capital is not adjusted for non-operating items except for CIEs.

8

Statistical Supplement Package

(unaudited)

Third Quarter 2014

Segment Results

9

Ameriprise Financial, Inc.

Segment Summary

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Segment Summary
Advice & Wealth Management
Operating total net revenues	$	1,074		$	1,127		$	1,149		$	1,198		$	1,210		$	3,168		$	3,557		$	136		13	%	$	389		12	%	$	12		1	%
Operating expenses	922			967			968			1,004			1,005			2,736			2,977			83			9	%	241			9	%	1			—
Pretax operating earnings	$	152		$	160		$	181		$	194		$	205		$	432		$	580		$	53		35	%	$	148		34	%	$	11		6	%
Allocated capital	$	456		$	462		$	466		$	508		$	510		$	456		$	510		$	54		12	%	$	54		12	%	$	2		—
Operating return on allocated capital (1)	79.6		%	94.6		%	102.4		%	106.0		%	112.3		%	79.6		%	112.3		%	32.7		%			32.7		%			6.3		%
Pretax operating margin	14.2		%	14.2		%	15.8		%	16.2		%	16.9		%	13.6		%	16.3		%	2.7		%			2.7		%			0.7		%
Asset Management
Operating total net revenues	$	777		$	824		$	807		$	844		$	839		$	2,345		$	2,490		$	62		8	%	$	145		6	%	$	(5	)	(1	)%
Operating expenses	605			637			624			645			631			1,841			1,900			26			4	%	59			3	%	(14		)	(2	)%
Pretax operating earnings	$	172		$	187		$	183		$	199		$	208		$	504		$	590		$	36		21	%	$	86		17	%	$	9		5	%
Allocated capital	$	1,892		$	1,894		$	1,860		$	1,860		$	1,905		$	1,892		$	1,905		$	13		1	%	$	13		1	%	$	45		2	%
Operating return on allocated capital (1)	24.8		%	26.2		%	28.3		%	28.5		%	30.1		%	24.8		%	30.1		%	5.3		%			5.3		%			1.6		%
Pretax operating margin	22.1		%	22.7		%	22.7		%	23.6		%	24.8		%	21.5		%	23.7		%	2.7		%			2.2		%			1.2		%
Operating total net revenues	$	777		$	824		$	807		$	844		$	839		$	2,345		$	2,490		$	62		8	%	$	145		6	%	$	(5	)	(1	)%
Distribution pass thru revenues	(224		)	(229		)	(228		)	(237		)	(233		)	(663		)	(698		)	(9		)	(4	)%	(35		)	(5	)%	4			2	%
Subadvisory and other pass thru revenues	(96		)	(100		)	(97		)	(106		)	(98		)	(330		)	(301		)	(2		)	(2	)%	29			9	%	8			8	%
Adjusted operating revenues (2)	$	457		$	495		$	482		$	501		$	508		$	1,352		$	1,491		$	51		11	%	$	139		10	%	$	7		1	%
Pretax operating earnings	$	172		$	187		$	183		$	199		$	208		$	504		$	590		$	36		21	%	$	86		17	%	$	9		5	%
Operating net investment income	(5		)	(4		)	(4		)	(13		)	(7		)	(50		)	(24		)	(2		)	(40	)%	26			52	%	6			46	%
Amortization of intangibles	10			9			9			8			9			29			26			(1		)	(10	)%	(3		)	(10	)%	1			13	%
Adjusted operating earnings (2)	$	177		$	192		$	188		$	194		$	210		$	483		$	592		$	33		19	%	$	109		23	%	$	16		8	%
Adjusted net pretax operating margin (2)(3)	38.7		%	38.8		%	39.0		%	38.7		%	41.3		%	35.7		%	39.7		%	2.6		%			4.0		%			2.6		%
Annuities
Operating total net revenues	$	649		$	653		$	636		$	651		$	655		$	1,908		$	1,942		$	6		1	%	$	34		2	%	$	4		1	%
Operating expenses	444			481			460			481			527			1,451			1,468			83			19	%	17			1	%	46			10	%
Pretax operating earnings	$	205		$	172		$	176		$	170		$	128		$	457		$	474		$	(77	)	(38	)%	$	17		4	%	$	(42	)	(25	)%
Allocated capital	$	2,618		$	2,956		$	2,800		$	2,552		$	1,938		$	2,618		$	1,938		$	(680	)	(26	)%	$	(680	)	(26	)%	$	(614	)	(24	)%
Operating return on allocated capital (1)	19.0		%	18.0		%	18.4		%	19.6		%	18.3		%	19.0		%	18.3		%	(0.7		)%			(0.7		)%			(1.3		)%
Pretax operating margin	31.6		%	26.3		%	27.7		%	26.1		%	19.5		%	24.0		%	24.4		%	(12.1		)%			0.4		%			(6.6		)%
Protection
Operating total net revenues	$	535		$	564		$	555		$	579		$	553		$	1,622		$	1,687		$	18		3	%	$	65		4	%	$	(26	)	(4	)%
Operating expenses	467			490			496			488			487			1,360			1,471			20			4	%	111			8	%	(1		)	—
Pretax operating earnings	$	68		$	74		$	59		$	91		$	66		$	262		$	216		$	(2	)	(3	)%	$	(46	)	(18	)%	$	(25	)	(27	)%
Allocated capital	$	1,824		$	1,815		$	1,839		$	1,879		$	1,897		$	1,824		$	1,897		$	73		4	%	$	73		4	%	$	18		1	%
Operating return on allocated capital (1)	14.7		%	13.6		%	11.7		%	11.5		%	11.4		%	14.7		%	11.4		%	(3.3		)%			(3.3		)%			(0.1		)%
Pretax operating margin	12.7		%	13.1		%	10.6		%	15.7		%	11.9		%	16.2		%	12.8		%	(0.8		)%			(3.4		)%			(3.8		)%
Corporate & Other
Operating total net revenues	$	1		$	7		$	6		$	(2	)	$	(1	)	$	8		$	3		$	(2	)	#		$	(5	)	(63	)%	$	1		50	%
Operating expenses	46			81			61			73			52			163			186			6			13	%	23			14	%	(21		)	(29	)%
Pretax operating loss	$	(45	)	$	(74	)	$	(55	)	$	(75	)	$	(53	)	$	(155	)	$	(183	)	$	(8	)	(18	)%	$	(28	)	(18	)%	$	22		29	%

(1)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated capital as of the last day of the trailing four quarters and current quarter in the denominator.

(2)See non-GAAP financial information on pg 34.

(3)Calculated as adjusted operating earnings as a percentage of adjusted operating revenues.

#Variance of greater than 100%.

10

Statistical Supplement Package

(unaudited)

Third Quarter 2014

Advice & Wealth Management Segment

11

Ameriprise Financial, Inc.

Advice & Wealth Management Segment

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	515		$	543		$	555		$	604		$	621		$	1,496		$	1,780		$	106		21	%	$	284		19	%	$	17		3	%
Distribution fees	519			538			547			551			544			1,557			1,642			25			5	%	85			5	%	(7		)	(1	)%
Net investment income	31			33			34			34			33			94			101			2			6	%	7			7	%	(1		)	(3	)%
Premiums	—			—			—			—			—			—			—			—			—		—			—		—			—
Other revenues	17			20			20			16			19			45			55			2			12	%	10			22	%	3			19	%
Total revenues	1,082			1,134			1,156			1,205			1,217			3,192			3,578			135			12	%	386			12	%	12			1	%
Banking and deposit interest expense	8			7			7			7			7			24			21			(1		)	(13	)%	(3		)	(13	)%	—			—
Operating total net revenues	1,074			1,127			1,149			1,198			1,210			3,168			3,557			136			13	%	389			12	%	12			1	%
Expenses
Distribution expenses	660			693			707			734			742			1,948			2,183			82			12	%	235			12	%	8			1	%
Interest credited to fixed accounts	—			—			—			—			—			—			—			—			—		—			—		—			—
Benefits, claims, losses and settlement expenses	—			—			—			—			—			—			—			—			—		—			—		—			—
Amortization of deferred acquisition costs	—			—			—			—			—			—			—			—			—		—			—		—			—
Interest and debt expense	1			2			2			2			1			4			5			—			—		1			25	%	(1		)	(50	)%
General and administrative expense	261			272			259			268			262			784			789			1			—		5			1	%	(6		)	(2	)%
Operating expenses	922			967			968			1,004			1,005			2,736			2,977			83			9	%	241			9	%	1			—
Pretax operating earnings	$	152		$	160		$	181		$	194		$	205		$	432		$	580		$	53		35	%	$	148		34	%	$	11		6	%
Pretax operating margin	14.2		%	14.2		%	15.8		%	16.2		%	16.9		%	13.6		%	16.3		%	2.7		%			2.7		%			0.7		%
Return on Capital
Allocated capital	$	456		$	462		$	466		$	508		$	510		$	456		$	510		$	54		12	%	$	54		12	%	$	2		—
Operating return on allocated capital (1)	79.6		%	94.6		%	102.4		%	106.0		%	112.3		%	79.6		%	112.3		%	32.7		%			32.7		%			6.3		%
On-balance sheet deposits	$	6,757		$	7,074		$	7,222		$	7,295		$	7,522		$	6,757		$	7,522		$	765		11	%	$	765		11	%	$	227		3	%

(1)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated capital as of the last day of the trailing four quarters and current quarter in the denominator.

12

Ameriprise Financial, Inc.

Advice & Wealth Management Segment

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions, except headcount and where noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Product Information
Certificates and Banking - Combined
Pretax operating earnings	$	9		$	9		$	12		$	9		$	9		$	26		$	30		$	—		—		$	4		15	%	$	—		—
Allocated capital	$	218		$	225		$	229		$	235		$	237		$	218		$	237		$	19		9	%	$	19		9	%	$	2		1	%
Operating return on allocated capital (1)	9.3		%	11.9		%	12.7		%	12.6		%	12.5		%	9.3		%	12.5		%	3.2		%			3.2		%			(0.1		)%
Wealth Management & Distribution
Pretax operating earnings	$	143		$	151		$	169		$	185		$	196		$	406		$	550		$	53		37	%	$	144		35	%	$	11		6	%
Allocated capital	$	238		$	237		$	237		$	273		$	273		$	238		$	273		$	35		15	%	$	35		15	%	$	—		—
Operating return on allocated capital (1)	159.7		%	168.5		%	184.8		%	191.3		%	203.0		%	159.7		%	203.0		%	43.3		%			43.3		%			11.7		%
Financial Plans
Branded financial plan net cash sales	$	55		$	66		$	60		$	61		$	60		$	174		$	181		$	5		9	%	$	7		4	%	$	(1	)	(2	)%
Financial Advisors
Employee advisors	2,235			2,205			2,155			2,115			2,100			2,235			2,100			(135		)	(6	)%	(135		)	(6	)%	(15		)	(1	)%
Franchisee advisors	7,526			7,511			7,549			7,577			7,596			7,526			7,596			70			1	%	70			1	%	19			—
Total branded financial advisors	9,761			9,716			9,704			9,692			9,696			9,761			9,696			(65		)	(1	)%	(65		)	(1	)%	4			—
Operating total net revenues per financial advisor (in thousands) (2)	$	110		$	116		$	118		$	124		$	125		$	324		$	367		$	15		14	%	$	43		13	%	$	1		1	%
Operating total net revenues per financial advisor-trailing twelve months (in thousands) (3)	$	427		$	440		$	454		$	468		$	483		$	427		$	483		$	56		13	%	$	56		13	%	$	15		3	%
Operating total net revenues per financial advisor attributable to former banking operations-trailing twelve months (in thousands) (3)	1			—			—			—			—			1			—			(1		)	#		(1		)	#		—			—
Operating total net revenues per financial advisor excluding former banking operations-trailing twelve months (in thousands) (3)	$	426		$	440		$	454		$	468		$	483		$	426		$	483		$	57		13	%	$	57		13	%	$	15		3	%
Advisor Retention
Employee	91.3		%	92.0		%	91.5		%	91.1		%	91.9		%	91.3		%	91.9		%	0.6		%			0.6		%			0.8		%
Franchisee	94.7		%	94.7		%	94.7		%	94.7		%	94.6		%	94.7		%	94.6		%	(0.1		)%			(0.1		)%			(0.1		)%
Total Client Assets (at period end)	$	389,399		$	409,147		$	418,384		$	434,659		$	433,804		$	389,399		$	433,804		$	44,405		11	%	$	44,405		11	%	$	(855	)	—
Total Wrap Accounts
Beginning assets	$	135,914		$	144,057		$	153,512		$	159,358		$	167,805		$	124,648		$	153,512		$	31,891		23	%	$	28,864		23	%	$	8,447		5	%
Net flows (4)	3,022			2,845			4,205			3,019			3,834			10,210			11,058			812			27	%	848			8	%	815			27	%
Market appreciation (depreciation) and other (4)	5,121			6,610			1,641			5,428			(2,412		)	9,199			4,657			(7,533		)	#		(4,542		)	(49	)%	(7,840		)	#
Total wrap ending assets	$	144,057		$	153,512		$	159,358		$	167,805		$	169,227		$	144,057		$	169,227		$	25,170		17	%	$	25,170		17	%	$	1,422		1	%

(1)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated capital as of the last day of the trailing four quarters and current quarter in the denominator.

(2)Year-to-date is sum of current and prior quarters for the year under review.

(3)Trailing twelve months is the sum of the last four quarters.

(4)Beginning April 1, 2014, net flows reflect all additions and withdrawals to and from the Ameriprise Strategic Portfolio Service (“SPS”) wrap account program.  For all periods presented prior to April 1, 2014, additions and withdrawals to and from certain non-billable investments of this program were reflected in the Market appreciation (depreciation) and other line and purchases and sales of billable investments were reported in the Net flows line.  Net flows for the SPS program are now reported on a consistent basis with our other wrap account programs.

#Variance of greater than 100%.

