8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) October 29, 2013

AMERIPRISE FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

Delaware	001-32525	13-3180631
(State or other jurisdiction	(Commission	(IRS Employer
of incorporation)	File Number)	Identification No.)

55 Ameriprise Financial Center Minneapolis, Minnesota	55474
(Address of principal executive offices)	(Zip Code)

Registrant’s telephone number, including area code (612) 671-3131

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02      Results of Operations and Financial Condition.

On October 29, 2013, Ameriprise Financial, Inc. (the “Company”) issued a press release announcing its financial results for the third quarter of 2013.  A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference and furnished herewith. In addition, the Company furnishes herewith, as Exhibit 99.2, its Statistical Supplement for the quarterly period ended September 30, 2013.

We follow accounting principles generally accepted in the United States (“GAAP”). The press release furnished as Exhibit 99.1 and the financial information furnished as Exhibit 99.2 include information on both a GAAP and non-GAAP adjusted basis. Certain non-GAAP performance measures in these exhibits exclude the impact of consolidating certain investment entities (“CIEs”), as well as certain integration/restructuring charges, the cessation of the deposit-taking and lending activities of Ameriprise National Trust Bank (formerly Ameriprise Bank, FSB), market impact on variable annuity guaranteed living benefits, market impact on indexed universal life benefits, realized gains (losses) and income (loss) from discontinued operations. Management believes that the presentation of these non-GAAP financial measures better reflects the underlying performance of our 2013 and 2012 core operations and facilitates a more meaningful trend analysis. Exhibits 99.1 and 99.2 also contain certain non-GAAP debt, capital and shareholders’ equity measures, along with financial ratios incorporating such measures, that exclude amounts related to one or more of the following: accumulated other comprehensive income (“AOCI”), fair value of hedges, unamortized discount, the net of assets and liabilities held for sale and the impact of consolidating the assets and liabilities of certain CIEs.  Management believes that these non-GAAP debt, capital and shareholders’ equity measures, and the corresponding ratios, better represent our capital structure, and, in the case of adjustments related to former banking operations, these non-GAAP measures enable better comparability of year-over-year results. Management uses certain of these non-GAAP measures to evaluate our financial performance on a basis comparable to that used by some securities analysts and investors. Also, certain of these non-GAAP measures are taken into consideration, to varying degrees, for purposes of business planning and analysis and for certain compensation-related matters.

Our non-GAAP financial measures included in Exhibits 99.1 and 99.2, which our management views as important indicators of financial performance, include the following: adjusted net pretax operating margin; adjusted operating earnings; adjusted operating revenues; Ameriprise Financial shareholders’ equity excluding AOCI; Ameriprise Financial shareholders’ equity excluding CIEs; Ameriprise Financial shareholders’ equity excluding CIEs and AOCI; basic operating earnings per share; effective tax rate excluding noncontrolling interests; operating earnings; operating earnings per diluted share; operating effective tax rate; operating expenses; operating return on equity excluding AOCI; operating total net revenues; pretax operating earnings; pretax operating margin; return on equity excluding AOCI; total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs; total Ameriprise Financial long-term debt excluding fair value of hedges and unamortized discount; total Ameriprise Financial long-term debt to total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs; and various financial measures that exclude the results of former banking operations.

Item 9.01      Financial Statements and Exhibits.

(d)Exhibits.

Exhibit No.	Description
Exhibit 99.1	Press Release dated October 29, 2013 announcing financial results for the third quarter of 2013
Exhibit 99.2	Statistical Supplement for the quarterly period ended September 30, 2013

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(Registrant)
Date: October 29, 2013	By	/s/ Walter S. Berman
		Walter S. Berman
		Executive Vice President and
		Chief Financial Officer

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EX-99.1

Exhibit 99.1

Ameriprise Financial, Inc. Ameriprise Financial Center Minneapolis, MN  55474

News Release

Ameriprise Financial Reports
Record Third Quarter Results

Third quarter 2013 net income(1) per diluted share was $1.86

Operating earnings per diluted share grew 45 percent to an all-time high of $1.91

Third quarter 2013 return on equity excluding AOCI was 18.2 percent
Operating return on equity excluding AOCI was a record 19.4 percent

MINNEAPOLIS – October 29, 2013 – Ameriprise Financial, Inc. (NYSE: AMP) today reported record third quarter 2013 results. Net income(1) in the quarter was $381 million, or $1.86 per diluted share, up from $174 million, or $0.79 per diluted share, a year ago. Operating earnings increased 36 percent to a record $392 million compared to $289 million a year ago, and operating earnings per diluted share increased 45 percent to $1.91.

Operating net revenues increased 7 percent to $2.7 billion. Adjusting for the exit of bank operations last year, revenues were up 8 percent. Revenue growth was driven by robust client net inflows, increased client activity and market appreciation. Higher asset levels and improved advisor productivity more than offset the impact of low interest rates.

Operating expenses increased 1 percent to $2.1 billion reflecting increased volume-related distribution expense offset by lower amortization of deferred acquisition costs (DAC) from the company’s annual review of insurance and annuity valuation assumptions and modeling changes (unlocking). The company’s ongoing expense discipline resulted in general and administrative expenses remaining essentially flat compared to a year ago even after normalizing for former banking operations.

Operating earnings growth was strong and reflected fee-based business growth and ongoing expense discipline. In addition, operating earnings included a non-cash benefit from unlocking in the current period compared to an unfavorable unlocking impact a year ago.

Return on shareholders’ equity excluding accumulated other comprehensive income (AOCI) was 18.2 percent for the 12 months ended September 30, 2013. Operating return on equity excluding AOCI reached a record 19.4 percent at quarter end, a 400 basis point increase from a year ago.

The company continues to return capital to shareholders while maintaining a strong financial foundation. In the quarter, a total of $475 million was returned to shareholders through share repurchases and dividends. During the past four quarters,129 percent of operating earnings was returned to shareholders.

“We had an excellent quarter with strong growth in revenue and record operating earnings,” said Jim Cracchiolo, chairman and chief executive officer. “We are building on the momentum we’ve experienced throughout the year; wealth management is producing strong results and assets under management are up across the firm.”

“With our financial strength and ability to generate free cash flow, we continue to invest in products, services and capabilities for our clients and advisors while returning significant capital to shareholders through share repurchases and dividends.  And we’re increasing return on equity, which is now above 19 percent – a record high for Ameriprise.”

(1)Net income represents net income from continuing operations attributable to Ameriprise Financial.

1

Third Quarter 2013 Summary

In the third quarter of the year, the company conducts its annual review of insurance and annuity valuation assumptions relative to current experience and management expectations. To the extent that expectations change as a result of this review, the company updates valuation assumptions and the impact is reflected as part of annual unlocking. With regard to operating earnings, unlocking benefitted third quarter 2013 results by $32 million after-tax compared to an unfavorable $48 million after-tax impact a year ago. The current quarter benefit primarily reflected the impact of expected higher interest rates and changes in assumed policyholder behavior.

Ameriprise Financial, Inc.

Third Quarter Summary

	Quarter Ended September 30,				% Better/		Per Diluted Share Quarter Ended September 30,				% Better/
(in millions, except per share amounts, unaudited)	2013		2012		(Worse)		2013		2012		(Worse)
Net income from continuing operations attributable to Ameriprise Financial	$	381	$	174	NM		$	1.86	$	0.79	NM
Adjustments, net of tax (1)
(see reconciliation on p. 12)	11		115				0.05		0.53
Operating earnings	$	392	$	289	36	%	$	1.91	$	1.32	45	%
Weighted average common shares outstanding:
Basic	201.3		215.0
Diluted	205.1		219.1

(1)After-tax is calculated using the statutory tax rate of 35%.

NM  Not Meaningful — variance of greater than 100%

The company believes the presentation of operating earnings best represents the economics of the business. Operating earnings, after-tax, exclude the consolidation of certain investment entities; net realized gains or losses; integration and restructuring charges; the market impact on variable annuity guaranteed living benefits net of hedges and related DAC and deferred sales inducement costs (DSIC) amortization; the market impact on indexed universal life benefits, net of hedges and related DAC amortization, unearned revenue amortization, and the reinsurance accrual; and income or loss from discontinued operations.

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Ameriprise Financial, Inc.

Items Included in Operating Earnings

	Quarter Ended September 30,						% Better/		Per Diluted Share Quarter Ended September 30,						% Better/
(in millions, except per share amounts, unaudited)	2013			2012			(Worse)		2013			2012			(Worse)
Annual unlocking, after-tax(1)	$	32		$	(48	)	NM		$	0.16		$	(0.22	)	NM
Market impact on DAC and DSIC, after-tax(1)	$	8		$	10		(20	)%	$	0.04		$	0.05		(20	)%
Auto and home catastrophe losses, after-tax(1)	$	(10	)	$	(3	)	NM		$	(0.05	)	$	(0.01	)	NM
Former bank-related earnings, after-tax(1)(2)	$	—		$	10		NM		$	—		$	0.03		NM
Total	$	30		$	(31	)	NM		$	0.15		$	(0.15	)	NM

(1)After-tax is calculated using the statutory tax rate of 35%.

(2)Dollar amounts represent earnings from former bank operations. The per share impact is adjusted to reflect the incremental share repurchases funded with the $375 million of capital freed up from the bank evenly allocated among the four quarters of 2013. The company expects to neutralize the year-over-year EPS impact by year end.

NM  Not Meaningful — variance of greater than 100%

Taxes

The third quarter 2013 operating effective tax rate was 29.0 percent compared to 27.2 percent a year ago. The company estimates that its full-year 2013 operating effective tax rate will be approximately 28 percent.

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Third Quarter 2013 Business Highlights

·Total assets under management and administration were $735 billion—an 8 percent increase from a year ago driven by Ameriprise advisor client net inflows and market appreciation.

·Advice & Wealth Management is delivering strong growth in assets and revenues through the combination of improved advisor productivity and experienced advisor recruiting.

·Client assets grew 13 percent to a record $389 billion and total wrap assets increased 19 percent to $144 billion. Wrap net inflows remained strong, increasing 47 percent to $3.0 billion.

·Advisor productivity continues to improve with good uptake in key initiatives to support advisors, including the new brokerage technology platform and the adoption of the company’s Confident Retirement approach. For the quarter, operating net revenue per advisor, excluding results from former banking operations, improved 16 percent to $110,000.

·Experienced advisor recruiting remained strong, with 86 experienced advisors moving their practices to Ameriprise during the quarter and the recruiting pipeline remains solid.

