<SEC-DOCUMENT>0001104659-14-067009-index.html : 20140918 <SEC-HEADER>0001104659-14-067009.hdr.sgml : 20140918 <ACCEPTANCE-DATETIME>20140918123714 ACCESSION NUMBER: 0001104659-14-067009 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20140915 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140918 DATE AS OF CHANGE: 20140918 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 141109589 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-3131 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a14-20727_58k.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a14-20727_58k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>a14-20727_5ex1d1.htm <DESCRIPTION>EX-1.1 <TEXT> Document 2 - file: a14-20727_5ex1d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>a14-20727_5ex4d1.htm <DESCRIPTION>EX-4.1 <TEXT> Document 3 - file: a14-20727_5ex4d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>a14-20727_5ex5d1.htm <DESCRIPTION>EX-5.1 <TEXT> Document 4 - file: a14-20727_5ex5d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-12.1 <SEQUENCE>5 <FILENAME>a14-20727_5ex12d1.htm <DESCRIPTION>EX-12.1 <TEXT> Document 5 - file: a14-20727_5ex12d1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g207275ka07i001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g207275ka07i001.jpg
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