13

Statistical Supplement Package

(unaudited)

Third Quarter 2014

Asset Management Segment

14

Ameriprise Financial, Inc.

Asset Management Segment

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	655		$	699		$	680		$	707		$	706		$	1,944		$	2,093		$	51		8	%	$	149		8	%	$	(1	)	—
Distribution fees	118			121			121			123			124			348			368			6			5	%	20			6	%	1			1	%
Net investment income	5			4			4			13			7			50			24			2			40	%	(26		)	(52	)%	(6		)	(46	)%
Premiums	—			—			—			—			—			—			—			—			—		—			—		—			—
Other revenues	—			—			2			1			2			5			5			2			—		—			—		1			#
Total revenues	778			824			807			844			839			2,347			2,490			61			8	%	143			6	%	(5		)	(1	)%
Banking and deposit interest expense	1			—			—			—			—			2			—			(1		)	#		(2		)	#		—			—
Operating total net revenues	777			824			807			844			839			2,345			2,490			62			8	%	145			6	%	(5		)	(1	)%
Expenses
Distribution expenses	278			285			284			291			288			827			863			10			4	%	36			4	%	(3		)	(1	)%
Interest credited to fixed accounts	—			—			—			—			—			—			—			—			—		—			—		—			—
Benefits, claims, losses and settlement expenses	—			—			—			—			—			—			—			—			—		—			—		—			—
Amortization of deferred acquisition costs	5			4			4			4			4			13			12			(1		)	(20	)%	(1		)	(8	)%	—			—
Interest and debt expense	6			7			6			7			6			17			19			—			—		2			12	%	(1		)	(14	)%
General and administrative expense	316			341			330			343			333			984			1,006			17			5	%	22			2	%	(10		)	(3	)%
Operating expenses	605			637			624			645			631			1,841			1,900			26			4	%	59			3	%	(14		)	(2	)%
Pretax operating earnings	$	172		$	187		$	183		$	199		$	208		$	504		$	590		$	36		21	%	$	86		17	%	$	9		5	%
Pretax operating margin	22.1		%	22.7		%	22.7		%	23.6		%	24.8		%	21.5		%	23.7		%	2.7		%			2.2		%			1.2		%
Operating total net revenues	$	777		$	824		$	807		$	844		$	839		$	2,345		$	2,490		$	62		8	%	$	145		6	%	$	(5	)	(1	)%
Distribution pass thru revenues	(224		)	(229		)	(228		)	(237		)	(233		)	(663		)	(698		)	(9		)	(4	)%	(35		)	(5	)%	4			2	%
Subadvisory and other pass thru revenues	(96		)	(100		)	(97		)	(106		)	(98		)	(330		)	(301		)	(2		)	(2	)%	29			9	%	8			8	%
Adjusted operating revenues (1)	$	457		$	495		$	482		$	501		$	508		$	1,352		$	1,491		$	51		11	%	$	139		10	%	$	7		1	%
Pretax operating earnings	$	172		$	187		$	183		$	199		$	208		$	504		$	590		$	36		21	%	$	86		17	%	$	9		5	%
Operating net investment income	(5		)	(4		)	(4		)	(13		)	(7		)	(50		)	(24		)	(2		)	(40	)%	26			52	%	6			46	%
Amortization of intangibles	10			9			9			8			9			29			26			(1		)	(10	)%	(3		)	(10	)%	1			13	%
Adjusted operating earnings (1)	$	177		$	192		$	188		$	194		$	210		$	483		$	592		$	33		19	%	$	109		23	%	$	16		8	%
Adjusted net pretax operating margin (1)(2)	38.7		%	38.8		%	39.0		%	38.7		%	41.3		%	35.7		%	39.7		%	2.6		%			4.0		%			2.6		%
Return on Capital
Allocated capital	$	1,892		$	1,894		$	1,860		$	1,860		$	1,905		$	1,892		$	1,905		$	13		1	%	$	13		1	%	$	45		2	%
Operating return on allocated capital (3)	24.8		%	26.2		%	28.3		%	28.5		%	30.1		%	24.8		%	30.1		%	5.3		%			5.3		%			1.6		%

(1)See non-GAAP financial information on pg 34.

(2)Calculated as adjusted operating earnings as a percentage of adjusted operating revenues.

(3)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated capital as of the last day of the trailing four quarters and current quarter in the denominator.

#Variance of greater than 100%.

15

Ameriprise Financial, Inc.

Asset Management Segment

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Total Managed Asset Net Flows
Columbia managed asset net flows	$	(4,227	)	$	3,516		$	(2,675	)	$	188		$	(2,317	)	$	(11,811	)	$	(4,804	)	$	1,910		45	%	$	7,007		59	%	$	(2,505	)	#
Threadneedle managed asset net flows	(83		)	2,088			(1,277		)	4,284			(1,889		)	(328		)	1,118			(1,806		)	#		1,446			#		(6,173		)	#
Sub-advised eliminations	(24		)	(74		)	55			(48		)	89			(39		)	96			113			#		135			#		137			#
Total managed asset net flows	$	(4,334	)	$	5,530		$	(3,897	)	$	4,424		$	(4,117	)	$	(12,178	)	$	(3,590	)	$	217		5	%	$	8,588		71	%	$	(8,541	)	#
Total Managed Assets Reconciliations
Columbia managed assets	$	345,005		$	356,725		$	357,906		$	363,506		$	357,583		$	345,005		$	357,583		$	12,578		4	%	$	12,578		4	%	$	(5,923	)	(2	)%
Threadneedle managed assets	137,377			147,443			149,260			158,149			150,375			137,377			150,375			12,998			9	%	12,998			9	%	(7,774		)	(5	)%
Sub-advised eliminations	(3,066		)	(3,324		)	(3,270		)	(3,395		)	(3,165		)	(3,066		)	(3,165		)	(99		)	(3	)%	(99		)	(3	)%	230			7	%
Total managed assets	$	479,316		$	500,844		$	503,896		$	518,260		$	504,793		$	479,316		$	504,793		$	25,477		5	%	$	25,477		5	%	$	(13,467	)	(3	)%
Total Managed Assets by Type
Equity	$	254,747		$	275,341		$	278,065		$	289,370		$	277,341		$	254,747		$	277,341		$	22,594		9	%	$	22,594		9	%	$	(12,029	)	(4	)%
Fixed income	197,805			196,357			195,053			196,379			194,613			197,805			194,613			(3,192		)	(2	)%	(3,192		)	(2	)%	(1,766		)	(1	)%
Money market	6,607			7,122			6,527			6,321			6,561			6,607			6,561			(46		)	(1	)%	(46		)	(1	)%	240			4	%
Alternative	6,145			6,401			6,790			7,164			6,982			6,145			6,982			837			14	%	837			14	%	(182		)	(3	)%
Hybrid and other	14,012			15,623			17,461			19,026			19,296			14,012			19,296			5,284			38	%	5,284			38	%	270			1	%
Total managed assets by type	$	479,316		$	500,844		$	503,896		$	518,260		$	504,793		$	479,316		$	504,793		$	25,477		5	%	$	25,477		5	%	$	(13,467	)	(3	)%
Average Managed Assets by Type (1)
Equity	$	246,720		$	266,491		$	274,903		$	280,394		$	284,091		$	240,354		$	279,012		$	37,371		15	%	$	38,658		16	%	$	3,697		1	%
Fixed income	196,182			197,702			196,320			196,187			196,100			200,626			196,300			(82		)	—		(4,326		)	(2	)%	(87		)	—
Money market	6,354			6,731			6,716			6,582			6,512			6,254			6,639			158			2	%	385			6	%	(70		)	(1	)%
Alternative	6,220			6,347			6,708			6,869			7,083			6,353			6,869			863			14	%	516			8	%	214			3	%
Hybrid and other	13,218			14,629			16,604			18,074			19,178			12,834			17,893			5,960			45	%	5,059			39	%	1,104			6	%
Total average managed assets by type	$	468,694		$	491,900		$	501,251		$	508,106		$	512,964		$	466,421		$	506,713		$	44,270		9	%	$	40,292		9	%	$	4,858		1	%

(1)Average ending balances are calculated using the average of the prior period’s ending balance and all months in the current period.

#Variance of greater than 100%.

16

Ameriprise Financial, Inc.

Asset Management Segment - Columbia

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Columbia Managed Assets Rollforward
Retail Funds
Beginning assets	$	223,255		$	230,637		$	239,393		$	239,451		$	243,796		$	216,264		$	239,393		$	20,541		9	%	$	23,129		11	%	$	4,345		2	%
Mutual fund inflows	8,609			9,624			9,609			7,653			9,147			28,438			26,409			538			6	%	(2,029		)	(7	)%	1,494			20	%
Mutual fund outflows	(12,250		)	(12,849		)	(12,420		)	(10,154		)	(12,002		)	(38,073		)	(34,576		)	248			2	%	3,497			9	%	(1,848		)	(18	)%
Net VP/VIT fund flows	(119		)	(138		)	(178		)	(255		)	(236		)	(448		)	(669		)	(117		)	(98	)%	(221		)	(49	)%	19			7	%
Net new flows	(3,760		)	(3,363		)	(2,989		)	(2,756		)	(3,091		)	(10,083		)	(8,836		)	669			18	%	1,247			12	%	(335		)	(12	)%
Reinvested dividends	490			6,568			398			3,452			574			3,409			4,424			84			17	%	1,015			30	%	(2,878		)	(83	)%
Net flows	(3,270		)	3,205			(2,591		)	696			(2,517		)	(6,674		)	(4,412		)	753			23	%	2,262			34	%	(3,213		)	#
Distributions	(640		)	(7,472		)	(528		)	(4,052		)	(709		)	(4,047		)	(5,289		)	(69		)	(11	)%	(1,242		)	(31	)%	3,343			83	%
Market appreciation (depreciation) and other	11,292			13,023			3,177			7,701			(3,536		)	25,094			7,342			(14,828		)	#		(17,752		)	(71	)%	(11,237		)	#
Total ending assets	230,637			239,393			239,451			243,796			237,034			230,637			237,034			6,397			3	%	6,397			3	%	(6,762		)	(3	)%
% of total retail assets sub-advised	20.7		%	20.5		%	20.5		%	20.2		%	20.2		%	20.7		%	20.2		%	(0.5		)%			(0.5		)%			—
Institutional
Beginning assets	71,052			72,741			75,648			76,463			77,627			72,417			75,648			6,575			9	%	3,231			4	%	1,164			2	%
Inflows	5,070			6,606			4,547			4,601			5,512			15,008			14,660			442			9	%	(348		)	(2	)%	911			20	%
Outflows	(5,822		)	(6,584		)	(4,945		)	(5,380		)	(5,191		)	(19,535		)	(15,516		)	631			11	%	4,019			21	%	189			4	%
Net flows	(752		)	22			(398		)	(779		)	321			(4,527		)	(856		)	1,073			#		3,671			81	%	1,100			#
Market appreciation (depreciation) and other	2,441			2,885			1,213			1,943			71			4,851			3,227			(2,370		)	(97	)%	(1,624		)	(33	)%	(1,872		)	(96	)%
Total ending assets	72,741			75,648			76,463			77,627			78,019			72,741			78,019			5,278			7	%	5,278			7	%	392			1	%
Alternative
Beginning assets	5,460			5,316			5,643			6,029			6,390			5,684			5,643			930			17	%	(41		)	(1	)%	361			6	%
Inflows	1			402			454			603			4			918			1,061			3			#		143			16	%	(599		)	(99	)%
Outflows	(206		)	(113		)	(140		)	(332		)	(125		)	(1,528		)	(597		)	81			39	%	931			61	%	207			62	%
Net flows	(205		)	289			314			271			(121		)	(610		)	464			84			41	%	1,074			#		(392		)	#
Market appreciation (depreciation) and other	61			38			72			90			(39		)	242			123			(100		)	#		(119		)	(49	)%	(129		)	#
Total ending assets	5,316			5,643			6,029			6,390			6,230			5,316			6,230			914			17	%	914			17	%	(160		)	(3	)%
Affiliated General Account Assets	36,311			36,041			35,963			35,693			36,300			36,311			36,300			(11		)	—		(11		)	—		607			2	%
Total Columbia managed assets	$	345,005		$	356,725		$	357,906		$	363,506		$	357,583		$	345,005		$	357,583		$	12,578		4	%	$	12,578		4	%	$	(5,923	)	(2	)%
Total Columbia net flows	$	(4,227	)	$	3,516		$	(2,675	)	$	188		$	(2,317	)	$	(11,811	)	$	(4,804	)	$	1,910		45	%	$	7,007		59	%	$	(2,505	)	#

# Variance of greater than 100%.

17

Ameriprise Financial, Inc.