·The company re-launched its award-winning advertising campaign with Tommy Lee Jones, which highlights the firm’s reputation of strength and stability.

·Asset Management continues to broaden its global capabilities, maintain strong investment performance and increase AUM.

·During the quarter, the company established investment teams from Columbia and Threadneedle in key global asset classes to offer clients greater access to the investment capabilities of both organizations.  Third-party institutional, which is now managed globally, is making good progress.

·The company offers a broad portfolio of high-performing funds, including 120 four- and five-star Morningstar-rated funds. Asset Management AUM increased 4 percent to $479 billion, which included $4.3 billion of net outflows in the quarter, driven by anticipated outflows from previously discussed sources.

·Annuities and Protection are performing well in a low interest rate environment with good sales growth and strong risk characteristics.

·Life and health insurance cash sales grew 20 percent from a year ago, reflecting solid indexed universal life sales and expanded variable universal life sales.

·Variable annuity cash sales increased 14 percent from a year ago.

·Auto and Home policies in force grew 10 percent.

·Ameriprise continues to focus on the strength of its balance sheet and effective capital management.

·The company issued $600 million of senior notes in the quarter primarily to retire existing debt.

·The company made further enhancements to its effective variable annuity hedging program.

·Excess capital remained over $2 billion after the return of $475 million to shareholders during the quarter through share repurchases and dividends.

·The company repurchased 4.2 million shares of its common stock in the quarter for $370 million.

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Segment Summaries

Ameriprise Financial, Inc.
Advice & Wealth Management Segment Operating Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2013			2012			(Worse)
Advice & Wealth Management
Net revenues	$	1,074		$	961		12	%
Expenses	921			842			(9	)
Pretax operating earnings	$	153		$	119		29
Pretax operating margin	14.2		%	12.4		%
Operating results from former banking operations:
Net revenues	$	—		$	33		NM
General and administrative expense	—			17			NM
Pretax operating earnings	$	—		$	16		NM
Impact to segment pretax operating margin	—			1.3		%

	Quarter Ended September 30,				% Better/
	2013		2012		(Worse)
Retail client assets (billions)	$	389	$	345	13	%
Mutual fund wrap net flows (billions)	$	3.0	$	2.1	47	%
Operating net revenue per branded advisor, excluding former banking operations (thousands)	$	110	$	95	16	%

NM  Not Meaningful — variance of greater than 100%

Advice & Wealth Management pretax operating earnings increased 29 percent to $153 million, reflecting robust revenue growth and expense controls. Earnings growth was particularly strong given $16 million of lower earnings from former banking operations and $18 million of lower earnings from spread narrowing.

Third quarter 2013 pretax operating margin was 14.2 percent compared to 12.4 percent a year ago and 14.1 percent sequentially. Former banking operations contributed 130 basis points to operating margin in the year ago quarter.

Operating net revenues grew 12 percent to $1.1 billion driven by asset growth in fee-based accounts from client inflows and market appreciation, as well as improved client activity.

Operating expenses increased 9 percent to $921 million as business growth resulted in higher distribution expenses. General and administrative expenses declined 3 percent, demonstrating ongoing expense discipline and the impact of ceasing former banking operations.

Total retail client assets grew 13 percent to $389 billion driven by client net inflows, client acquisition and market appreciation. Wrap net inflows increased 47 percent to $3.0 billion, and brokerage cash balances increased to $18.9 billion. The combination of asset growth and strong client activity drove a 16 percent increase in operating net revenue per advisor, excluding results from former banking operations.

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Ameriprise Financial, Inc.

Asset Management Segment Operating Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2013			2012(1)			(Worse)
Asset Management
Net revenues	$	777		$	733		6	%
Expenses	599			578			(4	)
Pretax operating earnings	$	178		$	155		15
Adjusted net pretax operating margin	40.0		%	37.6		%
	Quarter Ended September 30,						% Better/
	2013			2012			(Worse)
Total segment AUM(2) (billions)	$	479		$	461		4	%
Columbia Management AUM	$	345		$	340		1	%
Threadneedle AUM	$	137		$	124		11	%
Total segment net flows (billions)	$	(4.3	)	$	(3.5	)	(25	)%
Retail net flows	$	(2.4	)	$	0.1		NM
Institutional net flows	$	(1.7	)	$	(2.0	)	16	%
Alternative net flows	$	(0.2	)	$	(1.6	)	84	%

(1)Included in 2012 results were $7 million of earnings related to hedge fund redemption performance fees.

(2)Subadvisory eliminations between Columbia Management and Threadneedle are included in the company’s Third Quarter 2013 Statistical Supplement available at ir.ameriprise.com.

NM  Not Meaningful — variance of greater than 100%

Asset Management pretax operating earnings increased 15 percent to $178 million driven by equity market appreciation and expense management, partially offset by the impact of net outflows.

Third quarter 2013 adjusted net pretax operating margin was 40.0 percent compared to 37.6 percent a year ago and 36.2 percent in the prior quarter.

Operating net revenues grew 6 percent to $777 million, primarily driven by asset growth from market appreciation and a shift to higher fee retail assets at Threadneedle, partially offset by the impact of net outflows.

Operating expenses increased 4 percent to $599 million, reflecting higher distribution expenses from market growth. Overall, expenses remained well controlled, with general and administrative expenses essentially flat.

Assets under management grew 4 percent to $479 billion, reflecting market appreciation, partially offset by $4.3 billion of net outflows in the quarter. Outflows were largely driven by previously identified sources, including legacy insurance mandates, a rebalancing of share with former parent company affiliated distribution, outflows related to a subadvisor, and a share class change in the RIA channel. In addition, flows in the quarter reflected net outflows in fixed income portfolios, consistent with industry trends, which were offset by strong net inflows in U.K. and European retail portfolios and good traction in third-party U.S. institutional mandates.

6

Ameriprise Financial, Inc.

Annuities Segment Operating Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2013			2012			(Worse)
Annuities
Net revenues	$	654		$	632		3	%
Expenses	435			541			20
Pretax operating earnings	$	219		$	91		NM
Variable annuity pretax operating earnings	$	185		$	31		NM
Fixed annuity pretax operating earnings	34			60			(43	)%
Total pretax operating earnings	$	219		$	91		NM
Items included in operating earnings:
Annual unlocking - variable annuities	$	61		$	(74	)	NM
Market impact on DAC and DSIC (mean reversion)	13			14			(7	)%
Annual unlocking - fixed annuities	(1		)	14			NM
Total annuities impact	$	73		$	(46	)	NM
	Quarter Ended September 30,						% Better/
	2013			2012			(Worse)
Variable annuity ending account balances (billions)	$	72.7		$	67.5		8	%
Variable annuity net flows (millions)	$	(154	)	$	(182	)	15	%
Fixed annuity ending account balances (billions)	$	13.4		$	14.0		(4	)%
Fixed annuity net flows (millions)	$	(218	)	$	(214	)	(2	)%

NM Not Meaningful — variance of greater than 100%

Annuities pretax operating earnings in the quarter were $219 million compared to $91 million a year ago, reflecting new business growth and market appreciation, partially offset by fixed annuity spread compression. Unlocking and the market impact on DAC and DSIC in the quarter resulted in a net $73 million benefit in the current period compared to a net $46 million unfavorable impact a year ago. Adjusting for the impact of the noted items in both periods, earnings increased 7 percent despite the impact of low interest rates.

Variable annuity operating earnings were $185 million as equity market appreciation and favorable unlocking offset higher distribution expenses from business growth and market appreciation. The company recently announced product feature and fee changes for its in-force variable annuities with living benefit guarantees to reflect the market environment, including providing policyholders with additional investment options designed to improve volatility management.

Fixed annuity operating earnings were $34 million, down primarily due to $11 million of continued spread compression from low interest rates, partially offset by income accretion related to former bank assets transferred to the insurance company last year. The impact of unlocking was $1 million unfavorable in the current quarter compared to a $14 million benefit a year ago.

Variable annuity account balances grew 8 percent to $73 billion driven by market appreciation, partially offset by net outflows. Variable annuity net outflows in the quarter reflected the closed book of RiverSource annuities previously sold through third parties, partially offset by $88 million of net inflows in the Ameriprise channel. Variable annuity cash sales increased 14 percent from a year ago. Fixed annuity account balances declined 4 percent to $13.4 billion due to ongoing net outflows from low client demand given the interest rate environment.

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Ameriprise Financial, Inc.

Protection Segment Operating Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2013			2012			(Worse)
Protection
Net revenues	$	536		$	496		8	%
Expenses	461			407			(13	)
Pretax operating earnings	$	75		$	89		(16	)
Items included in operating earnings:
Market impact on DAC (mean reversion)	$	—		$	1		NM
Annual unlocking	$	(11	)	$	(13	)	15	%
Auto and home catastrophe losses	$	(15	)	$	(5	)	NM
Total protection impact	$	(26	)	$	(17	)	(53	)
	Quarter Ended September 30,						% Better/
	2013			2012			(Worse)
Life insurance in force (billions)	$	193		$	191		1	%
VUL/UL ending account balances (billions)	$	10.5		$	9.8		8	%
Auto & home policies in force (thousands)	819			742			10	%

NM  Not Meaningful — variance of greater than 100%

Protection pretax operating earnings declined 16 percent to $75 million, primarily from elevated catastrophe losses in the quarter. Unlocking resulted in an $11 million unfavorable impact in the quarter compared to a $13 million unfavorable impact in the year-ago quarter.

Life and health cash sales increased 20 percent to $85 million from growth in indexed universal life insurance and continued improvement in variable universal life insurance sales. Overall claims experience continued to perform well and was within expectations.

Steady growth in auto and home policies continued, up 10 percent compared to a year ago. Catastrophe losses were elevated and totaled $15 million.

8

Ameriprise Financial, Inc.

Corporate & Other Segment Operating Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2013			2012			(Worse)
Corporate & Other
Net revenues	$	(5	)	$	5		NM
Expenses	68			62			(10	)%
Pretax operating loss	$	(73	)	$	(57	)	(28	)

NM  Not Meaningful — variance of greater than 100%

Corporate & Other pretax operating loss was $73 million for the quarter compared to a $57 million loss a year ago. Losses were higher primarily due to how the company accounts for the transfer of former bank assets. At the consolidated Ameriprise level, the bank-related impact in Corporate was offset by the associated incremental accretion income, primarily in the Annuities segment.