Asset Management Segment - Threadneedle

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Threadneedle Managed Assets Rollforward
Retail Funds
Beginning assets	$	41,806		$	46,273		$	50,620		$	50,693		$	52,082		$	39,086		$	50,620		$	10,276		25	%	$	11,534		30	%	$	1,389		3	%
Mutual fund inflows	6,285			6,046			6,857			5,896			4,832			17,291			17,585			(1,453		)	(23	)%	294			2	%	(1,064		)	(18	)%
Mutual fund outflows	(5,403		)	(4,784		)	(7,774		)	(5,951		)	(5,915		)	(14,129		)	(19,640		)	(512		)	(9	)%	(5,511		)	(39	)%	36			1	%
Net new flows	882			1,262			(917		)	(55		)	(1,083		)	3,162			(2,055		)	(1,965		)	#		(5,217		)	#		(1,028		)	#
Reinvested dividends	16			72			23			41			40			79			104			24			#		25			32	%	(1		)	(2	)%
Net flows	898			1,334			(894		)	(14		)	(1,043		)	3,241			(1,951		)	(1,941		)	#		(5,192		)	#		(1,029		)	#
Distributions	(94		)	(197		)	(118		)	(187		)	(147		)	(322		)	(452		)	(53		)	(56	)%	(130		)	(40	)%	40			21	%
Market appreciation (depreciation)	765			2,078			455			(52		)	(420		)	3,554			(17		)	(1,185		)	#		(3,571		)	#		(368		)	#
Foreign currency translation (1)	2,743			971			410			1,228			(2,408		)	161			(770		)	(5,151		)	#		(931		)	#		(3,636		)	#
Other	155			161			220			414			171			553			805			16			10	%	252			46	%	(243		)	(59	)%
Total ending assets	46,273			50,620			50,693			52,082			48,235			46,273			48,235			1,962			4	%	1,962			4	%	(3,847		)	(7	)%
Institutional
Beginning assets	84,318			90,275			96,065			97,806			105,293			87,647			96,065			20,975			25	%	8,418			10	%	7,487			8	%
Inflows	1,759			3,721			1,923			7,746			1,834			5,491			11,503			75			4	%	6,012			#		(5,912		)	(76	)%
Outflows	(2,693		)	(2,911		)	(2,271		)	(3,432		)	(2,703		)	(8,910		)	(8,406		)	(10		)	—		504			6	%	729			21	%
Net flows	(934		)	810			(348		)	4,314			(869		)	(3,419		)	3,097			65			7	%	6,516			#		(5,183		)	#
Market appreciation (depreciation)	758			2,498			555			16			1,195			4,198			1,766			437			58	%	(2,432		)	(58	)%	1,179			#
Foreign currency translation (1)	5,465			1,872			797			2,349			(4,972		)	(218		)	(1,826		)	(10,437		)	#		(1,608		)	#		(7,321		)	#
Other	668			610			737			808			741			2,067			2,286			73			11	%	219			11	%	(67		)	(8	)%
Total ending assets	90,275			96,065			97,806			105,293			101,388			90,275			101,388			11,113			12	%	11,113			12	%	(3,905		)	(4	)%
Alternative
Beginning assets	852			829			758			761			774			1,019			758			(78		)	(9	)%	(261		)	(26	)%	13			2	%
Inflows	—			—			—			—			25			—			25			25			—		25			—		25			—
Outflows	(47		)	(56		)	(35		)	(16		)	(2		)	(150		)	(53		)	45			96	%	97			65	%	14			88	%
Net flows	(47		)	(56		)	(35		)	(16		)	23			(150		)	(28		)	70			#		122			81	%	39			#
Market appreciation (depreciation)	(46		)	(46		)	18			(1		)	(15		)	(92		)	2			31			67	%	94			#		(14		)	#
Foreign currency translation (1)	51			15			6			20			(38		)	(11		)	(12		)	(89		)	#		(1		)	(9	)%	(58		)	#
Other	19			16			14			10			8			63			32			(11		)	(58	)%	(31		)	(49	)%	(2		)	(20	)%
Total ending assets	829			758			761			774			752			829			752			(77		)	(9	)%	(77		)	(9	)%	(22		)	(3	)%
Total Threadneedle managed assets	$	137,377		$	147,443		$	149,260		$	158,149		$	150,375		$	137,377		$	150,375		$	12,998		9	%	$	12,998		9	%	$	(7,774	)	(5	)%
Total Threadneedle net flows	$	(83	)	$	2,088		$	(1,277	)	$	4,284		$	(1,889	)	$	(328	)	$	1,118		$	(1,806	)	#		$	1,446		#		$	(6,173	)	#
Total Threadneedle net flows excluding legacy insurance mandates	$	856		$	2,014		$	(248	)	$	5,032		$	(1,051	)	$	3,457		$	3,733		$	(1,907	)	#		$	276		8	%	$	(6,083	)	#

(1)Amounts represent British Pound to US dollar conversion.

# Variance of greater than 100%.

18

Ameriprise Financial, Inc.

Asset Management Segment - Columbia

Third Quarter 2014

Mutual Fund Rankings in top 2 Lipper Quartiles

		3 Qtr 2013		4 Qtr 2013		1 Qtr 2014		2 Qtr 2014		3 Qtr 2014
Domestic Equity
Equal weighted	1 year	55	%	54	%	55	%	58	%	66	%
	3 year	63	%	51	%	50	%	50	%	73	%
	5 year	61	%	58	%	68	%	65	%	54	%
Asset weighted	1 year	35	%	39	%	41	%	50	%	62	%
	3 year	76	%	52	%	70	%	48	%	68	%
	5 year	73	%	47	%	76	%	76	%	60	%
International Equity
Equal weighted	1 year	47	%	65	%	60	%	40	%	73	%
	3 year	41	%	50	%	56	%	50	%	59	%
	5 year	56	%	50	%	53	%	41	%	60	%
Asset weighted	1 year	22	%	32	%	28	%	16	%	87	%
	3 year	26	%	26	%	27	%	77	%	40	%
	5 year	81	%	25	%	29	%	26	%	38	%
Taxable Fixed Income
Equal weighted	1 year	61	%	44	%	50	%	33	%	44	%
	3 year	71	%	65	%	65	%	61	%	56	%
	5 year	50	%	41	%	53	%	47	%	59	%
Asset weighted	1 year	72	%	44	%	53	%	37	%	66	%
	3 year	83	%	83	%	83	%	83	%	69	%
	5 year	62	%	52	%	60	%	52	%	70	%
Tax Exempt Fixed Income
Equal weighted	1 year	94	%	100	%	100	%	100	%	94	%
	3 year	94	%	100	%	100	%	100	%	94	%
	5 year	100	%	94	%	94	%	94	%	100	%
Asset weighted	1 year	98	%	100	%	100	%	100	%	84	%
	3 year	98	%	100	%	100	%	100	%	84	%
	5 year	100	%	84	%	84	%	84	%	100	%
Asset Allocation Funds
Equal weighted	1 year	62	%	31	%	33	%	50	%	58	%
	3 year	70	%	60	%	55	%	64	%	64	%
	5 year	80	%	80	%	78	%	89	%	89	%
Asset weighted	1 year	65	%	39	%	42	%	49	%	65	%
	3 year	85	%	64	%	68	%	75	%	75	%
	5 year	92	%	92	%	91	%	97	%	97	%
Number of 4- or 5-star Morningstar rated funds
Overall		51		54		51		51		54
3 year		45		45		43		43		48
5 year		40		41		44		44		46
Percent of 4- or 5-star Morningstar rated funds
Overall		52	%	55	%	51	%	50	%	51	%
3 year		46	%	46	%	43	%	43	%	46	%
5 year		43	%	43	%	46	%	46	%	47	%
Percent of 4- or 5-star Morningstar rated assets
Overall		54	%	56	%	52	%	53	%	56	%
3 year		39	%	39	%	38	%	40	%	38	%
5 year		43	%	37	%	42	%	40	%	52	%

Mutual fund performance rankings are based on the performance of Class Z fund shares for Columbia branded mutual funds.  Only funds with Class Z shares are included.  In instances where a fund’s Class Z shares do not have a full five year track record, performance for an older share class of the same fund, typically Class A shares, is utilized for the period before Class Z shares were launched.  No adjustments to the historical track records are made to account for differences in fund expenses between share classes of a fund.

Equal Weighted Rankings in Top 2 Quartiles:  Counts the number of funds with above median ranking divided by the total number of funds.  Asset size is not a factor.

Asset Weighted Rankings in Top 2 Quartiles:  Sums the total assets of the funds with above median ranking (using Class Z and appended Class Z) divided by total assets of all funds.  Funds with more assets will receive a greater share of the total percentage above or below median.

19

Ameriprise Financial, Inc.

Asset Management Segment - Threadneedle

Third Quarter 2014

Retail Fund Rankings in Top 2 Morningstar Quartiles or Above Index Benchmark

		3 Qtr 2013		4 Qtr 2013		1 Qtr 2014		2 Qtr 2014		3 Qtr 2014
Equity
Equal weighted	1 year	70	%	66	%	60	%	62	%	62	%
	3 year	80	%	78	%	80	%	73	%	73	%
	5 year	84	%	81	%	65	%	81	%	84	%
Asset weighted	1 year	45	%	46	%	42	%	53	%	57	%
	3 year	85	%	86	%	87	%	78	%	61	%
	5 year	90	%	88	%	68	%	89	%	84	%
Fixed Income
Equal weighted	1 year	54	%	48	%	61	%	65	%	70	%
	3 year	78	%	68	%	73	%	73	%	74	%
	5 year	67	%	67	%	67	%	62	%	62	%
Asset weighted	1 year	61	%	50	%	55	%	46	%	65	%
	3 year	72	%	43	%	57	%	59	%	62	%
	5 year	44	%	44	%	53	%	46	%	49	%
Allocation (Managed) Funds
Equal weighted	1 year	100	%	86	%	86	%	88	%	63	%
	3 year	83	%	100	%	100	%	67	%	83	%
	5 year	100	%	67	%	67	%	67	%	67	%
Asset weighted	1 year	100	%	92	%	62	%	63	%	51	%
	3 year	92	%	100	%	100	%	37	%	93	%
	5 year	100	%	54	%	55	%	55	%	55	%

The performance of each fund is measured on a consistent basis against the most appropriate benchmark - a peer group of similar funds or an index.

Equal weighted:  Counts the number of funds with above median ranking (if measured against peer group) or above index performance (if measured against an index) divided by the total number of funds.  Asset size is not a factor.

Asset weighted:  Sums the assets of the funds with above median ranking (if measured against peer group) or above index performance (if measured against an index) divided by the total sum of assets in the funds.  Funds with more assets will receive a greater share of the total percentage above or below median or index.

Aggregated Allocation (Managed) Funds include funds that invest in other funds of the Threadneedle range including those funds that invest in both equity and fixed income.

Aggregated Threadneedle data includes funds on the Threadneedle platform sub-advised by Columbia as well as advisors not affiliated with Ameriprise Financial, Inc.

20

Statistical Supplement Package

(unaudited)

Third Quarter 2014

Annuities Segment

21

Ameriprise Financial, Inc.

Annuities Segment

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	179		$	186		$	183		$	189		$	191		$	523		$	563		$	12		7	%	$	40		8	%	$	2		1	%
Distribution fees	86			87			88			91			91			252			270			5			6	%	18			7	%	—			—
Net investment income	260			252			242			234			235			784			711			(25		)	(10	)%	(73		)	(9	)%	1			—
Premiums	27			29			26			32			26			81			84			(1		)	(4	)%	3			4	%	(6		)	(19	)%
Other revenues	97			99			97			105			112			268			314			15			15	%	46			17	%	7			7	%
Total revenues	649			653			636			651			655			1,908			1,942			6			1	%	34			2	%	4			1	%
Banking and deposit interest expense	—			—			—			—			—			—			—			—			—		—			—		—			—
Operating total net revenues	649			653			636			651			655			1,908			1,942			6			1	%	34			2	%	4			1	%
Expenses
Distribution expenses	104			113			107			109			110			307			326			6			6	%	19			6	%	1			1	%
Interest credited to fixed accounts	164			163			148			139			136			490			423			(28		)	(17	)%	(67		)	(14	)%	(3		)	(2	)%
Benefits, claims, losses and settlement expenses	150			102			86			113			136			396			335			(14		)	(9	)%	(61		)	(15	)%	23			20	%
Amortization of deferred acquisition costs	(41		)	45			54			51			78			66			183			119			#		117			#		27			53	%
Interest and debt expense	10			11			10			9			9			26			28			(1		)	(10	)%	2			8	%	—			—
General and administrative expense	57			47			55			60			58			166			173			1			2	%	7			4	%	(2		)	(3	)%
Operating expenses	444			481			460			481			527			1,451			1,468			83			19	%	17			1	%	46			10	%
Pretax operating earnings	$	205		$	172		$	176		$	170		$	128		$	457		$	474		$	(77	)	(38	)%	$	17		4	%	$	(42	)	(25	)%
Pretax operating margin	31.6		%	26.3		%	27.7		%	26.1		%	19.5		%	24.0		%	24.4		%	(12.1		)%			0.4		%			(6.6		)%
Return on Capital
Allocated capital	$	2,618		$	2,956		$	2,800		$	2,552		$	1,938		$	2,618		$	1,938		$	(680	)	(26	)%	$	(680	)	(26	)%	$	(614	)	(24	)%
Operating return on allocated capital (1)	19.0		%	18.0		%	18.4		%	19.6		%	18.3		%	19.0		%	18.3		%	(0.7		)%			(0.7		)%			(1.3		)%
Market impact on variable annuity guaranteed benefits (2)
Risk margin and nonperformance spread impact	$	1		$	(45	)	$	(4	)	$	(16	)	$	26		$	(66	)	$	6		$	25		#		$	72		#		$	42		#
Other	(22		)	(59		)	(11		)	(38		)	(17		)	—			(66		)	5			23	%	(66		)	—		21			55	%
Total VA guaranteed benefit impact excluded from operating earnings	$	(21	)	$	(104	)	$	(15	)	$	(54	)	$	9		$	(66	)	$	(60	)	$	30		#		$	6		9	%	$	63		#
Total annuity net flows	$	(372	)	$	(567	)	$	(815	)	$	(916	)	$	(740	)	$	(1,244	)	$	(2,471	)	$	(368	)	(99	)%	$	(1,227	)	(99	)%	$	176		19	%

(1)	Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated capital as of the last day of the trailing four quarters and current quarter in the denominator.
(2)	Guaranteed Minimum Withdrawal Benefit (GMWB) and Guaranteed Minimum Accumulation Benefit (GMAB) only, net of variable annuity guarantee hedges, DSIC and DAC amortization.

# Variance of greater than 100%.

22

Ameriprise Financial, Inc.

Annuities Segment

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Product Information
Variable Annuities
Pretax operating earnings	$	180		$	151		$	145		$	140		$	81		$	363		$	366		$	(99	)	(55	)%	$	3		1	%	$	(59	)	(42	)%
Allocated capital	$	1,118		$	1,501		$	1,366		$	1,164		$	564		$	1,118		$	564		$	(554	)	(50	)%	$	(554	)	(50	)%	$	(600	)	(52	)%
Operating return on allocated capital (1)	41.4		%	36.4		%	35.6		%	36.5		%	33.0		%	41.4		%	33.0		%	(8.4		)%			(8.4		)%			(3.5		)%
Fixed Annuities (2)
Pretax operating earnings	$	25		$	21		$	31		$	30		$	47		$	94		$	108		$	22		88	%	$	14		15	%	$	17		57	%
Allocated capital	$	1,500		$	1,455		$	1,434		$	1,388		$	1,374		$	1,500		$	1,374		$	(126	)	(8	)%	$	(126	)	(8	)%	$	(14	)	(1	)%
Operating return on allocated capital (1)	6.2		%	5.5		%	5.4		%	5.3		%	6.6		%	6.2		%	6.6		%	0.4		%			0.4		%			1.3		%
Variable Annuities Rollforward
Beginning balance	$	70,266		$	72,737		$	75,522		$	75,893		$	77,580		$	68,054		$	75,522		$	7,314		10	%	$	7,468		11	%	$	1,687		2	%
Deposits	1,285			1,294			1,215			1,248			1,204			3,937			3,667			(81		)	(6	)%	(270		)	(7	)%	(44		)	(4	)%
Withdrawals and terminations	(1,439		)	(1,569		)	(1,615		)	(1,704		)	(1,630		)	(4,419		)	(4,949		)	(191		)	(13	)%	(530		)	(12	)%	74			4	%
Net flows	(154		)	(275		)	(400		)	(456		)	(426		)	(482		)	(1,282		)	(272		)	#		(800		)	#		30			7	%
Investment performance and interest credited	2,625			3,060			771			2,143			(1,013		)	5,165			1,901			(3,638		)	#		(3,264		)	(63	)%	(3,156		)	#
Total ending balance - contract accumulation values	$	72,737		$	75,522		$	75,893		$	77,580		$	76,141		$	72,737		$	76,141		$	3,404		5	%	$	3,404		5	%	$	(1,439	)	(2	)%
Variable annuities fixed sub-accounts	$	4,912		$	4,927		$	4,893		$	4,877		$	4,869		$	4,912		$	4,869		$	(43	)	(1	)%	$	(43	)	(1	)%	$	(8	)	—
Fixed Annuities Rollforward
Beginning balance	$	13,522		$	13,424		$	13,252		$	12,944		$	12,581		$	13,823		$	13,252		$	(941	)	(7	)%	$	(571	)	(4	)%	$	(363	)	(3	)%
Deposits	56			59			49			53			38			127			140			(18		)	(32	)%	13			10	%	(15		)	(28	)%
Withdrawals and terminations	(274		)	(351		)	(464		)	(513		)	(352		)	(889		)	(1,329		)	(78		)	(28	)%	(440		)	(49	)%	161			31	%
Net flows	(218		)	(292		)	(415		)	(460		)	(314		)	(762		)	(1,189		)	(96		)	(44	)%	(427		)	(56	)%	146			32	%
Policyholder interest credited	120			120			107			97			93			363			297			(27		)	(23	)%	(66		)	(18	)%	(4		)	(4	)%
Total ending balance - contract accumulation values	$	13,424		$	13,252		$	12,944		$	12,581		$	12,360		$	13,424		$	12,360		$	(1,064	)	(8	)%	$	(1,064	)	(8	)%	$	(221	)	(2	)%
Capitalized interest	$	1		$	—		$	1		$	—		$	1		$	2		$	2		$	—		—		$	—		—		$	1		—
Payout Annuities Reserve Balance	$	2,127		$	2,126		$	2,112		$	2,111		$	2,110		$	2,127		$	2,110		$	(17	)	(1	)%	$	(17	)	(1	)%	$	(1	)	—
Tax Equivalent Spread - Fixed Annuities (3)
Gross rate of return on invested assets (4)	5.2		%	5.1		%	4.9		%	4.8		%	5.0		%	5.2		%	4.9		%	(0.2		)%			(0.3		)%			0.2		%
Crediting rate excluding capitalized interest	(3.6		)%	(3.6		)%	(3.3		)%	(3.0		)%	(3.0		)%	(3.6		)%	(3.1		)%	0.6		%			0.5		%			—
Tax equivalent margin spread	1.6		%	1.5		%	1.6		%	1.8		%	2.0		%	1.6		%	1.8		%	0.4		%			0.2		%			0.2		%
Total Variable Annuities DAC
Beginning balance	$	1,550		$	1,653		$	1,690		$	1,685		$	1,692		$	1,508		$	1,690		$	142		9	%	$	182		12	%	$	7		—
Capitalization	43			46			41			44			42			136			127			(1		)	(2	)%	(9		)	(7	)%	(2		)	(5	)%
Amortization due to market impact on VA guaranteed benefits	4			23			—			10			(7		)	11			3			(11		)	#		(8		)	(73	)%	(17		)	#
Amortization per income statement	53			(37		)	(43		)	(41		)	(78		)	(37		)	(162		)	(131		)	#		(125		)	#		(37		)	(90	)%
Other	3			5			(3		)	(6		)	6			35			(3		)	3			#		(38		)	#		12			#
Total ending balance	$	1,653		$	1,690		$	1,685		$	1,692		$	1,655		$	1,653		$	1,655		$	2		—		$	2		—		$	(37	)	(2	)%
Total Fixed Annuities DAC
Beginning balance	$	92		$	85		$	88		$	71		$	58		$	68		$	88		$	(34	)	(37	)%	$	20		29	%	$	(13	)	(18	)%
Capitalization	1			—			1			—			1			2			2			—			—		—			—		1			—
Amortization per income statement	(12		)	(8		)	(11		)	(10		)	—			(29		)	(21		)	12			#		8			28	%	10			#
Other	4			11			(7		)	(3		)	9			44			(1		)	5			#		(45		)	#		12			#
Total ending balance	$	85		$	88		$	71		$	58		$	68		$	85		$	68		$	(17	)	(20	)%	$	(17	)	(20	)%	$	10		17	%

(1)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated capital as of the last day of the trailing four quarters and current quarter in the denominator.

(2)Includes payout annuities.

(3)Attributable to interest sensitive products only, which has been approximately 99% of the total ending fixed annuities accumulation values in the periods reported.  The asset earnings rate is a calculated yield based on specifically assigned assets.

(4)In the 3rd quarter of 2013 through the 3rd quarter of 2014, the Gross rates of return on invested assets were impacted by outstanding repurchase agreements.  Without these positions, the Gross rates of return on invested assets would have been 5.0%, 4.9%, 4.8%, 4.7% and 4.8% respectively.

#Variance of greater than 100%.

23

Statistical Supplement Package

(unaudited)

Third Quarter 2014

Protection Segment

24

Ameriprise Financial, Inc.

Protection Segment

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	15		$	15		$	15		$	15		$	14		$	43		$	44		$	(1	)	(7	)%	$	1		2	%	$	(1	)	(7	)%
Distribution fees	22			24			23			22			24			67			69			2			9	%	2			3	%	2			9	%
Net investment income	110			108			108			113			111			331			332			1			1	%	1			—		(2		)	(2	)%
Premiums	301			308			308			317			329			880			954			28			9	%	74			8	%	12			4	%
Other revenues	87			109			101			112			75			301			288			(12		)	(14	)%	(13		)	(4	)%	(37		)	(33	)%
Total revenues	535			564			555			579			553			1,622			1,687			18			3	%	65			4	%	(26		)	(4	)%
Banking and deposit interest expense	—			—			—			—			—			—			—			—			—		—			—		—			—
Operating total net revenues	535			564			555			579			553			1,622			1,687			18			3	%	65			4	%	(26		)	(4	)%
Expenses
Distribution expenses	16			17			14			16			14			45			44			(2		)	(13	)%	(1		)	(2	)%	(2		)	(13	)%
Interest credited to fixed accounts	40			37			38			37			39			108			114			(1		)	(3	)%	6			6	%	2			5	%
Benefits, claims, losses and settlement expenses	317			334			349			329			338			918			1,016			21			7	%	98			11	%	9			3	%
Amortization of deferred acquisition costs	26			32			28			36			26			86			90			—			—		4			5	%	(10		)	(28	)%
Interest and debt expense	6			7			7			7			6			18			20			—			—		2			11	%	(1		)	(14	)%
General and administrative expense	62			63			60			63			64			185			187			2			3	%	2			1	%	1			2	%
Operating expenses	467			490			496			488			487			1,360			1,471			20			4	%	111			8	%	(1		)	—
Pretax operating earnings	$	68		$	74		$	59		$	91		$	66		$	262		$	216		$	(2	)	(3	)%	$	(46	)	(18	)%	$	(25	)	(27	)%
Pretax operating margin	12.7		%	13.1		%	10.6		%	15.7		%	11.9		%	16.2		%	12.8		%	(0.8		)%			(3.4		)%			(3.8		)%
Return on Capital
Allocated capital	$	1,824		$	1,815		$	1,839		$	1,879		$	1,897		$	1,824		$	1,897		$	73		4	%	$	73		4	%	$	18		1	%
Operating return on allocated capital (1)	14.7		%	13.6		%	11.7		%	11.5		%	11.4		%	14.7		%	11.4		%	(3.3		)%			(3.3		)%			(0.1		)%
Market impact on indexed universal life benefits (2)
Risk margin and nonperformance spread impact	$	6		$	(7	)	$	2		$	4		$	6		$	6		$	12		$	—		—		$	6		#		$	2		50	%
Other	(8		)	(2		)	(1		)	(4		)	2			(10		)	(3		)	10			#		7			70	%	6			#
Total market impact on indexed universal life benefits excluded from operating earnings	$	(2	)	$	(9	)	$	1		$	—		$	8		$	(4	)	$	9		$	10		#		$	13		#		$	8		—
Product Information
Long Term Care
Pretax operating earnings	$	(2	)	$	1		$	8		$	2		$	(5	)	$	2		$	5		$	(3	)	#		$	3		#		$	(7	)	#
Allocated capital	$	516		$	521		$	520		$	517		$	522		$	516		$	522		$	6		1	%	$	6		1	%	$	5		1	%
Operating return on allocated capital (1)	0.8		%	0.4		%	1.2		%	1.3		%	0.9		%	0.8		%	0.9		%	0.1		%			0.1		%			(0.4		)%
Protection excluding Long Term Care
Pretax operating earnings	$	70		$	73		$	51		$	89		$	71		$	260		$	211		$	1		1	%	$	(49	)	(19	)%	$	(18	)	(20	)%
Allocated capital	$	1,308		$	1,294		$	1,319		$	1,362		$	1,375		$	1,308		$	1,375		$	67		5	%	$	67		5	%	$	13		1	%
Operating return on allocated capital (1)	20.2		%	18.9		%	15.9		%	15.5		%	15.5		%	20.2		%	15.5		%	(4.7		)%			(4.7		)%			—

(1)     Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated capital as of the last day of the trailing four quarters and current quarter in the denominator.

(2)     Market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual.

# Variance of greater than 100%.

25

Ameriprise Financial, Inc.

Protection Segment

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Cash Sales
VUL / UL (1)	$	81		$	83		$	78		$	78		$	85		$	226		$	241		$	4		5	%	$	15		7	%	$	7		9	%
Term and whole life	3			2			3			2			2			8			7			(1		)	(33	)%	(1		)	(13	)%	—			—
Disability insurance	1			1			1			1			2			4			4			1			#		—			—		1			#
Auto and home	241			222			239			253			274			678			766			33			14	%	88			13	%	21			8	%
Total cash sales	$	326		$	308		$	321		$	334		$	363		$	916		$	1,018		$	37		11	%	$	102		11	%	$	29		9	%
VUL / UL Policyholder Account Balances
Beginning balance	$	10,198		$	10,514		$	10,906		$	10,984		$	11,234		$	9,859		$	10,906		$	1,036		10	%	$	1,047		11	%	$	250		2	%
Premiums and deposits	249			267			249			260			258			734			767			9			4	%	33			4	%	(2		)	(1	)%
Investment performance and interest	362			416			117			279			(70		)	788			326			(432		)	#		(462		)	(59	)%	(349		)	#
Withdrawals and surrenders	(295		)	(292		)	(287		)	(291		)	(297		)	(867		)	(875		)	(2		)	(1	)%	(8		)	(1	)%	(6		)	(2	)%
Other	—			1			(1		)	2			(1		)	—			—			(1		)	—		—			—		(3		)	#
Total ending balance	$	10,514		$	10,906		$	10,984		$	11,234		$	11,124		$	10,514		$	11,124		$	610		6	%	$	610		6	%	$	(110	)	(1	)%
Premiums by Product
Term and whole life	$	12		$	12		$	12		$	12		$	12		$	37		$	36		$	—		—		$	(1	)	(3	)%	$	—		—
Disability insurance	39			39			38			39			38			117			115			(1		)	(3	)%	(2		)	(2	)%	(1		)	(3	)%
Long term care	29			30			28			28			28			85			84			(1		)	(3	)%	(1		)	(1	)%	—			—
Auto and home	217			223			224			233			245			629			702			28			13	%	73			12	%	12			5	%
Intercompany premiums	4			4			6			5			6			12			17			2			50	%	5			42	%	1			20	%
Total premiums by product	$	301		$	308		$	308		$	317		$	329		$	880		$	954		$	28		9	%	$	74		8	%	$	12		4	%
Auto and Home Insurance
Policy count (thousands)	819			838			861			889			912			819			912			93			11	%	93			11	%	23			3	%
Loss ratio	90.4		%	92.2		%	100.5		%	89.7		%	85.6		%	87.5		%	91.7		%	(4.8		)%			4.2		%			(4.1		)%
Expense ratio	15.2		%	17.6		%	15.4		%	15.5		%	14.7		%	15.3		%	15.2		%	(0.5		)%			(0.1		)%			(0.8		)%
Combined ratio	105.6		%	109.8		%	115.9		%	105.2		%	100.3		%	102.8		%	106.9		%	(5.3		)%			4.1		%			(4.9		)%
DAC Rollforward
Life and Health
Beginning balance	$	838		$	845		$	859		$	848		$	835		$	797		$	859		$	(3	)	—		$	62		8	%	$	(13	)	(2	)%
Capitalization	22			24			20			22			24			62			66			2			9	%	4			6	%	2			9	%
Amortization due to market impact on indexed universal life benefits	—			4			(1		)	3			(1		)	1			1			(1		)	—		—			—		(4		)	#
Amortization per income statement	(13		)	(18		)	(15		)	(20		)	(11		)	(48		)	(46		)	2			15	%	2			4	%	9			45	%
Other	(2		)	4			(15		)	(18		)	7			33			(26		)	9			#		(59		)	#		25			#
Total ending balance	$	845		$	859		$	848		$	835		$	854		$	845		$	854		$	9		1	%	$	9		1	%	$	19		2	%
Life Insurance in Force	$	193,447		$	194,140		$	194,293		$	194,760		$	195,155		$	193,447		$	195,155		$	1,708		1	%	$	1,708		1	%	$	395		—
Net Amount at Risk	$	41,162		$	40,867		$	40,816		$	40,452		$	40,600		$	41,162		$	40,600		$	(562	)	(1	)%	$	(562	)	(1	)%	$	148		—
Net Policyholder Reserves
VUL / UL	$	9,643		$	10,045		$	10,139		$	10,400		$	10,295		$	9,643		$	10,295		$	652		7	%	$	652		7	%	$	(105	)	(1	)%
Term and whole life	225			222			221			218			218			225			218			(7		)	(3	)%	(7		)	(3	)%	—			—
Disability insurance	532			535			539			536			537			532			537			5			1	%	5			1	%	1			—
Long term care and other	2,669			2,691			2,696			2,707			2,723			2,669			2,723			54			2	%	54			2	%	16			1	%
Auto and home loss and LAE reserves	381			405			439			441			428			381			428			47			12	%	47			12	%	(13		)	(3	)%
Total net policyholder reserves	$	13,450		$	13,898		$	14,034		$	14,302		$	14,201		$	13,450		$	14,201		$	751		6	%	$	751		6	%	$	(101	)	(1	)%