Contacts

Investor Relations:	Media Relations:
Alicia A. Charity	Paul W. Johnson
Ameriprise Financial	Ameriprise Financial
(612) 671-2080	(612) 671-0625
alicia.a.charity@ampf.com	paul.w.johnson@ampf.com
Chad J. Sanner
Ameriprise Financial
(612) 671-4676
chad.j.sanner@ampf.com

At Ameriprise Financial, we have been helping people feel confident about their financial future since 1894. With outstanding asset management, advisory and insurance capabilities and a nationwide network of 10,000 financial advisors, we have the strength and expertise to serve the full range of individual and institutional investors’ financial needs. For more information, or to find an Ameriprise financial advisor, visit ameriprise.com.

Ameriprise Financial Services, Inc. offers financial planning services, investments, insurance and annuity products. Columbia Funds are distributed by Columbia Management Investment Distributors, Inc., member FINRA and managed by Columbia Management Investment Advisers, LLC. Threadneedle International Limited is an SEC- and FCA-registered investment adviser affiliate of Columbia Management Investment Advisers, LLC based in the U.K. Auto and home insurance is underwritten by IDS Property Casualty Insurance Company, or in certain states, Ameriprise Insurance Company, both in De Pere, WI. RiverSource insurance and annuity products are issued by RiverSource Life Insurance Company, and in New York only by RiverSource Life Insurance Co. of New York, Albany, New York. Only RiverSource Life Insurance Co. of New York is authorized to sell insurance and annuity products in the state of New York. These companies are all part of Ameriprise Financial, Inc. CA License #0684538. RiverSource Distributors, Inc. (Distributor), Member FINRA.

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Forward-Looking Statements

This news release contains forward-looking statements that reflect management’s plans, estimates and beliefs. Actual results could differ materially from those described in these forward-looking statements. Examples of such forward-looking statements include:

·the statement in this news release regarding the company’s assumption of expected higher interest rates and changes in assumed policyholder behavior;

·the statement in this news release that the issuance of $600 million of senior notes will be primarily used to retire existing debt;

·the statement in this news release that the company expects its full-year 2013 operating effective tax rate to be approximately 28 percent;

·statements of the company’s plans, intentions, positioning, expectations, objectives or goals, including those relating to asset flows, mass affluent and affluent client acquisition strategy, client retention and growth of our client base, financial advisor productivity, retention, recruiting and enrollments, the introduction, cessation, terms or pricing of new or existing products and services, acquisition integration, general and administrative costs, consolidated tax rate, return of capital to shareholders, and excess capital position and financial flexibility to capture additional growth opportunities;

·other statements about future economic performance, the performance of equity markets and interest rate variations and the economic performance of the United States and of global markets; and

·statements of assumptions underlying such statements.

The words “believe,” “expect,” “anticipate,” “optimistic,” “intend,” “plan,” “aim,” “will,” “may,” “should,” “could,” “would,” “likely,” “forecast,” “on pace,” “project” and similar expressions are intended to identify forward-looking statements but are not the exclusive means of identifying such statements. Forward-looking statements are subject to risks and uncertainties, which could cause actual results to differ materially from such statements.

Such factors include, but are not limited to:

·conditions in the interest rate, credit default, equity market and foreign exchange environments, including changes in valuations, liquidity and volatility;

·changes in and the adoption of relevant accounting standards and securities rating agency standards and processes, as well as changes in the litigation and regulatory environment, including ongoing legal proceedings and regulatory actions, the frequency and extent of legal claims threatened or initiated by clients, other persons and regulators, and developments in regulation and legislation, including the rules and regulations implemented or to be implemented in connection with the Dodd-Frank Wall Street Reform and Consumer Protection Act;

·investment management performance and distribution partner and consumer acceptance of the company’s products;

·effects of competition in the financial services industry, including pricing pressure, the introduction of new products and services and changes in product distribution mix and distribution channels;

·changes to the company’s reputation that may arise from employee or advisor misconduct, legal or regulatory actions, perceptions of the financial services industry generally, improper management of conflicts of interest or otherwise;

·the company’s capital structure, including indebtedness, limitations on subsidiaries to pay dividends, and the extent, manner, terms and timing of any share or debt repurchases management may effect as well as the opinions of rating agencies and other analysts and the reactions of market participants or the company’s regulators, advisors, distribution partners or customers in response to any change or prospect of change in any such opinion;

·changes to the availability and cost of liquidity and the Company’s credit capacity that may arise due to shifts in market conditions, the Company’s credit ratings and the overall availability of credit;

·risks of default, capacity constraint or repricing by issuers or guarantors of investments the company owns or by counterparties to hedge, derivative, insurance or reinsurance arrangements or by manufacturers of products the company distributes, experience deviations from the company’s assumptions regarding such risks, the evaluations or the prospect of changes in evaluations of any such third parties published by rating agencies or other analysts, and the reactions of other market participants or the company’s regulators, advisors, distribution partners or customers in response to any such evaluation or prospect of changes in evaluation;

·experience deviations from the company’s assumptions regarding morbidity, mortality and persistency in certain annuity and insurance products, or from assumptions regarding market returns assumed in valuing or

10

unlocking DAC and DSIC or market volatility underlying our valuation and hedging of guaranteed living benefit annuity riders, or from assumptions regarding anticipated claims and losses relating to our automobile and home insurance products;

·changes in capital requirements that may be indicated, required or advised by regulators or rating agencies;

·the impacts of the company’s efforts to improve distribution economics and to grow third-party distribution of its products;

·the ability to pursue and complete strategic transactions and initiatives, including acquisitions, divestitures, restructurings, joint ventures and the development of new products and services;

·the ability to realize the financial, operating and business fundamental benefits of strategic transactions and initiatives  the company has completed, is pursuing or may pursue in the future, which may be impacted by  the ability to obtain regulatory approvals, the ability to effectively manage related expenses and by market, business partner and consumer reactions to such strategic transactions and initiatives;

·the ability and timing to realize savings and other benefits from re-engineering and tax planning;

·interruptions or other failures in our communications, technology and other operating systems, including errors or failures caused by third party service providers, interference or failures caused by third party attacks on our systems, or the failure to safeguard the privacy or confidentiality of sensitive information and data on such systems; and

·general economic and political factors, including consumer confidence in the economy and the financial industry, the ability and inclination of consumers generally to invest as well as their ability and inclination to invest in financial instruments and products other than cash and cash equivalents, the costs of products and services the company consumes in the conduct of its business, and applicable legislation and regulation and changes therein, including tax laws, tax treaties, fiscal and central government treasury policy, and policies regarding the financial services industry and publicly held firms, and regulatory rulings and pronouncements.

Management cautions the reader that the foregoing list of factors is not exhaustive. There may also be other risks that management is unable to predict at this time that may cause actual results to differ materially from those in forward-looking statements. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date on which they are made. Management undertakes no obligation to update publicly or revise any forward-looking statements. The foregoing list of factors should be read in conjunction with the “Risk Factors” discussion under Part 1, Item 1A of and elsewhere in our Annual Report on Form 10-K for the year ended December 31, 2012 available at ir.ameriprise.com.

The financial results discussed in this news release represent past performance only, which may not be used to predict or project future results. The financial results and values presented in this news release and the below-referenced Statistical Supplement are based upon asset valuations that represent estimates as of the date of this news release and may be revised in the company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2013. For information about Ameriprise Financial entities, please refer to the Third Quarter 2013 Statistical Supplement available at ir.ameriprise.com and the tables that follow in this news release.

11

Ameriprise Financial, Inc.

Reconciliation Table: Earnings

	Quarter Ended September 30,						Per Diluted Share Quarter Ended September 30,
(in millions, except per share amounts, unaudited)	2013			2012			2013			2012
Net income attributable to Ameriprise Financial	$	382		$	173		$	1.86		$	0.79
Less: Income (loss) from discontinued operations, net of tax	1			(1		)	—			—
Net income from continuing operations attributable to Ameriprise Financial	381			174			1.86			0.79
Add: Market impact on variable annuity guaranteed living benefits, net of tax(1)	13			60			0.06			0.28
Add: Market impact on indexed universal life benefits, net of tax(1)	2			—			0.01			—
Add: Integration/restructuring charges, net of tax(1)	—			11			—			0.05
Add: Net realized (gains) losses, net of tax(1)	(4		)	44			(0.02		)	0.20
Operating earnings	$	392		$	289		$	1.91		$	1.32
Weighted average common shares outstanding:
Basic	201.3			215.0
Diluted	205.1			219.1

(1)   Calculated using the statutory tax rate of 35%.

Ameriprise Financial, Inc.

Reconciliation Table: Total Net Revenues

	Quarter EndedSeptember 30,
(in millions, unaudited)	2013			2012
Total net revenues	$	2,813		$	2,468
Less: CIEs revenue	114			27
Less: Net realized gains (losses)	6			(68		)
Less: Market impact on indexed universal life benefits	(2		)	—
Less: Integration/restructuring charges	—			(8		)
Operating total net revenues	$	2,695		$	2,517	(1)

(1) Former banking operations contributed $33 million to 2012 operating total net revenues.

Ameriprise Financial, Inc.

Reconciliation Table: Total Expenses

	Quarter EndedSeptember 30,
(in millions, unaudited)	2013		2012
Total expenses	$	2,211	$	2,269
Less: CIEs expenses	47		49
Less: Market impact on variable annuity guaranteed living benefits	21		91
Less: Integration/restructuring charges	—		9
Operating expenses	$	2,143	$	2,120	(1)

1) Former banking operations contributed $17 million to 2012 operating expenses.

12

Ameriprise Financial, Inc.

Reconciliation Table: Pretax Operating Earnings

	Quarter EndedSeptember 30,
(in millions, unaudited)	2013		2012
Operating total net revenues	$	2,695	$	2,517
Operating expenses	2,143		2,120
Pretax operating earnings	$	552	$	397

Ameriprise Financial, Inc.
Reconciliation Table: Effective Tax Rate

	Quarter Ended September 30, 2013
(in millions, unaudited)	GAAP			Operating
Income from continuing operations before income tax provision	$	602		$	552
Less: Pretax income attributable to noncontrolling interests	67			—
Income from continuing operations before income tax provision excluding consolidated investment entities	$	535		$	552
Income tax provision from continuing operations	$	154		$	160
Effective tax rate	25.5		%	29.0		%
Effective tax rate excluding noncontrolling interests	28.7		%	29.0		%

Ameriprise Financial, Inc.
Reconciliation Table: Effective Tax Rate

	Quarter Ended September 30, 2012
(in millions, unaudited)	GAAP			Operating
Income from continuing operations before income tax provision	$	199		$	397
Less: Pretax loss attributable to noncontrolling interests	(22		)	—
Income from continuing operations before income tax provision excluding consolidated investment entities	$	221		$	397
Income tax provision from continuing operations	$	47		$	108
Effective tax rate	23.8		%	27.2		%
Effective tax rate excluding noncontrolling interests	21.4		%	27.2		%

13

Ameriprise Financial, Inc.