(1)Includes lump sum deposits.

# Variance of greater than 100%.

26

Statistical Supplement Package

(unaudited)

Third Quarter 2014

Corporate & Other Segment

27

Ameriprise Financial, Inc.

Corporate & Other Segment

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	—		$	—		$	—		$	—		$	—		$	—		$	—		$	—		—		$	—		—		$	—		—
Distribution fees	—			—			1			—			—			1			1			—			—		—			—		—			—
Net investment income	(1		)	6			4			(5		)	(3		)	2			(4		)	(2		)	#		(6		)	#		2			40	%
Premiums	—			—			—			—			—			—			—			—			—		—			—		—			—
Other revenues	2			1			1			3			2			5			6			—			—		1			20	%	(1		)	(33	)%
Total revenues	1			7			6			(2		)	(1		)	8			3			(2		)	#		(5		)	(63	)%	1			50	%
Banking and deposit interest expense	—			—			—			—			—			—			—			—			—		—			—		—			—
Operating total net revenues	1			7			6			(2		)	(1		)	8			3			(2		)	#		(5		)	(63	)%	1			50	%
Expenses
Distribution expenses	—			—			—			—			1			1			1			1			—		—			—		1			—
Interest credited to fixed accounts	—			—			—			—			—			—			—			—			—		—			—		—			—
Benefits, claims, losses and settlement expenses	—			—			—			—			—			—			—			—			—		—			—		—			—
Amortization of deferred acquisition costs	—			—			—			—			—			—			—			—			—		—			—		—			—
Interest and debt expense	3			22			4			9			3			11			16			—			—		5			45	%	(6		)	(67	)%
General and administrative expense	43			59			57			64			48			151			169			5			12	%	18			12	%	(16		)	(25	)%
Operating expenses	46			81			61			73			52			163			186			6			13	%	23			14	%	(21		)	(29	)%
Pretax operating loss	$	(45	)	$	(74	)	$	(55	)	$	(75	)	$	(53	)	$	(155	)	$	(183	)	$	(8	)	(18	)%	$	(28	)	(18	)%	$	22		29	%

# Variance of greater than 100%.

28

Ameriprise Financial, Inc.

Eliminations (1)

Third Quarter 2014

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	(33	)	$	(33	)	$	(33	)	$	(34	)	$	(34	)	$	(96	)	$	(101	)	$	(1	)	(3	)%	$	(5	)	(5	)%	$	—		—
Distribution fees	(304		)	(322		)	(304		)	(317		)	(319		)	(902		)	(940		)	(15		)	(5	)%	(38		)	(4	)%	(2		)	(1	)%
Net investment income	(1		)	—			—			—			—			(2		)	—			1			#		2			#		—			—
Premiums	(4		)	(4		)	(4		)	(4		)	(4		)	(12		)	(12		)	—			—		—			—		—			—
Other revenues	—			—			—			—			—			—			—			—			—		—			—		—			—
Total revenues	(342		)	(359		)	(341		)	(355		)	(357		)	(1,012		)	(1,053		)	(15		)	(4	)%	(41		)	(4	)%	(2		)	(1	)%
Banking and deposit interest expense	(1		)	—			—			—			—			(2		)	—			1			#		2			#		—			—
Operating total net revenues	(341		)	(359		)	(341		)	(355		)	(357		)	(1,010		)	(1,053		)	(16		)	(5	)%	(43		)	(4	)%	(2		)	(1	)%
Expenses
Distribution expenses	(327		)	(344		)	(326		)	(340		)	(342		)	(967		)	(1,008		)	(15		)	(5	)%	(41		)	(4	)%	(2		)	(1	)%
Interest credited to fixed accounts	—			—			—			—			—			—			—			—			—		—			—		—			—
Benefits, claims, losses and settlement expenses	—			—			—			—			—			—			—			—			—		—			—		—			—
Amortization of deferred acquisition costs	—			—			—			—			—			—			—			—			—		—			—		—			—
Interest and debt expense	—			—			—			—			—			—			—			—			—		—			—		—			—
General and administrative expense	(14		)	(15		)	(15		)	(15		)	(15		)	(43		)	(45		)	(1		)	(7	)%	(2		)	(5	)%	—			—
Operating expenses	(341		)	(359		)	(341		)	(355		)	(357		)	(1,010		)	(1,053		)	(16		)	(5	)%	(43		)	(4	)%	(2		)	(1	)%
Pretax operating earnings	$	—		$	—		$	—		$	—		$	—		$	—		$	—		$	—		—		$	—		—		$	—		—

(1)  The majority of the amounts represent the impact of inter-segment transfer pricing for both revenues and expenses.

# Variance of greater than 100%.

29

Statistical Supplement Package

(unaudited)

Third Quarter 2014

Balance Sheet and Ratings Information

30

Ameriprise Financial, Inc.

Consolidated Balance Sheets

Third Quarter 2014

(in millions, unaudited)	September 30, 2013			December 31, 2013			March 31, 2014			June 30, 2014			September 30, 2014
Assets
Cash and cash equivalents	$	3,125		$	2,632		$	2,403		$	2,141		$	2,876
Cash of consolidated investment entities	340			419			496			718			279
Investments	35,404			35,735			35,906			35,958			35,899
Investments of consolidated investment entities	4,636			5,002			5,397			5,626			5,661
Separate account assets	77,788			81,223			81,872			84,027			82,420
Receivables	4,362			4,538			4,639			4,782			4,827
Receivables of consolidated investment entities	141			72			75			127			68
Deferred acquisition costs	2,610			2,663			2,630			2,612			2,605
Restricted and segregated cash and investments	2,259			2,360			2,391			2,344			2,382
Other assets	7,943			7,983			8,160			8,435			8,158
Other assets of consolidated investment entities	1,600			1,949			1,995			2,390			2,018
Total Assets	$	140,208		$	144,576		$	145,964		$	149,160		$	147,193
Liabilities
Policyholder account balances, future policy benefits and claims	$	29,943		$	29,620		$	29,625		$	29,607		$	29,810
Separate account liabilities	77,788			81,223			81,872			84,027			82,420
Customer deposits	6,744			7,062			7,211			7,285			7,513
Short-term borrowings	500			500			300			200			200
Long-term debt	2,947			2,720			2,719			2,523			3,059
Debt of consolidated investment entities	5,242			5,736			6,147			6,672			6,394
Accounts payable and accrued expenses	1,290			1,367			1,187			1,274			1,411
Accounts payable and accrued expenses of consolidated investment entities	127			62			41			47			50
Other liabilities	6,329			6,829			7,143			7,356			6,882
Other liabilities of consolidated investment entities	129			225			274			492			114
Total Liabilities	131,039			135,344			136,519			139,483			137,853
Equity
Ameriprise Financial
Common shares ($.01 par)	3			3			3			3			3
Additional paid-in capital	6,840			6,929			7,046			7,144			7,232
Retained earnings	7,107			7,289			7,582			7,843			8,152
Appropriated retained earnings of consolidated investment entities	335			337			356			320			308
Treasury stock	(6,565		)	(6,961		)	(7,389		)	(7,802		)	(8,181		)
Accumulated other comprehensive income, net of tax	605			595			746			920			746
Total Ameriprise Financial Shareholders’ Equity	8,325			8,192			8,344			8,428			8,260
Noncontrolling interests	844			1,040			1,101			1,249			1,080
Total Equity	9,169			9,232			9,445			9,677			9,340
Total Liabilities and Equity	$	140,208		$	144,576		$	145,964		$	149,160		$	147,193

31

Ameriprise Financial, Inc.

Capital and Ratings Information

Third Quarter 2014

(in millions unless otherwise noted, unaudited)	September 30, 2013			December 31, 2013			March 31, 2014			June 30, 2014			September 30, 2014
Long-term Debt Summary
Senior notes	$	2,653		$	2,426		$	2,425		$	2,229		$	2,765
Junior subordinated notes	294			294			294			294			294
Total Ameriprise Financial long-term debt	2,947			2,720			2,719			2,523			3,059
Non-recourse debt of consolidated investment entities	5,242			5,736			6,147			6,672			6,394
Total long-term debt	$	8,189		$	8,456		$	8,866		$	9,195		$	9,453
Total Ameriprise Financial long-term debt	$	2,947		$	2,720		$	2,719		$	2,523		$	3,059
Fair value of hedges and unamortized discount	(103		)	(76		)	(75		)	(79		)	(65		)
Total Ameriprise Financial long-term debt excluding fair value of hedges and unamortized discount (1)	$	2,844		$	2,644		$	2,644		$	2,444		$	2,994
Total equity (2)	$	9,169		$	9,232		$	9,445		$	9,677		$	9,340
Noncontrolling interests	(844		)	(1,040		)	(1,101		)	(1,249		)	(1,080		)
Total Ameriprise Financial shareholders’ equity	8,325			8,192			8,344			8,428			8,260
Equity of consolidated investment entities	(319		)	(321		)	(340		)	(308		)	(296		)
Total Ameriprise Financial shareholders’ equity excluding CIEs (1)	$	8,006		$	7,871		$	8,004		$	8,120		$	7,964
Total Ameriprise Financial capital	$	11,272		$	10,912		$	11,063		$	10,951		$	11,319
Total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs (1)	$	10,850		$	10,515		$	10,648		$	10,564		$	10,958
Debt to capital
Total Ameriprise Financial long-term debt to total Ameriprise Financial capital	26.1		%	24.9		%	24.6		%	23.0		%	27.0		%
Total Ameriprise Financial long-term debt to total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs (1)	26.2		%	25.1		%	24.8		%	23.1		%	27.3		%

	A.M. Best Company	Standard & Poor’s Rating Services	Moody’s Investors Service, Inc.
Ratings (as of September 30, 2014 earnings release date)
Claims Paying Ratings (3)
RiverSource Life Insurance Company	A+	AA-	Aa3
IDS Property Casualty Ins. Company	A	N/R	N/R
Debt Ratings (3)
Ameriprise Financial, Inc.	a-	A	A3

(1)See non-GAAP financial information on pg 34.  Non-GAAP financial measure reconciliations can be found on page 45.

(2)Includes accumulated other comprehensive income, net of tax.

(3)For the most current ratings information, please see the individual rating agency’s website.

N/R - Not Rated.

32

Ameriprise Financial, Inc.

Ameriprise Financial Investments (1)

Third Quarter 2014

(in millions unless otherwise noted, unaudited)	September 30, 2013			December 31, 2013			March 31, 2014			June 30, 2014			September 30, 2014
Cash and cash equivalents	$	3,125		$	2,632		$	2,403		$	2,141		$	2,876
Investments - Ending Balances
Available-for-Sale Securities
Corporate debt securities	17,502			17,466			17,464			17,411			17,322
Residential mortgage backed securities	5,943			6,124			6,090			6,158			6,232
Commercial mortgage backed securities	2,770			2,741			2,781			2,768			2,637
Asset backed securities	1,425			1,504			1,522			1,506			1,488
Total mortgage and other asset backed securities	10,138			10,369			10,393			10,432			10,357
State and municipal obligations	2,123			2,160			2,298			2,317			2,257
US government and agencies obligations	53			52			52			47			47
Foreign government bonds and obligations	252			245			252			258			253
Common and preferred stocks	16			18			19			21			20
Total other	2,444			2,475			2,621			2,643			2,577
Total available-for-sale securities	30,084			30,310			30,478			30,486			30,256
Commercial mortgage loans	2,655			2,682			2,695			2,705			2,714
Allowance for loan losses	(26		)	(26		)	(25		)	(25		)	(25		)
Commercial mortgage loans, net	2,629			2,656			2,670			2,680			2,689
Residential mortgage loans	901			859			821			797			771
Allowance for loan losses	(6		)	(5		)	(4		)	(3		)	(3		)
Residential mortgage loans, net	895			854			817			794			768
Policy loans	769			774			780			792			805
Other investments	1,027			1,141			1,161			1,206			1,381
Total investments	35,404			35,735			35,906			35,958			35,899
Total cash, cash equivalents and investments	$	38,529		$	38,367		$	38,309		$	38,099		$	38,775
Net unrealized gain Available-for-Sale Securities	$	1,629		$	1,471		$	1,836		$	2,204		$	1,985
AFS Fixed Maturity Asset Quality - %
AAA	25		%	25		%	25		%	25		%	26		%
AA	6		%	6		%	6		%	6		%	6		%
AFS securities AA and above	31		%	31		%	31		%	31		%	32		%
A	21		%	22		%	22		%	22		%	22		%
BBB	42		%	41		%	41		%	41		%	40		%
Below investment grade	6		%	6		%	6		%	6		%	6		%
Total AFS fixed maturity asset quality - %	100		%	100		%	100		%	100		%	100		%
Fair Value of Below Investment Grade Investments as a % of Total Cash and Investments	6		%	6		%	6		%	6		%	6		%

(1)   Investments excluding investments of CIEs.

33

Ameriprise Financial, Inc.

Non-GAAP Financial Information

Ameriprise Financial, Inc. (the Company) prepares its financial statements in accordance with accounting principles generally accepted in the United States (U.S. GAAP).  This report includes information on both a U.S. GAAP and non-GAAP basis.  Management believes that the presentation of these non-GAAP financial measures best reflect the underlying performance of the Company and facilitate a more meaningful trend analysis.  Management uses certain of these non-GAAP measures to evaluate our financial performance on a basis comparable to that used by some securities analysts and investors. Also, certain of these non-GAAP measures are taken into consideration, to varying degrees, for purposes of business planning and analysis and certain compensation-related matters.  See the reconciliations on pages 6, 15, 44 and 45.

These non-GAAP measures include: 

· Adjusted net pretax operating margin;

· Adjusted operating earnings;

· Adjusted operating revenues;

· Ameriprise Financial shareholders’ equity excluding AOCI;

· Ameriprise Financial shareholders’ equity excluding CIEs;

· Ameriprise Financial shareholders’ equity excluding CIEs and AOCI;

· Basic operating earnings per share;

· Effective tax rate excluding noncontrolling interests;

· Operating earnings;

· Operating earnings per diluted share;

· Operating effective tax rate;

· Operating return on equity excluding AOCI;

· Operating total net revenues;

· Pretax operating earnings;

· Pretax operating margin;

· Return on equity excluding AOCI;

· Total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs;

· Total Ameriprise Financial long-term debt excluding fair value of hedges and unamortized discount;

· Total Ameriprise Financial long-term debt to total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs;

· Various financial measures that exclude the results of former banking operations

Reclassification

Certain prior period information has been restated to conform to current period presentation.

34

Ameriprise Financial, Inc.

Glossary of Selected Terminology - Segments

Advice & Wealth Management - This segment provides financial planning and advice, as well as full service brokerage services, primarily to retail clients through our advisors. These services are centered on long-term, personal relationships between our advisors and our clients and focus on helping clients confidently achieve their financial goals. Our advisors provide a distinctive approach to financial planning and have access to a broad selection of both affiliated and non-affiliated products to help clients meet their financial needs. A significant portion of revenues in this segment is fee-based, driven by the level of client assets, which is impacted by both market movements and net asset flows. We also earn net investment income on owned assets primarily from certificate products. This segment earns revenues (distribution fees) for providing non-affiliated products and intersegment revenues (distribution fees) for providing our affiliated products and services to our retail clients. Intersegment expenses for this segment include expenses for investment management services provided by our Asset Management segment. This segment also includes the results of operation for Ameriprise National Trust Bank, which terminated its deposit-taking and credit-originating activities in the fourth quarter of 2012.

Asset Management - This segment provides investment advice and investment products to retail, high net worth and institutional clients. Such products and services are provided on a global scale through Columbia Management Investment Advisers, LLC (Columbia Management) and Threadneedle Asset Management Holdings Sàrl (Threadneedle).  Columbia Management primarily provides products and services in the U.S., and Threadneedle primarily provides products and services internationally. We provide clients with U.S. domestic individual products through unaffiliated third-party financial institutions and through our Advice & Wealth Management segment, and we provide institutional products and services through our institutional sales force. International retail products are primarily distributed through third-party financial institutions and unaffiliated financial advisors. Individual products include U.S. mutual funds and their non-U.S. equivalents, exchange-traded funds and variable product funds underlying insurance and annuity separate accounts. Institutional asset management services are designed to meet specific client objectives and may involve a range of products, including those that focus on traditional asset classes, separately managed accounts, collateralized loan obligations, hedge funds, collective funds and property funds. Collateralized loan obligations, hedge funds and certain private funds are often classified as alternative assets. Revenues in this segment are primarily earned as fees based on managed asset balances, which are impacted by market movements, net asset flows, asset allocation and product mix. We may also earn performance fees from certain accounts where investment performance meets or exceeds certain pre-identified targets. In addition our Asset Management segment provides all intercompany asset management services for Ameriprise Financial subsidiaries. The fees for such services are reflected within the Asset Management segment results through intersegment transfer pricing. Intersegment expenses for this segment include distribution expenses for services provided by our Advice & Wealth Management, Annuities and Protection segments.

Annuities - This segment provides RiverSource variable and fixed annuity products to individual clients. RiverSource Life Insurance Company and RiverSource Life Insurance Co. of New York provide variable annuity products through our advisors, and our fixed annuity products are distributed through both affiliated and unaffiliated advisors and financial institutions. These products are designed to help individuals address their asset accumulation and income goals.  Revenues for our variable annuity products are primarily earned as fees based on underlying account balances, which are impacted by both market movements and net asset flows. Revenues for our fixed annuity products are primarily earned as net investment income on assets supporting fixed account balances, with profitability significantly impacted by the spread between net investment income earned and interest credited on the fixed account balances. We also earn net investment income on owned assets supporting reserves for immediate annuities and for certain guaranteed benefits offered with variable annuities and on capital supporting the business. Intersegment revenues for this segment reflect fees paid by our Asset Management segment for marketing support and other services provided in connection with the availability of VIT Funds under the variable annuity contracts. Intersegment expenses for this segment include distribution expenses for services provided by our Advice & Wealth Management segment, as well as expenses for investment management services provided by our Asset Management segment.

Protection - This segment provides a variety of products to address the protection and risk management needs of our retail clients, including life, disability income and property-casualty insurance. These products are designed to provide a lifetime of solutions that allow clients to protect income, grow assets and give to loved ones or charity. Life and disability income products are primarily provided through our advisors. Our property-casualty products are sold primarily through affinity relationships. We issue insurance policies through our life insurance subsidiaries and property casualty companies (IDS Property Casualty Insurance Company and its subsidiary, Ameriprise Insurance Company). The primary sources of revenues for this segment are premiums, fees, and charges we receive to assume insurance-related risk. We earn net investment income on owned assets supporting insurance reserves and capital supporting the business. We also receive fees based on the level of assets supporting variable universal life separate account balances. This segment earns intersegment revenues from fees paid by our Asset Management segment for marketing support and other services provided in connection with the availability of VIT Funds under the variable universal life contracts. Intersegment expenses for this segment include distribution expenses for services provided by our Advice & Wealth Management segment, as well as expenses for investment management services provided by our Asset Management segment.

Corporate & Other - This segment consists of net investment income or loss on corporate level assets, including excess capital held in our subsidiaries and other unallocated equity and other revenues as well as unallocated corporate expenses.

35

Ameriprise Financial, Inc.

Glossary of Selected Terminology

Adjusted Net Pretax Operating Margin - An internal measure designed to calculate operating margins similar to how asset management companies define operating margins. A ratio representing adjusted operating earnings as a percentage of adjusted operating revenues for the asset management segment.

Adjusted Operating Earnings - Asset management segment pretax operating earnings less operating net investment income plus amortization of intangibles.

Adjusted Operating Revenues - Asset management segment operating total net revenues less pass through distribution revenue and subadvisory and other pass through revenues.

Affiliated General Account Assets - Balance sheet assets from various affiliates managed and reported by Columbia.

Allocated Capital - The internal allocation of Total Ameriprise Financial Capital, excluding accumulated other comprehensive income (loss), CIEs, and fair value of hedges and unamortized discount on Ameriprise Financial long-term debt, is based on management’s best estimate of capital required to support the business. Estimates reflect the higher of regulatory or rating agency capital requirements, and include capital held for some stress contingencies.  Capital is allocated to our operating segments for the purpose of measuring segment return on allocated capital.  For the Corporate & Other segment, allocated capital also includes any capital available after capital has been allocated to the operating segments. Allocated capital is not adjusted for non-operating items except for CIEs.

Alternative Assets - Assets reported by the Company that include Hedge Funds and Collateralized Debt Obligations (“CDO”).

Ameriprise Financial - Ameriprise Financial includes ownership interests in subsidiaries that are attributable, directly or indirectly, to Ameriprise Financial, Inc. and excludes noncontrolling interests.

AOCI - Accumulated other comprehensive income (loss), net of tax.

Assets Under Administration - Assets under administration include assets for which we provide administrative services such as client assets invested in other companies’ products that we offer outside of our wrap accounts. These assets include those held in clients’ brokerage accounts. We generally record fees received from administered assets as distribution fees. We do not exercise management discretion over these assets and do not earn a management fee. These assets are not reported on our Consolidated Balance Sheets. Assets under administration also include certain assets on our Consolidated Balance Sheets for which we do not provide investment management services and do not recognize management fees, such as investments in non-affiliated funds held in the separate accounts of our life insurance subsidiaries. These assets do not include assets under advisement, for which we provide model portfolios but do not have full discretionary investment authority.

Assets Under Management - Assets under management include assets for which we provide investment management services, such as the assets of the Columbia funds and Threadneedle funds, assets of institutional clients, and client assets held in wrap and personal trust accounts as well as assets managed by sub-advisors selected by us. Assets under management also include certain assets on our Consolidated Balance Sheets for which we provide investment management services and recognize management fees in our Asset Management segment, such as the assets of the general account, RiverSource Variable Product funds held in the separate accounts of our life insurance subsidiaries, and client assets of CIEs. These assets do not include assets under advisement, for which we provide model portfolios, but do not have full discretionary investment authority.

Auto & Home Insurance - Personal auto and home protection products marketed directly to customers through marketing affiliates such as Costco Wholesale Corporation and Ford Motor Credit Company. We sell these products through our auto and home subsidiary, IDS Property Casualty Insurance Company (doing business as Ameriprise Auto & Home Insurance).

Cash Sales - Cash sales are the dollar value volume indicator that captures gross new cash inflows which generate product revenue streams to our company. This includes primarily “client initiated” activity that results in an incremental increase in assets or premiums in force (but doesn’t need to result in time of sale revenue), or activity that doesn’t increase assets or premiums in force, but generates “fee revenue”.

Consolidated Investment Entities (“CIEs”) - CIEs include certain property and hedge funds as well as the variable interest entities required to be consolidated under current accounting standards.

DAC Rollforward Other - We record unrealized securities gains (losses) in accumulated other comprehensive income (loss), net of income tax provision (benefit) and net of adjustments in other asset and liability balances, such as DAC, to reflect the expected impact on their carrying values had the unrealized securities gains (losses) been realized as of the respective balance sheet dates.

Deferred Acquisition Costs and Amortization - Deferred acquisition costs (“DAC”) represent the direct costs of acquiring new protection and annuity contracts, principally direct sales commissions and other distribution and underwriting costs that have been deferred on the sale of life, disability income, long term care, auto, and home insurance and annuities.  DAC also includes deferred direct sales commissions on certain mutual fund products. These costs are deferred to the extent they are directly related to the acquisition of new business and are recoverable from future profits.

Life Insurance in Force - The total amount of all life insurance death benefits currently insured by our company.

Market Impact on Indexed Universal Life Benefits - The impact of changes in financial market conditions on benefit costs associated with indexed universal life benefits accounted for as embedded derivatives, net of changes in associated economic hedge values and net of related impacts on DAC amortization, unearned revenue amortization, and the reinsurance accrual.  This market impact includes the risk margin and nonperformance spread impact.

Market Impact on Variable Annuity Guaranteed Benefits - The impact of changes in financial market conditions on benefit costs associated with variable annuity guaranteed living benefits accounted for as embedded derivatives, net of changes in economic hedge values and unhedged items including the difference between assumed and actual underlying separate account investment performance, fixed income credit exposures, transaction costs and certain policyholder contract elections, net of related impacts on DAC and DSIC amortization.  The market impact includes the risk margin and nonperformance spread impact.

Net Amount at Risk - Life insurance in force less policyholder reserves net of reinsurance.

Net Flows - Sales less redemptions and miscellaneous flows which may include reinvested dividends.

Net New Flows - Mutual or VP/VIT fund inflows less outflows.

Operating Earnings - Net income attributable to Ameriprise Financial less integration/restructuring charges, net of tax, market impact on variable annuity guaranteed benefits and indexed universal life benefits, net of tax, income (loss) from discontinued operations, net of tax and realized gains, net of tax, plus realized losses, net of tax.

Operating Expenses - Total expenses less integration/restructuring charges, market impact on variable annuity guaranteed benefits, market impact on indexed universal life benefits and expense from consolidated investment entities.

Operating Net Investment Income - Net investment income minus net realized gains (losses) and net investment income from consolidated investment entities.

Operating Return on Allocated Capital - Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated capital as of the last day of the trailing four quarters and current quarter in the denominator.  Operating earnings for each product line are based on the target level of assets which are based on management’s best estimate after considering regulatory and rating agency requirements.

Operating Total Net Revenues - Total net revenues less realized gains plus realized losses plus/less indexed universal life market impact on reinsurance and unearned revenue less revenue from consolidated investment entities and integration/restructuring.

Pretax Operating Earnings - Income from continuing operations before income tax provision plus or minus net realized gains (losses) plus integration/restructuring charges plus market impact on variable annuity guaranteed benefits plus market impact on indexed universal life benefits minus pretax income (loss) from consolidated investment entities.