Reconciliation Table: Asset Management Adjusted Net Pretax Operating Margin

	Quarter Ended
(in millions, unaudited)	September 30, 2013			September 30, 2012			June 30, 2013
Operating total net revenues	$	777		$	733		$	822
Less: Distribution pass through revenues	224			203			225
Less: Subadvisory and other pass through revenues(1)	96			105			136
Adjusted operating revenues	$	457		$	425		$	461
Pretax operating earnings	$	178		$	155		$	199
Less: Operating net investment income(1)	5			5			41
Add: Amortization of intangibles	10			10			9
Adjusted operating earnings	$	183		$	160		$	167
Adjusted net pretax operating margin	40.0		%	37.6		%	36.2		%

(1)  Includes $30 million related to the gain on the sale of Cofunds in second quarter 2013.

Ameriprise Financial, Inc.

Reconciliation Table: Return on Equity (ROE) Excluding Accumulated
Other Comprehensive Income “AOCI”

	Twelve Months EndedSeptember 30,
(in millions, unaudited)	2013			2012
Net income attributable to Ameriprise Financial	$	1,427		$	876
Less: Income (loss) from discontinued operations, net of tax	—			10
Net income from continuing operations attributable to Ameriprise Financial, as reported	1,427			866
Less: Adjustments (1)	(22		)	(320		)
Operating earnings	$	1,449		$	1,186
Total Ameriprise Financial, Inc. shareholders’ equity	$	8,775		$	9,057
Less: Assets and liabilities held for sale	—			21
Less: Accumulated other comprehensive income, net of tax	955			912
Total Ameriprise Financial, Inc. shareholders’ equity from continuing operations excluding AOCI	7,820			8,124
Less: Equity impacts attributable to the consolidated investment entities	344			406
Operating equity	$	7,476		$	7,718
Return on equity, excluding AOCI	18.2		%	10.7		%
Operating return on equity, excluding AOCI (2)	19.4		%	15.4		%

(1)    Adjustments reflect the trailing twelve months’ sum of after-tax net realized gains/losses; market impact on variable annuity guaranteed living benefits net of hedges and related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and related DAC amortization, unearned revenue amortization, and the reinsurance accrual; and integration/restructuring charges.  After-tax is calculated using the statutory tax rate of 35%.

(2)    Operating return on equity excluding accumulated other comprehensive income (AOCI) is calculated using the trailing twelve months of earnings excluding the after-tax net realized gains/losses; market impact on variable annuity guaranteed living benefits, net of hedges and related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and related DAC amortization, unearned revenue amortization, and the reinsurance accrual; integration/restructuring charges; and discontinued operations in the numerator, and Ameriprise Financial shareholders’ equity excluding AOCI; the impact of consolidating investment entities; and the assets and liabilities held for sale using a five-point average of quarter-end equity in the denominator.  After-tax is calculated using the statutory tax rate of 35%.

14

Ameriprise Financial, Inc.
Consolidated GAAP Results

	Quarter Ended September 30,						% Better/
(in millions, unaudited)	2013			2012			(Worse)
Revenues
Management and financial advice fees	$	1,318		$	1,191		11	%
Distribution fees	441			391			13
Net investment income	491			427			15
Premiums	324			309			5
Other revenues	247			161			53
Total revenues	2,821			2,479			14
Banking and deposit interest expense	8			11			27
Total net revenues	2,813			2,468			14
Expenses
Distribution expenses	757			667			(13	)
Interest credited to fixed accounts	204			207			1
Benefits, claims, losses and settlement expenses	492			542			9
Amortization of deferred acquisition costs	(14		)	67			NM
Interest and debt expense	68			68			—
General and administrative expense	704			718			2
Total expenses	2,211			2,269			3
Income from continuing operations before income tax provision	602			199			NM
Income tax provision	154			47			NM
Income from continuing operations	448			152			NM
Income (loss) from discontinued operations, net of tax	1			(1		)	NM
Net income	449			151			NM
Less: Net income (loss) attributable to noncontrolling interests	67			(22		)	NM
Net income attributable to Ameriprise Financial	$	382		$	173		NM

NM  Not Meaningful — variance of greater than 100%

15

EX-99.2

Exhibit 99.2

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Ameriprise Financial, Inc.

Statistical Supplement Information

Table of Contents

	Page
Ameriprise Financial, Inc.
Statistical Supplement Presentation	4
Consolidated GAAP Income Statements	5
Consolidated Operating Results and Highlights	6
Common Share and Capital Summary	8
Segment Summary	10
Advice & Wealth Management Segment
Segment Operating Income Statements	12
Segment Metrics	13
Asset Management Segment
Segment Operating Income Statements	15
Segment Metrics	16
Columbia Asset Management Products	17
Threadneedle Asset Management Products	18
Retail Fund Performance - Columbia	19
Retail Fund Performance - Threadneedle	20
Annuities Segment
Segment Operating Income Statements	22
Segment Metrics	23
Protection Segment
Segment Operating Income Statements	25
Segment Metrics	26
Corporate & Other Segment
Segment Operating Income Statements	28
Eliminations
Operating Income Statements	29
Balance Sheet and Ratings Information
Consolidated Balance Sheets	31
Capital and Ratings Information	32
Investments	33
Non-GAAP Financial Information	34
Glossary of Selected Terminology
Glossary of Selected Terminology - Segments	35
Glossary of Selected Terminology	36
Exhibit A
Disclosed Items	38
Exhibit B
Non-GAAP Financial Measure Reconciliations	44

2

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Consolidated Results

3

Ameriprise Financial, Inc.

Statistical Supplement Presentation

Third Quarter 2013

Ameriprise Financial, Inc. (“Ameriprise Financial” or “the Company”) prepares its financial statements in accordance with generally accepted accounting principles (“GAAP”). Management believes that operating measures, which exclude net realized gains or losses; the market impact on variable annuity guaranteed living benefits, net of hedges and the related deferred sales inducement costs (“DSIC”) and deferred acquisition costs (“DAC”) amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; integration and restructuring charges; income (loss) from discontinued operations and the impact of consolidating certain investment entities (“CIEs”), best reflect the underlying performance of our core operations and facilitate a more meaningful trend analysis. The Company also uses a number of non-GAAP financial measures to evaluate its financial performance on a basis comparable to that used by some securities analysts and investors. However, these measures are not a substitute for GAAP. Therefore, reconciliations to GAAP measures are provided on page 6 and in Exhibit B “Non-GAAP Financial Measure Reconciliations” on pages 44 and 45.

The market impact on variable annuity guaranteed living benefits and indexed universal life benefits includes changes in liability values caused by changes in financial market conditions, net of changes in associated economic hedge values.  The market impact also includes certain valuation adjustments made in accordance with Financial Accounting Standards Board Accounting Standards Codification 820, Fair Value Measurements and Disclosures (“ASC 820”), including the impact on liability values of discounting projected benefits to reflect a current estimate of RiverSource Life Insurance Company’s nonperformance spread.  Further, the market impact is net of related impacts on DAC, DSIC and unearned revenue amortization as well as a reinsurance accrual for indexed universal life.  The market impact relates to guaranteed minimum accumulation benefits, non-life contingent guaranteed minimum withdrawal benefits and indexed universal life benefits accounted for at fair value as embedded derivatives.

Operating earnings is the measure of segment profit or loss management uses to evaluate segment performance.  Operating earnings should not be viewed as a substitute for GAAP income from continuing operations before income tax provision.  Management believes the presentation of segment operating earnings as we measure it for management purposes enhances the understanding of our business by reflecting the underlying performance of our core operations and facilitating a more meaningful trend analysis.

In addition, management uses adjusted net pretax operating margin in the Asset Management segment to evaluate segment performance on a basis comparable to other asset managers.  In the Asset Management segment, operating revenues are adjusted to exclude distribution pass through revenues and subadvisory and other pass through revenues, and operating earnings are adjusted to exclude operating net investment income and amortization of intangibles.

4

Ameriprise Financial, Inc.