Pretax Operating Margin - A ratio representing pretax operating earnings as a percentage of operating total net revenues.

Pretax Income (Loss) Margin - A ratio representing pretax income (loss) as a percentage of total net revenues.

Risk Margin and Nonperformance Spread Impact - The portion of the market impact on variable annuity guaranteed benefits and indexed universal life benefits related to liability valuation adjustments made in accordance with Financial Accounting Standards Board Accounting Standards Codification 820, Fair Value Measurements and Disclosures (“ASC 820”) that management considers to be non-economic, including the impact of discounting projected benefits at a rate reflecting a current estimate of RiverSource Life’s nonperformance spread.

Separate Account - Represents assets and liabilities that are maintained and established primarily for the purpose of funding variable annuity and insurance products. The assets of the separate account are only available to fund the liabilities of the variable annuity contract holders and others with contracts requiring premiums or other deposits to the separate account. Clients elect to invest premiums in stock, bond and/or money market funds depending on their risk tolerance. All investment performance, net of fees, is passed through to the client.

Threadneedle - Threadneedle Asset Management Holdings Sarl is a holding company for the London-based Threadneedle companies, which provide investment management products and services.

Total Ameriprise Financial Capital - Total Ameriprise Financial shareholders’ equity plus total Ameriprise Financial long-term debt. Total Ameriprise Financial capital is also presented excluding fair value of hedges, unamortized discount and equity of CIEs.

Total Ameriprise Financial Long-term Debt to Total Ameriprise Financial Capital Ratio - A ratio comprised of total Ameriprise Financial long-term debt divided by Ameriprise Financial capital. We also present total Ameriprise Financial long-term debt to total Ameriprise Financial capital ratios excluding fair value of hedges, unamortized discount and equity of consolidated investment entities. 

Wrap Accounts - Wrap accounts enable our clients to purchase other securities such as mutual funds in connection with investment advisory fee-based “wrap account” programs or services. We offer clients the opportunity to select products that include affiliated and non-affiliated funds. We currently offer both discretionary and non-discretionary investment advisory wrap accounts. In a discretionary wrap account, an unaffiliated investment advisor or our investment management subsidiary, Columbia Management Investment Advisers, LLC, chooses the underlying investments in the portfolio on behalf of the client. In a non-discretionary wrap account, the client chooses the underlying investments in the portfolio based, to the extent the client elects, in part or whole on the recommendations of their financial advisor. Investors in our wrap accounts generally pay an asset-based fee based on the assets held in their wrap accounts. These investors also pay any related fees or costs included in the underlying securities held in that account, such as underlying mutual fund operating expenses and Rule 12b-1 fees.

36

Exhibit A

Statistical Supplement Package

(unaudited)

Third Quarter 2014

Disclosed Items

37

Ameriprise Financial, Inc.

Disclosed Items

3 Qtr 2014

Excluded from Operating Earnings

	Annuities						Protection						Corporate and Eliminations
				Market Impact on						Market Impact on
	Securities			VA Guaranteed			Securities			Indexed Universal			Securities
(in millions, unaudited)	Gains/(Losses) (1)			Benefits (2)			Gains/(Losses) (1)			Life Benefits (3)			Gains/(Losses) (1)			CIEs (4)
Revenues
Management and financial advice fees	$	—		$	—		$	—		$	—		$	—		$	(15	)
Distribution fees	—			—			—			—			—			—
Net investment income	7			—			1			—			(4		)	41
Premiums	—			—			—			—			—			—
Other revenues	—			—			—			2			—			180
Total revenues	7			—			1			2			(4		)	206
Banking and deposit interest expense	—			—			—			—			—			—
Total net revenues	7			—			1			2			(4		)	206
Expenses
Distribution expenses	—			—			—			—			—			—
Interest credited to fixed accounts	—			—			—			(7		)	—			—
Benefits, claims, losses and settlement expenses	—			(16		)	—			—			—			—
Amortization of deferred acquisition costs	—			7			—			1			—			—
Interest and debt expense	—			—			—			—			—			54
General and administrative expense	—			—			—			—			—			7
Total expenses	—			(9		)	—			(6		)	—			61
Pretax segment income (loss)	7			9			1			8			(4		)	145
Less: Net income (loss) attributable to noncontrolling interest	—			—			—			—			—			145
Pretax segment gain (loss) attributable to Ameriprise Financial	$	7		$	9		$	1		$	8		$	(4	)	$	—
Included in Operating Earnings
	Annuities						Protection
	Market			Valuation			Valuation
	Impacts			Assumptions &			Assumptions &
(in millions, unaudited)	to DAC/DSIC (5)			Model Changes (6)			Model Changes (6)
Revenues
Management and financial advice fees	$	—		$	—		$	—
Distribution fees	—			—			—
Net investment income	—			—			—
Premiums	—			—			—
Other revenues	—			—			(29		)
Total revenues	—			—			(29		)
Banking and deposit interest expense	—			—			—
Operating total net revenues	—			—			(29		)
Expenses
Distribution expenses	—			—			—
Interest credited to fixed accounts	—			—			—
Benefits, claims, losses and settlement expenses	1			5			1
Amortization of deferred acquisition costs	5			17			(9		)
Interest and debt expense	—			—			—
General and administrative expense	—			—			—
Operating expenses	6			22			(8		)
Pretax operating earnings	$	(6	)	$	(22	)	$	(21	)

(1)Pretax net realized investment gains/(losses) on Available-for-Sale securities and other securities

(2)Variable annuity guaranteed benefit impacts include:

$17 million net benefit related to hedged variable annuity benefits

$8 million increase in DAC and DSIC amortization resulting from hedged benefits

(3)Indexed universal life benefit impacts include:

$7 million net benefit related to hedged indexed universal life benefits

$1 million increase in DAC amortization resulting from hedged indexed universal life benefits

$2 million increase in unearned revenue reserve amortization and reinsurance accrual from hedged indexed universal life benefits

(4)Reflects revenues and expenses of Consolidated Investment Entities

(5)Increase in DAC and DSIC amortization from lower than projected separate account growth

(6)Net pretax impact of model changes and the annual review/updating of valuation assumptions

38

Ameriprise Financial, Inc.

Disclosed Items

2 Qtr 2014

Excluded from Operating Earnings

	Annuities					Protection			Corporate and Eliminations
			Market Impact on			Market Impact on
	Securities		VA Guaranteed			Indexed Universal
(in millions, unaudited)	Gains/(Losses) (1)		Benefits (2)			Life Benefits (3)			CIEs (4)
Revenues
Management and financial advice fees	$	—	$	—		$	—		$	(29	)
Distribution fees	—		—			—			—
Net investment income	1		—			—			43
Premiums	—		—			—			—
Other revenues	—		—			(4		)	146
Total revenues	1		—			(4		)	160
Banking and deposit interest expense	—		—			—			—
Total net revenues	1		—			(4		)	160
Expenses
Distribution expenses	—		—			—			—
Interest credited to fixed accounts	—		—			(1		)	—
Benefits, claims, losses and settlement expenses	—		64			—			—
Amortization of deferred acquisition costs	—		(10		)	(3		)	—
Interest and debt expense	—		—			—			45
General and administrative expense	—		—			—			22
Total expenses	—		54			(4		)	67
Pretax segment income (loss)	1		(54		)	—			93
Less: Net income (loss) attributable to noncontrolling interest	—		—			—			93
Pretax segment gain (loss) attributable to Ameriprise Financial	$	1	$	(54	)	$	—		$	—

Included in Operating Earnings

	Asset Management		Annuities						Protection
			Market						Auto & Home			Market
	CDO		Impacts			Variable Annuity			Catastrophe			Impacts
(in millions, unaudited)	Benefit (5)		to DAC/DSIC (6)			Product Changes (7)			Losses (8)			to DAC/DSIC (6)
Revenues
Management and financial advice fees	$	14	$	—		$	—		$	—		$	—
Distribution fees	—		—			—			—			—
Net investment income	9		—			—			—			—
Premiums	—		—			—			—			—
Other revenues	—		—			—			—			—
Total revenues	23		—			—			—			—
Banking and deposit interest expense	—		—			—			—			—
Operating total net revenues	23		—			—			—			—
Expenses
Distribution expenses	—		—			—			—			—
Interest credited to fixed accounts	—		—			—			—			—
Benefits, claims, losses and settlement expenses	—		(3		)	(12		)	33			—
Amortization of deferred acquisition costs	—		(12		)	2			—			(1		)
Interest and debt expense	—		—			—			—			—
General and administrative expense	6		—			—			—			—
Operating expenses	6		(15		)	(10		)	33			(1		)
Pretax operating earnings	$	17	$	15		$	10		$	(33	)	$	1

(1)    Pretax net realized investment gains/(losses) on Available-for-Sale securities and other securities

(2)    Variable annuity guaranteed benefit impacts include:

$65 million net expense related to hedged variable annuity benefits

$11 million decrease in DAC and DSIC amortization resulting from hedged benefits

(3)    Indexed universal life benefit impacts include:

$1 million net benefit related to hedged indexed universal life benefits

$3 million decrease in DAC amortization resulting from hedged indexed universal life benefits

$4 million decrease in unearned revenue reserve amortization and reinsurance accrual from hedged indexed universal life benefits

(4)    Reflects revenues and expenses of Consolidated Investment Entities

(5)    CDO fund liquidation benefit

(6)    Decrease in DAC and DSIC amortization from higher than projected separate account growth

(7)    Benefit related to the addition of Portfolio Stabilizer (managed volatility) fund options for in-force variable annuities with living benefit guarantees

(8)    Total Auto & Home catastrophe losses for the quarter, which were $12 million higher than expectations

39

Ameriprise Financial, Inc.

Disclosed Items

1 Qtr 2014

Excluded from Operating Earnings

	Annuities					Protection				Corporate and Eliminations
			Market Impact on					Market Impact on
	Securities		VA Guaranteed			Securities		Indexed Universal
(in millions, unaudited)	Gains/(Losses) (1)		Benefits (2)			Gains/(Losses) (1)		Life Benefits (3)		CIEs (4)
Revenues
Management and financial advice fees	$	—	$	—		$	—	$	—	$	(14	)
Distribution fees	—		—			—		—		—
Net investment income	4		—			1		—		74
Premiums	—		—			—		—		—
Other revenues	—		—			—		2		117
Total revenues	4		—			1		2		177
Banking and deposit interest expense	—		—			—		—		—
Total net revenues	4		—			1		2		177
Expenses
Distribution expenses	—		—			—		—		—
Interest credited to fixed accounts	—		—			—		—		—
Benefits, claims, losses and settlement expenses	—		15			—		—		—
Amortization of deferred acquisition costs	—		—			—		1		—
Interest and debt expense	—		—			—		—		50
General and administrative expense	—		—			—		—		12
Total expenses	—		15			—		1		62
Pretax segment income (loss)	4		(15		)	1		1		115
Less: Net income (loss) attributable to noncontrolling interest	—		—			—		—		115
Pretax segment gain (loss) attributable to Ameriprise Financial	$	4	$	(15	)	$	1	$	1	$	—

Included in Operating Earnings

	Annuities						Protection						Consolidated
	Market									Auto & Home
	Impacts			Variable Annuity			Auto & Home			Weather Related			Tax
(in millions, unaudited)	to DAC/DSIC (5)			Product Changes (6)			Reserves (7)			Losses (8)			Benefit (9)
Revenues
Management and financial advice fees	$	—		$	—		$	—		$	—		$	—
Distribution fees	—			—			—			—			—
Net investment income	—			—			—			—			—
Premiums	—			—			—			—			—
Other revenues	—			—			—			—			—
Total revenues	—			—			—			—			—
Banking and deposit interest expense	—			—			—			—			—
Operating total net revenues	—			—			—			—			—
Expenses
Distribution expenses	—			—			—			—			—
Interest credited to fixed accounts	—			—			—			—			—
Benefits, claims, losses and settlement expenses	(2		)	(34		)	30			20			—
Amortization of deferred acquisition costs	(6		)	5			—			—			—
Interest and debt expense	—			—			—			—			—
General and administrative expense	—			—			—			—			—
Operating expenses	(8		)	(29		)	30			20			—
Pretax operating earnings	$	8		$	29		$	(30	)	$	(20	)	$	—
Tax benefit													$	17

(1)	Pretax net realized investment gains/(losses) on Available-for-Sale securities and other securities
(2)	Variable annuity guaranteed benefit impacts include:
		$16 million net expense related to hedged variable annuity benefits
		$1 million decrease in DAC and DSIC amortization resulting from hedged benefits
(3)	Indexed universal life benefit impacts include:
		$1 million increase in DAC amortization resulting from hedged indexed universal life benefits
		$2 million increase in unearned revenue reserve amortization and reinsurance accrual from hedged indexed universal life benefits
(4)	Reflects revenues and expenses of Consolidated Investment Entities
(5)	Decrease in DAC and DSIC amortization from higher than projected separate account growth
(6)	Benefit related to the addition of Portfolio Stabilizer (managed volatility) fund options for in-force variable annuities with living benefit guarantees
(7)	Increase in auto and home auto liability reserves based upon additional analysis and information regarding adverse development of bodily injury claims
(8)	Auto and home weather-related losses from severe winter weather
(9)	Tax benefit from the completion of tax audits from previous years

40

Ameriprise Financial, Inc.

Disclosed Items

4 Qtr 2013

Excluded from Operating Earnings

	Advice & Wealth Management			Asset Management			Annuities						Protection						Corporate and Eliminations
(in millions, unaudited)	Securities Gains/(Losses) (1)			Restructuring Charges (2)			Securities Gains/(Losses) (1)			Market Impact on VA Guaranteed Benefits (3)			Securities Gains/(Losses) (1)			Market Impact on Indexed Universal Life Benefits (4)			Securities Gains/(Losses) (1)		CIEs (5)
Revenues
Management and financial advice fees	$	—		$	—		$	—		$	—		$	—		$	—		$	—	$	(13	)
Distribution fees	—			—			—			—			—			—			—		—
Net investment income	(1		)	—			(1		)	—			1			—			1		55
Premiums	—			—			—			—			—			—			—		—
Other revenues	—			—			—			—			—			(7		)	—		95
Total revenues	(1		)	—			(1		)	—			1			(7		)	1		137
Banking and deposit interest expense	—			—			—			—			—			—			—		—
Total net revenues	(1		)	—			(1		)	—			1			(7		)	1		137
Expenses
Distribution expenses	—			—			—			—			—			—			—		—
Interest credited to fixed accounts	—			—			—			—			—			6			—		—
Benefits, claims, losses and settlement expenses	—			—			—			127			—			—			—		—
Amortization of deferred acquisition costs	—			—			—			(23		)	—			(4		)	—		—
Interest and debt expense	—			—			—			—			—			—			—		38
General and administrative expense	—			11			—			—			—			—			—		15
Total expenses	—			11			—			104			—			2			—		53
Pretax segment income (loss)	(1		)	(11		)	(1		)	(104		)	1			(9		)	1		84
Less: Net income (loss) attributable to noncontrolling interest	—			—			—			—			—			—			—		84
Pretax segment gain (loss) attributable to Ameriprise Financial	$	(1	)	$	(11	)	$	(1	)	$	(104	)	$	1		$	(9	)	$	1	$	—
Included in Operating Earnings
	Annuities						Protection						Corporate
	Market						Market						Debt
	Impacts			Variable Annuity			Impacts			Auto & Home			Retirement
(in millions, unaudited)	to DAC/DSIC (6)			Product Changes (7)			to DAC/DSIC (6)			Reserves (8)			Expense (9)
Revenues
Management and financial advice fees	$	—		$	—		$	—		$	—		$	—
Distribution fees	—			—			—			—			—
Net investment income	—			—			—			—			—
Premiums	—			—			—			—			—
Other revenues	—			—			—			—			—
Total revenues	—			—			—			—			—
Banking and deposit interest expense	—			—			—			—			—
Operating total net revenues	—			—			—			—			—
Expenses
Distribution expenses	—			—			—			—			—
Interest credited to fixed accounts	—			—			—			—			—
Benefits, claims, losses and settlement expenses	(4		)	(31		)	—			20			—
Amortization of deferred acquisition costs	(12		)	5			(1		)	—			—
Interest and debt expense	—			—			—			—			19
General and administrative expense	—			—			—			—			—
Operating expenses	(16		)	(26		)	(1		)	20			19
Pretax operating earnings	$	16		$	26		$	1		$	(20	)	$	(19	)

(1)	Pretax net realized investment gains/(losses) on Available-for-Sale securities and other securities
(2)	Non-recurring restructuring charges related to consolidation of office space
(3)	Variable annuity guaranteed benefit impacts include:
		$131 million net expense related to hedged variable annuity benefits
		$27 million decrease in DAC and DSIC amortization resulting from hedged benefits
(4)	Indexed universal life benefit impacts include:
		$6 million net expense related to hedged indexed universal life benefits
		$4 million decrease in DAC amortization resulting from hedged indexed universal life benefits
		$7 million decrease in unearned revenue reserve amortization and reinsurance accrual from hedged indexed universal life benefits
(5)	Reflects revenues and expenses of Consolidated Investment Entities
(6)	Decrease in DAC and DSIC amortization from higher than projected separate account growth
(7)	Benefit related to the addition of Portfolio Stabilizer (managed volatility) fund options for in-force variable annuities with living benefit guarantees
(8)	Increase in auto and home reserves based on auto liability claims development
(9)	Make whole expense associated with the retirement of debt

41

Ameriprise Financial, Inc.

Disclosed Items

3 Qtr 2013

Excluded from Operating Earnings

	Annuities						Protection						Corporate and Eliminations
				Market Impact on						Market Impact on
	Securities			VA Guaranteed			Securities			Indexed Universal			Securities
(in millions, unaudited)	Gains/(Losses) (1)			Living Benefits (2)(7)			Gains/(Losses) (1)			Life Benefits (3)			Gains/(Losses) (1)		CIEs (4)
Revenues
Management and financial advice fees	$	—		$	—		$	—		$	—		$	—	$	(13	)
Distribution fees	—			—			—			—			—		—
Net investment income	1			—			2			—			3		81
Premiums	—			—			—			—			—		—
Other revenues	—			—			—			(2		)	—		46
Total revenues	1			—			2			(2		)	3		114
Banking and deposit interest expense	—			—			—			—			—		—
Total net revenues	1			—			2			(2		)	3		114
Expenses
Distribution expenses	—			—			—			—			—		—
Interest credited to fixed accounts	—			—			—			—			—		—
Benefits, claims, losses and settlement expenses	—			25			—			—			—		—
Amortization of deferred acquisition costs	—			(4		)	—			—			—		—
Interest and debt expense	—			—			—			—			—		42
General and administrative expense	—			—			—			—			—		5
Total expenses	—			21			—			—			—		47
Pretax segment income (loss)	1			(21		)	2			(2		)	3		67
Less: Net income (loss) attributable to noncontrolling interest	—			—			—			—			—		67
Pretax segment gain (loss) attributable to Ameriprise Financial	$	1		$	(21	)	$	2		$	(2	)	$	3	$	—
Included in Operating Earnings
	Annuities						Protection
	Market			Valuation			Valuation			Auto & Home
	Impacts			Assumptions &			Assumptions &			Catastrophe
(in millions, unaudited)	to DAC/DSIC (5)			Model Changes (6)(7)			Model Changes(6)			Losses (8)
Revenues
Management and financial advice fees	$	—		$	—		$	—		$	—
Distribution fees	—			—			—			—
Net investment income	—			—			—			—
Premiums	—			—			—			—
Other revenues	—			—			(18		)	—
Total revenues	—			—			(18		)	—
Banking and deposit interest expense	—			—			—			—
Operating total net revenues	—			—			(18		)	—
Expenses
Distribution expenses	—			—			—			—
Interest credited to fixed accounts	—			—			—			—
Benefits, claims, losses and settlement expenses	(3		)	21			(4		)	15
Amortization of deferred acquisition costs	(10		)	(81		)	(3		)	—
Interest and debt expense	—			—			—			—
General and administrative expense	—			—			—			—
Operating expenses	(13		)	(60		)	(7		)	15
Pretax operating earnings	$	13		$	60		$	(11	)	$	(15	)

(1)	Pretax net realized investment gains/(losses) on Available-for-Sale securities and other securities
(2)	Variable annuity guaranteed living benefit impacts include:
		$27 million net expense related to hedged variable annuity living benefits
		$6 million decrease in DAC and DSIC amortization resulting from hedged living benefits
(3)	Indexed universal life benefit impacts include:
		$2 million decrease in unearned revenue reserve amortization and reinsurance accrual from hedged indexed universal life benefits
(4)	Reflects revenues and expenses of Consolidated Investment Entities
(5)	Decrease in DAC and DSIC amortization from higher than projected separate account growth
(6)	Net pretax impact of model changes and the annual review/updating of valuation assumptions
(7)	$17 million benefit attributable to annual review/updating of valuation assumptions is excluded from operating earnings and disclosed as part of the Market Impact on VA Guaranteed Living Benefits
(8)	Total Auto & Home catastrophe losses for the quarter

42

Exhibit B

Statistical Supplement Package

(unaudited)

Third Quarter 2014

Non-GAAP Financial Measure Reconciliations

43

Ameriprise Financial, Inc.

Non-GAAP Financial Measure Reconciliations

Third Quarter 2014

																Year-to-date
(in millions unless otherwise noted, unaudited)	3 Qtr 2013			4 Qtr 2013			1 Qtr 2014			2 Qtr 2014			3 Qtr 2014			2013			2014
Return on Equity
Net income attributable to Ameriprise Financial (last twelve months)	$	1,427		$	1,334		$	1,399		$	1,452		$	1,490		$	1,427		$	1,490
Less income (loss) from discontinued operations, net of tax (last twelve months)	—			(3		)	(3		)	(2		)	(3		)	—			(3		)
Net income from continuing operations attributable to Ameriprise Financial (last twelve months)	1,427			1,337			1,402			1,454			1,493			1,427			1,493
Less adjustments (1)	(22		)	(123		)	(127		)	(131		)	(107		)	(22		)	(107		)
Operating earnings (last twelve months)	$	1,449		$	1,460		$	1,529		$	1,585		$	1,600		$	1,449		$	1,600
Total Ameriprise Financial shareholders’ equity (five point quarter end average)	$	8,775		$	8,582		$	8,432		$	8,326		$	8,310		$	8,775		$	8,310
Less AOCI, net of tax (five point quarter end average)	955			821			731			698			723			955			723
Total Ameriprise Financial shareholders’ equity excluding AOCI (five point quarter end average)	7,820			7,761			7,701			7,628			7,587			7,820			7,587
Less equity impacts attributable to the consolidated investment entities (five point quarter end average)	344			333			337			330			331			344			331
Operating equity (five point quarter end average)	$	7,476		$	7,428		$	7,364		$	7,298		$	7,256		$	7,476		$	7,256
Return on equity excluding AOCI	18.2		%	17.2		%	18.2		%	19.1		%	19.7		%	18.2		%	19.7		%
Operating return on equity excluding AOCI	19.4		%	19.7		%	20.8		%	21.7		%	22.1		%	19.4		%	22.1		%
Effective Tax Rate
Income from continuing operations before income tax provision	$	602		$	479		$	650		$	619		$	720		$	1,491		$	1,989
Less pretax income (loss) attributable to noncontrolling interests	67			84			115			93			145			57			353
Income from continuing operations before income tax provision excluding consolidated investment entities (CIEs)	535			395			535			526			575			1,434			1,636
Less adjustments (2)	(17		)	(124		)	(9		)	(53		)	21			(66		)	(41		)
Pretax operating earnings	$	552		$	519		$	544		$	579		$	554		$	1,500		$	1,677
Income tax provision from continuing operations	$	154		$	97		$	134		$	152		$	155		$	395		$	441
Operating income tax provision	$	160		$	141		$	137		$	171		$	147		$	418		$	455
Effective tax rate	25.5		%	20.5		%	20.7		%	24.5		%	21.6		%	26.4		%	22.2		%
Effective tax rate excluding noncontrolling interests	28.7		%	24.8		%	25.1		%	28.7		%	27.0		%	27.5		%	26.9		%
Operating effective tax rate	29.0		%	27.2		%	25.2		%	29.5		%	26.5		%	27.9		%	27.1		%

(1)Adjustments reflect the trailing twelve months’ sum of after-tax net realized gains/losses; the market impact on variable annuity guaranteed benefits net of hedges and related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; and integration/restructuring charges. After-tax is calculated using the statutory tax rate of 35%.

(2)Adjustments reflect net realized gains/losses; the market impact on variable annuity guaranteed benefits net of hedges and related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; and integration/restructuring charges.

44

Ameriprise Financial, Inc.

Non-GAAP Financial Measure Reconciliations

Third Quarter 2014

(in millions unless otherwise noted, unaudited)	September 30, 2013			December 31, 2013			March 31, 2014			June 30, 2014			September 30, 2014
Long-term Debt Summary
Senior notes	$	2,653		$	2,426		$	2,425		$	2,229		$	2,765
Junior subordinated notes	294			294			294			294			294
Total Ameriprise Financial long-term debt	2,947			2,720			2,719			2,523			3,059
Less fair value of hedges and unamortized discount	103			76			75			79			65
Total Ameriprise Financial long-term debt excluding fair value of hedges and unamortized discount	$	2,844		$	2,644		$	2,644		$	2,444		$	2,994
Equity Summary
Total equity	$	9,169		$	9,232		$	9,445		$	9,677		$	9,340
Less noncontrolling interests	844			1,040			1,101			1,249			1,080
Total Ameriprise Financial shareholders’ equity	8,325			8,192			8,344			8,428			8,260
Less equity of consolidated investment entities	319			321			340			308			296
Total Ameriprise Financial shareholders’ equity excluding CIEs	$	8,006		$	7,871		$	8,004		$	8,120		$	7,964
Capital Summary
Total Ameriprise Financial long-term debt	$	2,947		$	2,720		$	2,719		$	2,523		$	3,059
Total Ameriprise Financial shareholders’ equity	8,325			8,192			8,344			8,428			8,260
Total Ameriprise Financial capital	11,272			10,912			11,063			10,951			11,319
Less equity of consolidated investment entities	319			321			340			308			296
Less fair value of hedges and unamortized discount	103			76			75			79			65
Total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs	$	10,850		$	10,515		$	10,648		$	10,564		$	10,958
Total Ameriprise Financial long-term debt to total Ameriprise Financial capital	26.1		%	24.9		%	24.6		%	23.0		%	27.0		%
Total Ameriprise Financial long-term debt to total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs	26.2		%	25.1		%	24.8		%	23.1		%	27.3		%
Ameriprise Financial shareholders’ equity	$	8,325		$	8,192		$	8,344		$	8,428		$	8,260
AOCI	605			595			746			920			746
Appropriated retained earnings of CIEs	335			337			356			320			308
AOCI attributable to CIEs	(16		)	(16		)	(16		)	(12		)	(12		)
Ameriprise Financial shareholders’ equity	$	8,325		$	8,192		$	8,344		$	8,428		$	8,260
Less AOCI	605			595			746			920			746
Ameriprise Financial shareholders’ equity excluding AOCI	$	7,720		$	7,597		$	7,598		$	7,508		$	7,514
Ameriprise Financial shareholders’ equity	$	8,325		$	8,192		$	8,344		$	8,428		$	8,260
Less appropriated retained earnings of CIEs	335			337			356			320			308
Less AOCI	605			595			746			920			746
Ameriprise Financial shareholders’ equity excluding CIEs and AOCI	$	7,385		$	7,260		$	7,242		$	7,188		$	7,206

45