Consolidated GAAP Income Statements

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions, except per share amounts, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Revenues
Management and financial advice fees	$	1,191		$	1,217		$	1,244		$	1,294		$	1,318		$	3,475		$	3,856		$	127		11	%	$	381		11	%	$	24		2	%
Distribution fees	391			427			434			448			441			1,189			1,323			50			13	%	134			11	%	(7		)	(2	)%
Net investment income	427			503			489			451			491			1,430			1,431			64			15	%	1			—		40			9	%
Premiums	309			311			310			315			324			912			949			15			5	%	37			4	%	9			3	%
Other revenues	161			226			222			249			247			569			718			86			53	%	149			26	%	(2		)	(1	)%
Total revenues	2,479			2,684			2,699			2,757			2,821			7,575			8,277			342			14	%	702			9	%	64			2	%
Banking and deposit interest expense	11			10			8			8			8			32			24			(3		)	(27	)%	(8		)	(25	)%	—			—
Total net revenues	2,468			2,674			2,691			2,749			2,813			7,543			8,253			345			14	%	710			9	%	64			2	%
Expenses
Distribution expenses	667			702			726			760			757			1,996			2,243			90			13	%	247			12	%	(3		)	—
Interest credited to fixed accounts	207			209			198			198			204			622			600			(3		)	(1	)%	(22		)	(4	)%	6			3	%
Benefits, claims, losses and settlement expenses	542			443			409			490			492			1,456			1,391			(50		)	(9	)%	(65		)	(4	)%	2			—
Amortization of deferred acquisition costs	67			89			75			92			(14		)	197			153			(81		)	#		(44		)	(22	)%	(106		)	#
Interest and debt expense	68			67			66			60			68			209			194			—			—		(15		)	(7	)%	8			13	%
General and administrative expense	718			746			730			747			704			2,243			2,181			(14		)	(2	)%	(62		)	(3	)%	(43		)	(6	)%
Total expenses	2,269			2,256			2,204			2,347			2,211			6,723			6,762			(58		)	(3	)%	39			1	%	(136		)	(6	)%
Income from continuing operations before income tax provision	199			418			487			402			602			820			1,491			403			#		671			82	%	200			50	%
Income tax provision	47			87			121			120			154			248			395			107			#		147			59	%	34			28	%
Income from continuing operations	152			331			366			282			448			572			1,096			296			#		524			92	%	166			59	%
Income (loss) from discontinued operations, net of tax	(1		)	1			(1		)	(1		)	1			(3		)	(1		)	2			#		2			67	%	2			#
Net income	151			332			365			281			449			569			1,095			298			#		526			92	%	168			60	%
Less: Net income (loss) attributable to noncontrolling interests	(22		)	(57		)	30			(40		)	67			(71		)	57			89			#		128			#		107			#
Net income attributable to Ameriprise Financial	$	173		$	389		$	335		$	321		$	382		$	640		$	1,038		$	209		#		$	398		62	%	$	61		19	%
Net Investment Income
Investment income on fixed maturities	$	442		$	415		$	401		$	403		$	390		$	1,353		$	1,194		$	(52	)	(12	)%	$	(159	)	(12	)%	$	(13	)	(3	)%
Realized gains (losses)	(68		)	82			1			—			6			(75		)	7			74			#		82			#		6			—
Affordable housing	(5		)	(8		)	(7		)	(1		)	(3		)	(17		)	(11		)	2			40	%	6			35	%	(2		)	#
Other (including seed money)	15			22			17			42			17			51			76			2			13	%	25			49	%	(25		)	(60	)%
Consolidated investment entities	43			(8		)	77			7			81			118			165			38			88	%	47			40	%	74			#
Total net investment income	$	427		$	503		$	489		$	451		$	491		$	1,430		$	1,431		$	64		15	%	$	1		—		$	40		9	%
Earnings Per Share
Basic
Income from continuing operations	$	0.81		$	1.84		$	1.61		$	1.57		$	1.90		$	2.91		$	5.07		$	1.09		#		$	2.16		74	%	$	0.33		21	%
Income (loss) from discontinued operations	(0.01		)	0.01			—			—			—			(0.02		)	—			0.01			#		0.02			#		—			—
Net income	$	0.80		$	1.85		$	1.61		$	1.57		$	1.90		$	2.89		$	5.07		$	1.10		#		$	2.18		75	%	$	0.33		21	%
Diluted
Income from continuing operations	$	0.79		$	1.80		$	1.58		$	1.54		$	1.86		$	2.85		$	4.97		$	1.07		#		$	2.12		74	%	$	0.32		21	%
Income (loss) from discontinued operations	—			0.01			—			—			—			(0.01		)	—			—			—		0.01			#		—			—
Net income	$	0.79		$	1.81		$	1.58		$	1.54		$	1.86		$	2.84		$	4.97		$	1.07		#		$	2.13		75	%	$	0.32		21	%
Earnings per diluted share growth (from continuing operations)	(40.6		)%	89.5		%	49.1		%	55.6		%	NM			(25.2		)%	74.4		%	NM					99.6		%			NM
Weighted average common shares outstanding
Basic weighted average common shares outstanding	215.0			210.8			208.4			204.9			201.3			221.3			204.8			(13.7		)	(6	)%	(16.5		)	(7	)%	(3.6		)	(2	)%
Effect of potentially dilutive nonqualified stock options and other share-based awards	4.1			4.3			3.9			3.7			3.8			4.1			3.9			(0.3		)	(7	)%	(0.2		)	(5	)%	0.1			3	%
Diluted weighted average common shares outstanding	219.1			215.1			212.3			208.6			205.1			225.4			208.7			(14.0		)	(6	)%	(16.7		)	(7	)%	(3.5		)	(2	)%
Metrics
Net revenue growth	0.5		%	3.6		%	5.1		%	9.3		%	14.0		%	(0.9		)%	9.4		%	13.5		%			10.3		%			4.7		%
Pretax income margin (1)	8.1		%	15.6		%	18.1		%	14.6		%	21.4		%	10.9		%	18.1		%	13.3		%			7.2		%			6.8		%
Effective tax rate (2)	23.8		%	20.8		%	25.0		%	29.6		%	25.5		%	30.3		%	26.4		%	1.7		%			(3.9		)%			(4.1		)%
Effective tax rate excluding noncontrolling interests (2)(3)	21.4		%	18.3		%	26.6		%	26.9		%	28.7		%	27.9		%	27.5		%	7.3		%			(0.4		)%			1.8		%
Ameriprise Financial shareholders’ equity / outstanding shares (4)	$	43.05		$	43.44		$	43.37		$	41.10		$	41.69		$	43.05		$	41.69		$	(1.36	)	(3	)%	$	(1.36	)	(3	)%	$	0.59		1	%
Ameriprise Financial shareholders’ equity excluding AOCI / outstanding shares (3)(5)	$	37.09		$	37.74		$	38.12		$	38.02		$	38.66		$	37.09		$	38.66		$	1.57		4	%	$	1.57		4	%	$	0.64		2	%

(1)Calculated as income from continuing operations before income tax provision divided by total net revenues.

(2)Year-to-date 2012 includes a tax-related item related to incomplete data received from a third party service provider for securities lending activities in prior periods.

(3)See non-GAAP financial information on pg 34. Non-GAAP financial measure reconciliations can be found on pages 44 and 45.

(4)Calculated as Ameriprise Financial shareholders’ equity divided by common shares outstanding plus common stock equivalents outstanding at period end.

(5)Calculated as Ameriprise Financial shareholders’ equity excluding AOCI divided by common shares outstanding plus common stock equivalents outstanding at period end.

# Variance of greater than 100%.

5

Ameriprise Financial, Inc.

Consolidated Operating Results and Highlights

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions except per share amounts, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Revenues
Total net revenues	$	2,468		$	2,674		$	2,691		$	2,749		$	2,813		$	7,543		$	8,253		$	345		14	%	$	710		9	%	$	64		2	%
Less revenues attributable to the CIEs	27			(9		)	82			12			114			80			208			87			#		128			#		102			#
Less realized gains (losses)	(68		)	82			1			—			6			(75		)	7			74			#		82			#		6			—
Less market impact on indexed universal life benefits	—			—			—			(1		)	(2		)	—			(3		)	(2		)	—		(3		)	—		(1		)	#
Less integration/restructuring charges	(8		)	4			—			—			—			(8		)	—			8			#		8			#		—			—
Operating total net revenues (1)	$	2,517		$	2,597		$	2,608		$	2,738		$	2,695		$	7,546		$	8,041		$	178		7	%	$	495		7	%	$	(43	)	(2	)%
Earnings
Net income attributable to Ameriprise Financial	$	173		$	389		$	335		$	321		$	382		$	640		$	1,038		$	209		#		$	398		62	%	$	61		19	%
Less income (loss) from discontinued operations, net of tax	(1		)	1			(1		)	(1		)	1			(3		)	(1		)	2			#		2			67	%	2			#
Net income from continuing operations attributable to Ameriprise Financial	174			388			336			322			381			643			1,039			207			#		396			62	%	59			18	%
Integration/restructuring charges, net of tax (2)	11			3			1			1			—			43			2			(11		)	#		(41		)	(95	)%	(1		)	#
Market impact on variable annuity guaranteed living benefits, net of tax (2)	60			30			2			28			13			143			43			(47		)	(78	)%	(100		)	(70	)%	(15		)	(54	)%
Market impact on indexed universal life benefits, net of tax (2)	—			—			—			1			2			—			3			2			—		3			—		1			#
Less realized gains (losses), net of tax (2)	(44		)	54			1			—			4			(49		)	5			48			#		54			#		4			—
Operating earnings (1)	$	289		$	367		$	338		$	352		$	392		$	878		$	1,082		$	103		36	%	$	204		23	%	$	40		11	%
Pretax Earnings
Income from continuing operations before income tax provision	$	199		$	418		$	487		$	402		$	602		$	820		$	1,491		$	403		#		$	671		82	%	$	200		50	%
Less net income (loss) attributable to noncontrolling interests	(22		)	(57		)	30			(40		)	67			(71		)	57			89			#		128			#		107			#
Pretax earnings excluding CIEs	221			475			457			442			535			891			1,434			314			#		543			61	%	93			21	%
Integration/restructuring charges	17			5			2			1			—			66			3			(17		)	#		(63		)	(95	)%	(1		)	#
Market impact on variable annuity guaranteed living benefits	91			45			2			43			21			220			66			(70		)	(77	)%	(154		)	(70	)%	(22		)	(51	)%
Market impact on indexed universal life benefits	—			—			—			2			2			—			4			2			—		4			—		—			—
Less realized gains (losses)	(68		)	82			1			—			6			(75		)	7			74			#		82			#		6			—
Pretax operating earnings (1)	$	397		$	443		$	460		$	488		$	552		$	1,252		$	1,500		$	155		39	%	$	248		20	%	$	64		13	%
Pretax Operating Margin (1)(3)	15.8		%	17.1		%	17.6		%	17.8		%	20.5		%	16.6		%	18.7		%	4.7		%			2.1		%			2.7		%
Operating Effective Tax Rate (1)(4)(5)	27.2		%	17.2		%	26.5		%	27.9		%	29.0		%	29.9		%	27.9		%	1.8		%			(2.0		)%			1.1		%
Weighted Average Common Shares Outstanding
Basic	215.0			210.8			208.4			204.9			201.3			221.3			204.8			(13.7		)	(6	)%	(16.5		)	(7	)%	(3.6		)	(2	)%
Diluted	219.1			215.1			212.3			208.6			205.1			225.4			208.7			(14.0		)	(6	)%	(16.7		)	(7	)%	(3.5		)	(2	)%
Operating Earnings Per Share (1)
Basic operating earnings per share	$	1.34		$	1.74		$	1.62		$	1.72		$	1.95		$	3.97		$	5.28		$	0.61		46	%	$	1.31		33	%	$	0.23		13	%
Operating earnings per diluted share	$	1.32		$	1.71		$	1.59		$	1.69		$	1.91		$	3.90		$	5.18		$	0.59		45	%	$	1.28		33	%	$	0.22		13	%
Return on Equity
Return on equity excluding AOCI (1)(4)	10.7		%	12.8		%	14.0		%	15.5		%	18.2		%	10.7		%	18.2		%	7.5		%			7.5		%			2.7		%
Operating return on equity excluding AOCI (1)(4)	15.4		%	16.2		%	16.4		%	17.9		%	19.4		%	15.4		%	19.4		%	4.0		%			4.0		%			1.5		%

(1)See non-GAAP financial information on pg 34.

(2)Calculated using the statutory tax rate of 35%.

(3)Defined as pretax operating earnings as a percentage of operating total net revenues.

(4)Non-GAAP financial measure reconciliations can be found on pg 44.

(5)Year-to-date 2012 includes a tax-related item related to incomplete data received from a third party service provider for securities lending activities in prior periods.

# Variance of greater than 100%.

6

Ameriprise Financial, Inc.

Consolidated Operating Results and Highlights

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions except per share amounts, headcount and where noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Book Value
Ameriprise Financial shareholders’ equity excluding CIEs / outstanding shares (1)(2)	$	41.34		$	41.95		$	41.73		$	39.71		$	40.09		$	41.34		$	40.09		$	(1.25	)	(3	)%	$	(1.25	)	(3	)%	$	0.38		1	%
Ameriprise Financial shareholders’ equity excluding CIEs and AOCI / outstanding shares (1)(3)	$	35.26		$	36.13		$	36.37		$	36.55		$	36.98		$	35.26		$	36.98		$	1.72		5	%	$	1.72		5	%	$	0.43		1	%
Operating Metrics
Operating total net revenue growth: Target 6 - 8%	0.3		%	5.8		%	3.9		%	8.7		%	7.1		%	(0.6		)%	6.6		%	6.8		%			7.2		%			(1.6		)%
Operating earnings per diluted share growth: Target 12 - 15%	10.9		%	30.5		%	9.7		%	49.6		%	44.7		%	1.0		%	32.8		%	33.8		%			31.8		%			(4.9		)%
Operating return on equity excluding AOCI: Target 15 - 18% (1)	15.4		%	16.2		%	16.4		%	17.9		%	19.4		%	15.4		%	19.4		%	4.0		%			4.0		%			1.5		%
Debt to Capital
Total Ameriprise Financial long-term debt to total Ameriprise Financial capital	20.9		%	20.9		%	21.1		%	22.0		%	26.1		%	20.9		%	26.1		%	5.2		%			5.2		%			4.1		%
Goodwill and Intangible Assets	$	2,125		$	2,113		$	2,074		$	2,065		$	2,064		$	2,125		$	2,064		$	(61	)	(3	)%	$	(61	)	(3	)%	$	(1	)	—
Assets Under Management and Administration
Advice & Wealth Management AUM	$	121,675		$	125,014		$	134,172		$	136,334		$	144,512		$	121,675		$	144,512		$	22,837		19	%	$	22,837		19	%	$	8,178		6	%
Asset Management AUM	460,856			455,441			466,487			459,366			479,316			460,856			479,316			18,460			4	%	18,460			4	%	19,950			4	%
Corporate AUM (4)	26			26			1,044			1,005			953			26			953			927			#		927			#		(52		)	(5	)%
Eliminations	(18,080		)	(18,117		)	(19,147		)	(19,035		)	(19,653		)	(18,080		)	(19,653		)	(1,573		)	(9	)%	(1,573		)	(9	)%	(618		)	(3	)%
Total Assets Under Management	564,477			562,364			582,556			577,670			605,128			564,477			605,128			40,651			7	%	40,651			7	%	27,458			5	%
Total Assets Under Administration	113,986			118,673			125,170			125,558			129,733			113,986			129,733			15,747			14	%	15,747			14	%	4,175			3	%
Total AUM and AUA	$	678,463		$	681,037		$	707,726		$	703,228		$	734,861		$	678,463		$	734,861		$	56,398		8	%	$	56,398		8	%	$	31,633		4	%
Business Metrics
Total Ameriprise client assets	$	344,857		$	352,751		$	371,916		$	373,100		$	389,399		$	344,857		$	389,399		$	44,542		13	%	$	44,542		13	%	$	16,299		4	%
Total branded financial advisors	9,815			9,767			9,777			9,788			9,761			9,815			9,761			(54		)	(1	)%	(54		)	(1	)%	(27		)	—
Net Flows and Net Deposits
Branded advisor wrap	$	2,062		$	2,062		$	4,073		$	3,115		$	3,022		$	7,583		$	10,210		$	960		47	%	$	2,627		35	%	$	(93	)	(3	)%
Asset Management	(3,475		)	(3,945		)	(5,742		)	(2,102		)	(4,334		)	(14,725		)	(12,178		)	(859		)	(25	)%	2,547			17	%	(2,232		)	#
Annuities	(396		)	(517		)	(462		)	(410		)	(372		)	(821		)	(1,244		)	24			6	%	(423		)	(52	)%	38			9	%
Variable universal life / Universal life	(49		)	(27		)	(53		)	(34		)	(46		)	(151		)	(133		)	3			6	%	18			12	%	(12		)	(35	)%
S&P 500
Daily average	1,402			1,417			1,515			1,610			1,674			1,366			1,600			272			19	%	234			17	%	64			4	%
Period end	1,441			1,426			1,569			1,606			1,682			1,441			1,682			241			17	%	241			17	%	76			5	%

(1)     See non-GAAP financial information on pg 34. Non-GAAP financial measure reconciliations can be found on pages 44 and 45.

(2)     Calculated as Ameriprise Financial shareholders’ equity excluding CIEs divided by common shares outstanding plus common stock equivalents outstanding at period end.

(3)     Calculated as Ameriprise Financial shareholders’ equity excluding CIEs and AOCI divided by common shares outstanding plus common stock equivalents outstanding at period end.

(4)     In the first quarter of 2013, Corporate AUM was redefined to include consumer loans that were reclassified from Receivables to Investments in the fourth quarter of 2012.

# Variance of greater than 100%.

7

Ameriprise Financial, Inc.

Common Share and Capital Summary

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Common shares
Beginning balance	212.7			207.4			203.9			202.5			198.5			221.9			203.9			(14.2		)	(7	)%	(18.0		)	(8	)%	(4.0		)	(2	)%
Repurchases	(6.3		)	(5.9		)	(5.2		)	(4.9		)	(4.2		)	(18.7		)	(14.3		)	2.1			33	%	4.4			24	%	0.7			14	%
Issuances	1.1			2.7			5.4			1.8			1.5			4.6			8.7			0.4			36	%	4.1			89	%	(0.3		)	(17	)%
Other	(0.1		)	(0.3		)	(1.6		)	(0.9		)	(0.6		)	(0.4		)	(3.1		)	(0.5		)	#		(2.7		)	#		0.3			33	%
Total common shares outstanding	207.4			203.9			202.5			198.5			195.2			207.4			195.2			(12.2		)	(6	)%	(12.2		)	(6	)%	(3.3		)	(2	)%
Nonforfeitable restricted stock units	5.3			5.4			4.1			4.4			4.5			5.3			4.5			(0.8		)	(15	)%	(0.8		)	(15	)%	0.1			2	%
Total basic common shares outstanding	212.7			209.3			206.6			202.9			199.7			212.7			199.7			(13.0		)	(6	)%	(13.0		)	(6	)%	(3.2		)	(2	)%
Total potentially dilutive shares	4.1			4.0			3.6			3.6			3.7			4.1			3.7			(0.4		)	(10	)%	(0.4		)	(10	)%	0.1			3	%
Total diluted shares	216.8			213.3			210.2			206.5			203.4			216.8			203.4			(13.4		)	(6	)%	(13.4		)	(6	)%	(3.1		)	(2	)%
Capital Returned to Shareholders
Dividends paid	$	76		$	96		$	94		$	108		$	105		$	218		$	307		$	29		38	%	$	89		41	%	$	(3	)	(3	)%
Common stock share repurchases	$	340		$	350		$	360		$	380		$	370		$	990		$	1,110		$	30		9	%	$	120		12	%	$	(10	)	(3	)%
Allocated Equity (1)
Advice & Wealth Management	$	772		$	444		$	450		$	450		$	456		$	772		$	456		$	(316	)	(41	)%	$	(316	)	(41	)%	$	6		1	%
Asset Management	1,942			1,929			1,908			1,903			1,892			1,942			1,892			(50		)	(3	)%	(50		)	(3	)%	(11		)	(1	)%
Annuities	2,425			2,394			2,266			2,415			2,618			2,425			2,618			193			8	%	193			8	%	203			8	%
Protection	1,731			1,753			1,751			1,794			1,824			1,731			1,824			93			5	%	93			5	%	30			2	%
Corporate & Other	630			1,042			1,140			854			595			630			595			(35		)	(6	)%	(35		)	(6	)%	(259		)	(30	)%
Total allocated equity	$	7,500		$	7,562		$	7,515		$	7,416		$	7,385		$	7,500		$	7,385		$	(115	)	(2	)%	$	(115	)	(2	)%	$	(31	)	—

(1)Allocated equity equals Ameriprise Financial shareholders’ equity excluding consolidated investment entities less AOCI.  Allocated equity is not adjusted for non-operating items except for CIEs.

# Variance of greater than 100%.

8

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Segment Results

9

Ameriprise Financial, Inc.

Segment Summary

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Segment Summary
Advice & Wealth Management
Operating total net revenues	$	961		$	1,005		$	1,018		$	1,076		$	1,074		$	2,868		$	3,168		$	113		12	%	$	300		10	%	$	(2	)	—
Operating expenses	842			886			887			924			921			2,544			2,732			79			9	%	188			7	%	(3		)	—
Pretax operating earnings	$	119		$	119		$	131		$	152		$	153		$	324		$	436		$	34		29	%	$	112		35	%	$	1		1	%
Allocated equity	$	772		$	444		$	450		$	450		$	456		$	772		$	456		$	(316	)	(41	)%	$	(316	)	(41	)%	$	6		1	%
Operating return on allocated equity (1)	36.5		%	44.9		%	53.7		%	66.7		%	80.3		%	36.5		%	80.3		%	43.8		%			43.8		%			13.6		%
Pretax operating margin	12.4		%	11.8		%	12.9		%	14.1		%	14.2		%	11.3		%	13.8		%	1.8		%			2.5		%			0.1		%
Asset Management
Operating total net revenues	$	733		$	740		$	746		$	822		$	777		$	2,151		$	2,345		$	44		6	%	$	194		9	%	$	(45	)	(5	)%
Operating expenses	578			599			602			623			599			1,735			1,824			21			4	%	89			5	%	(24		)	(4	)%
Pretax operating earnings	$	155		$	141		$	144		$	199		$	178		$	416		$	521		$	23		15	%	$	105		25	%	$	(21	)	(11	)%
Allocated equity	$	1,942		$	1,929		$	1,908		$	1,903		$	1,892		$	1,942		$	1,892		$	(50	)	(3	)%	$	(50	)	(3	)%	$	(11	)	(1	)%
Operating return on allocated equity (1)	19.6		%	20.9		%	21.5		%	24.8		%	25.7		%	19.6		%	25.7		%	6.1		%			6.1		%			0.9		%
Pretax operating margin	21.1		%	19.1		%	19.3		%	24.2		%	22.9		%	19.3		%	22.2		%	1.8		%			2.9		%			(1.3		)%
Operating total net revenues	$	733		$	740		$	746		$	822		$	777		$	2,151		$	2,345		$	44		6	%	$	194		9	%	$	(45	)	(5	)%
Distribution pass thru revenues	(203		)	(209		)	(214		)	(225		)	(224		)	(613		)	(663		)	(21		)	(10	)%	(50		)	(8	)%	1			—
Subadvisory and other pass thru revenues	(105		)	(103		)	(98		)	(136		)	(96		)	(296		)	(330		)	9			9	%	(34		)	(11	)%	40			29	%
Adjusted operating revenues (2)	$	425		$	428		$	434		$	461		$	457		$	1,242		$	1,352		$	32		8	%	$	110		9	%	$	(4	)	(1	)%
Pretax operating earnings	$	155		$	141		$	144		$	199		$	178		$	416		$	521		$	23		15	%	$	105		25	%	$	(21	)	(11	)%
Operating net investment income	(5		)	(7		)	(4		)	(41		)	(5		)	(12		)	(50		)	—			—		(38		)	#		36			88	%
Amortization of intangibles	10			10			10			9			10			30			29			—			—		(1		)	(3	)%	1			11	%
Adjusted operating earnings (2)	$	160		$	144		$	150		$	167		$	183		$	434		$	500		$	23		14	%	$	66		15	%	$	16		10	%
Adjusted net pretax operating margin (2)(3)	37.6		%	33.6		%	34.6		%	36.2		%	40.0		%	34.9		%	37.0		%	2.4		%			2.1		%			3.8		%
Annuities
Operating total net revenues	$	632		$	636		$	630		$	641		$	654		$	1,888		$	1,925		$	22		3	%	$	37		2	%	$	13		2	%
Operating expenses	541			465			474			517			435			1,492			1,426			(106		)	(20	)%	(66		)	(4	)%	(82		)	(16	)%
Pretax operating earnings	$	91		$	171		$	156		$	124		$	219		$	396		$	499		$	128		#		$	103		26	%	$	95		77	%
Allocated equity	$	2,425		$	2,394		$	2,266		$	2,415		$	2,618		$	2,425		$	2,618		$	193		8	%	$	193		8	%	$	203		8	%
Operating return on allocated equity (1)	15.4		%	16.6		%	16.2		%	16.9		%	20.7		%	15.4		%	20.7		%	5.3		%			5.3		%			3.8		%
Pretax operating margin	14.4		%	26.9		%	24.8		%	19.3		%	33.5		%	21.0		%	25.9		%	19.1		%			4.9		%			14.2		%
Protection
Operating total net revenues	$	496		$	542		$	538		$	551		$	536		$	1,546		$	1,625		$	40		8	%	$	79		5	%	$	(15	)	(3	)%
Operating expenses	407			449			428			453			461			1,241			1,342			54			13	%	101			8	%	8			2	%
Pretax operating earnings	$	89		$	93		$	110		$	98		$	75		$	305		$	283		$	(14	)	(16	)%	$	(22	)	(7	)%	$	(23	)	(23	)%
Allocated equity	$	1,731		$	1,753		$	1,751		$	1,794		$	1,824		$	1,731		$	1,824		$	93		5	%	$	93		5	%	$	30		2	%
Operating return on allocated equity (1)	16.9		%	16.6		%	16.7		%	16.7		%	15.9		%	16.9		%	15.9		%	(1.0		)%			(1.0		)%			(0.8		)%
Pretax operating margin	17.9		%	17.2		%	20.4		%	17.8		%	14.0		%	19.7		%	17.4		%	(3.9		)%			(2.3		)%			(3.8		)%
Corporate & Other
Operating total net revenues	$	5		$	—		$	(3	)	$	(4	)	$	(5	)	$	20		$	(12	)	$	(10	)	#		$	(32	)	#		$	(1	)	(25	)%
Operating expenses	62			81			78			81			68			209			227			6			10	%	18			9	%	(13		)	(16	)%
Pretax operating loss	$	(57	)	$	(81	)	$	(81	)	$	(85	)	$	(73	)	$	(189	)	$	(239	)	$	(16	)	(28	)%	$	(50	)	(26	)%	$	12		14	%

(1)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated equity as of the last day of the trailing four quarters and current quarter in the denominator.

(2)See non-GAAP financial information on pg 34.

(3)Calculated as adjusted operating earnings as a percentage of adjusted operating revenues.

# Variance of greater than 100%.

10

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Advice & Wealth Management Segment

11

Ameriprise Financial, Inc.

Advice & Wealth Management Segment

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	438		$	457		$	476		$	505		$	515		$	1,280		$	1,496		$	77		18	%	$	216		17	%	$	10		2	%
Distribution fees	452			502			503			535			519			1,377			1,557			67			15	%	180			13	%	(16		)	(3	)%
Net investment income	63			42			32			31			31			191			94			(32		)	(51	)%	(97		)	(51	)%	—			—
Premiums	—			—			—			—			—			—			—			—			—		—			—		—			—
Other revenues	18			13			15			13			17			51			45			(1		)	(6	)%	(6		)	(12	)%	4			31	%
Total revenues	971			1,014			1,026			1,084			1,082			2,899			3,192			111			11	%	293			10	%	(2		)	—
Banking and deposit interest expense	10			9			8			8			8			31			24			(2		)	(20	)%	(7		)	(23	)%	—			—
Operating total net revenues	961			1,005			1,018			1,076			1,074			2,868			3,168			113			12	%	300			10	%	(2		)	—
Expenses
Distribution expenses	572			613			627			663			660			1,711			1,950			88			15	%	239			14	%	(3		)	—
Interest credited to fixed accounts	—			—			—			—			—			—			—			—			—		—			—		—			—
Benefits, claims, losses and settlement expenses	—			—			—			—			—			—			—			—			—		—			—		—			—
Amortization of deferred acquisition costs	—			—			—			—			—			—			—			—			—		—			—		—			—
Interest and debt expense	—			—			—			—			—			—			—			—			—		—			—		—			—
General and administrative expense	270			273			260			261			261			833			782			(9		)	(3	)%	(51		)	(6	)%	—			—
Operating expenses	842			886			887			924			921			2,544			2,732			79			9	%	188			7	%	(3		)	—
Pretax operating earnings	$	119		$	119		$	131		$	152		$	153		$	324		$	436		$	34		29	%	$	112		35	%	$	1		1	%
Pretax operating margin	12.4		%	11.8		%	12.9		%	14.1		%	14.2		%	11.3		%	13.8		%	1.8		%			2.5		%			0.1		%
Return on Equity
Allocated equity	$	772		$	444		$	450		$	450		$	456		$	772		$	456		$	(316	)	(41	)%	$	(316	)	(41	)%	$	6		1	%
Operating return on allocated equity (1)	36.5		%	44.9		%	53.7		%	66.7		%	80.3		%	36.5		%	80.3		%	43.8		%			43.8		%			13.6		%
On-balance sheet deposits	$	9,652		$	6,540		$	6,004		$	6,596		$	6,757		$	9,652		$	6,757		$	(2,895	)	(30	)%	$	(2,895	)	(30	)%	$	161		2	%

(1)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated equity as of the last day of the trailing four quarters and current quarter in the denominator.

12

Ameriprise Financial, Inc.

Advice & Wealth Management Segment

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions, except headcount and where noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Product Information
Certificates and Banking - Combined
Pretax operating earnings	$	24		$	8		$	9		$	9		$	10		$	76		$	28		$	(14	)	(58	)%	$	(48	)	(63	)%	$	1		11	%
Allocated equity	$	528		$	203		$	210		$	211		$	218		$	528		$	218		$	(310	)	(59	)%	$	(310	)	(59	)%	$	7		3	%
Operating return on allocated equity (1)	13.0		%	12.5		%	11.6		%	10.8		%	9.8		%	13.0		%	9.8		%	(3.2		)%			(3.2		)%			(1.0		)%
Wealth Management & Distribution
Pretax operating earnings	$	95		$	111		$	122		$	143		$	143		$	248		$	408		$	48		51	%	$	160		65	%	$	—		—
Allocated equity	$	244		$	241		$	240		$	239		$	238		$	244		$	238		$	(6	)	(2	)%	$	(6	)	(2	)%	$	(1	)	—
Operating return on allocated equity (1)	88.3		%	108.3		%	125.0		%	146.2		%	160.7		%	88.3		%	160.7		%	72.4		%			72.4		%			14.5		%
Financial Plans
Branded financial plan net cash sales	$	49		$	63		$	58		$	61		$	55		$	160		$	174		$	6		12	%	$	14		9	%	$	(6	)	(10	)%
Financial Advisors
Employee advisors	2,328			2,318			2,303			2,289			2,235			2,328			2,235			(93		)	(4	)%	(93		)	(4	)%	(54		)	(2	)%
Franchisee advisors	7,487			7,449			7,474			7,499			7,526			7,487			7,526			39			1	%	39			1	%	27			—
Total branded financial advisors	9,815			9,767			9,777			9,788			9,761			9,815			9,761			(54		)	(1	)%	(54		)	(1	)%	(27		)	—
Operating total net revenues per financial advisor (in thousands) (2)	$	98		$	103		$	104		$	110		$	110		$	293		$	324		$	12		12	%	$	31		11	%	$	—		—
Advisor Retention
Employee	91.5		%	90.8		%	91.2		%	91.4		%	91.3		%	91.5		%	91.3		%	(0.2		)%			(0.2		)%			(0.1		)%
Franchisee	93.8		%	93.8		%	94.3		%	94.3		%	94.7		%	93.8		%	94.7		%	0.9		%			0.9		%			0.4		%
Total Client Assets (at period end)	$	344,857		$	352,751		$	371,916		$	373,100		$	389,399		$	344,857		$	389,399		$	44,542		13	%	$	44,542		13	%	$	16,299		4	%
Total Wrap Accounts
Beginning assets	$	113,414		$	120,554		$	124,648		$	133,766		$	135,914		$	103,385		$	124,648		$	22,500		20	%	$	21,263		21	%	$	2,148		2	%
Net flows	2,062			2,062			4,073			3,115			3,022			7,583			10,210			960			47	%	2,627			35	%	(93		)	(3	)%
Market appreciation (depreciation) and other	5,078			2,032			5,045			(967		)	5,121			9,586			9,199			43			1	%	(387		)	(4	)%	6,088			#
Total wrap ending assets	$	120,554		$	124,648		$	133,766		$	135,914		$	144,057		$	120,554		$	144,057		$	23,503		19	%	$	23,503		19	%	$	8,143		6	%
Supplemental information - excluding historical former banking operations
Operating total net revenues	$	961		$	1,005		$	1,018		$	1,076		$	1,074		$	2,868		$	3,168		$	113		12	%	$	300		10	%	$	(2	)	—
Less: Operating total net revenues attributable to former banking operations	33			12			—			—			—			99			—			(33		)	#		(99		)	#		—			—
Operating total net revenues excluding former banking operations (3)	$	928		$	993		$	1,018		$	1,076		$	1,074		$	2,769		$	3,168		$	146		16	%	$	399		14	%	$	(2	)	—
Operating expenses	$	842		$	886		$	887		$	924		$	921		$	2,544		$	2,732		$	79		9	%	$	188		7	%	$	(3	)	—
Less: Operating expenses attributable to former banking operations	17			12			—			—			—			50			—			(17		)	#		(50		)	#		—			—
Operating expenses excluding former banking operations (3)	$	825		$	874		$	887		$	924		$	921		$	2,494		$	2,732		$	96		12	%	$	238		10	%	$	(3	)	—
Operating total net revenues excluding former banking operations (3)	$	928		$	993		$	1,018		$	1,076		$	1,074		$	2,769		$	3,168		$	146		16	%	$	399		14	%	$	(2	)	—
Operating expenses excluding former banking operations (3)	825			874			887			924			921			2,494			2,732			96			12	%	238			10	%	(3		)	—
Pretax operating earnings excluding former banking operations (3)	$	103		$	119		$	131		$	152		$	153		$	275		$	436		$	50		49	%	$	161		59	%	$	1		1	%
Pretax operating margin excluding former banking operations (3)	11.1		%	12.0		%	12.9		%	14.1		%	14.2		%	9.9		%	13.8		%	3.1		%			3.9		%			0.1		%
Allocated equity excluding equity attributable to former banking operations	$	420		$	438		$	450		$	450		$	456		$	420		$	456		$	36		9	%	$	36		9	%	$	6		1	%
Operating return on allocated equity excluding former banking operations (1)	59.7		%	70.0		%	77.7		%	87.7		%	93.3		%	59.7		%	93.3		%	33.6		%			33.6		%			5.6		%
Operating total net revenues per financial advisor excluding former banking operations (in thousands) (2)	$	95		$	102		$	104		$	110		$	110		$	284		$	324		$	15		16	%	$	40		14	%	$	—		—

(1)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated equity as of the last day of the trailing four quarters and current quarter in the denominator.

(2)Year-to-date is sum of current and prior quarters for the year under review.

(3)See non-GAAP financial information on pg 34.

# Variance of greater than 100%.

13

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Asset Management Segment

14

Ameriprise Financial, Inc.

Asset Management Segment

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	620		$	622		$	627		$	662		$	655		$	1,798		$	1,944		$	35		6	%	$	146		8	%	$	(7	)	(1	)%
Distribution fees	109			111			114			116			118			331			348			9			8	%	17			5	%	2			2	%
Net investment income	5			7			4			41			5			12			50			—			—		38			#		(36		)	(88	)%
Premiums	—			—			—			—			—			—			—			—			—		—			—		—			—
Other revenues	(1		)	1			1			4			—			11			5			1			#		(6		)	(55	)%	(4		)	#
Total revenues	733			741			746			823			778			2,152			2,347			45			6	%	195			9	%	(45		)	(5	)%
Banking and deposit interest expense	—			1			—			1			1			1			2			1			—		1			#		—			—
Operating total net revenues	733			740			746			822			777			2,151			2,345			44			6	%	194			9	%	(45		)	(5	)%
Expenses
Distribution expenses	276			283			288			301			297			822			886			21			8	%	64			8	%	(4		)	(1	)%
Interest credited to fixed accounts	—			—			—			—			—			—			—			—			—		—			—		—			—
Benefits, claims, losses and settlement expenses	—			—			—			—			—			—			—			—			—		—			—		—			—
Amortization of deferred acquisition costs	4			4			4			4			5			12			13			1			25	%	1			8	%	1			25	%
Interest and debt expense	—			—			—			—			—			—			—			—			—		—			—		—			—
General and administrative expense	298			312			310			318			297			901			925			(1		)	—		24			3	%	(21		)	(7	)%
Operating expenses	578			599			602			623			599			1,735			1,824			21			4	%	89			5	%	(24		)	(4	)%
Pretax operating earnings	$	155		$	141		$	144		$	199		$	178		$	416		$	521		$	23		15	%	$	105		25	%	$	(21	)	(11	)%
Pretax operating margin	21.1		%	19.1		%	19.3		%	24.2		%	22.9		%	19.3		%	22.2		%	1.8		%			2.9		%			(1.3		)%
Operating total net revenues	$	733		$	740		$	746		$	822		$	777		$	2,151		$	2,345		$	44		6	%	$	194		9	%	$	(45	)	(5	)%
Distribution pass thru revenues	(203		)	(209		)	(214		)	(225		)	(224		)	(613		)	(663		)	(21		)	(10	)%	(50		)	(8	)%	1			—
Subadvisory and other pass thru revenues	(105		)	(103		)	(98		)	(136		)	(96		)	(296		)	(330		)	9			9	%	(34		)	(11	)%	40			29	%
Adjusted operating revenues (1)	$	425		$	428		$	434		$	461		$	457		$	1,242		$	1,352		$	32		8	%	$	110		9	%	$	(4	)	(1	)%
Pretax operating earnings	$	155		$	141		$	144		$	199		$	178		$	416		$	521		$	23		15	%	$	105		25	%	$	(21	)	(11	)%
Operating net investment income	(5		)	(7		)	(4		)	(41		)	(5		)	(12		)	(50		)	—			—		(38		)	#		36			88	%
Amortization of intangibles	10			10			10			9			10			30			29			—			—		(1		)	(3	)%	1			11	%
Adjusted operating earnings (1)	$	160		$	144		$	150		$	167		$	183		$	434		$	500		$	23		14	%	$	66		15	%	$	16		10	%
Adjusted net pretax operating margin (1)(2)	37.6		%	33.6		%	34.6		%	36.2		%	40.0		%	34.9		%	37.0		%	2.4		%			2.1		%			3.8		%
Return on Equity
Allocated equity	$	1,942		$	1,929		$	1,908		$	1,903		$	1,892		$	1,942		$	1,892		$	(50	)	(3	)%	$	(50	)	(3	)%	$	(11	)	(1	)%
Operating return on allocated equity (3)	19.6		%	20.9		%	21.5		%	24.8		%	25.7		%	19.6		%	25.7		%	6.1		%			6.1		%			0.9		%

(1)See non-GAAP financial information on pg 34.

(2)Calculated as adjusted operating earnings as a percentage of adjusted operating revenues.

(3)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated equity as of the last day of the trailing four quarters and current quarter in the denominator.

# Variance of greater than 100%.

15

Ameriprise Financial, Inc.

Asset Management Segment

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Total Managed Asset Net Flows
Columbia managed asset net flows	$	(3,498	)	$	(4,553	)	$	(5,065	)	$	(2,519	)	$	(4,227	)	$	(14,021	)	$	(11,811	)	$	(729	)	(21	)%	$	2,210		16	%	$	(1,708	)	(68	)%
Threadneedle managed asset net flows (1)	(165		)	439			(988		)	743			(83		)	(2,341		)	(328		)	82			50	%	2,013			86	%	(826		)	#
Sub-advised eliminations (1)	188			169			311			(326		)	(24		)	1,637			(39		)	(212		)	#		(1,676		)	#		302			93	%
Total managed asset net flows	$	(3,475	)	$	(3,945	)	$	(5,742	)	$	(2,102	)	$	(4,334	)	$	(14,725	)	$	(12,178	)	$	(859	)	(25	)%	$	2,547		17	%	$	(2,232	)	#
Total Managed Assets Reconciliations
Columbia managed assets	$	339,943		$	330,419		$	341,327		$	335,194		$	345,005		$	339,943		$	345,005		$	5,062		1	%	$	5,062		1	%	$	9,811		3	%
Threadneedle managed assets	123,705			127,752			127,674			126,976			137,377			123,705			137,377			13,672			11	%	13,672			11	%	10,401			8	%
Sub-advised eliminations	(2,792		)	(2,730		)	(2,514		)	(2,804		)	(3,066		)	(2,792		)	(3,066		)	(274		)	(10	)%	(274		)	(10	)%	(262		)	(9	)%
Total managed assets	$	460,856		$	455,441		$	466,487		$	459,366		$	479,316		$	460,856		$	479,316		$	18,460		4	%	$	18,460		4	%	$	19,950		4	%
Total Managed Assets by Type
Equity	$	224,136		$	224,078		$	238,096		$	238,531		$	254,747		$	224,136		$	254,747		$	30,611		14	%	$	30,611		14	%	$	16,216		7	%
Fixed income	209,742			205,210			203,357			195,680			197,805			209,742			197,805			(11,937		)	(6	)%	(11,937		)	(6	)%	2,125			1	%
Money market	6,766			6,480			6,022			6,100			6,607			6,766			6,607			(159		)	(2	)%	(159		)	(2	)%	507			8	%
Alternative	7,365			6,703			6,627			6,312			6,145			7,365			6,145			(1,220		)	(17	)%	(1,220		)	(17	)%	(167		)	(3	)%
Hybrid and other	12,847			12,970			12,385			12,743			14,012			12,847			14,012			1,165			9	%	1,165			9	%	1,269			10	%
Total managed assets by type	$	460,856		$	455,441		$	466,487		$	459,366		$	479,316		$	460,856		$	479,316		$	18,460		4	%	$	18,460		4	%	$	19,950		4	%

(1)Threadneedle net flows for year-to-date 2012 include $1.2 billion of outflows primarily due to a change in subadvisory relationship between Threadneedle and Columbia.  These outflows are eliminated at the segment level.

# Variance of greater than 100%.

16

Ameriprise Financial, Inc.

Asset Management Segment - Columbia

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Columbia Managed Assets Rollforward
Retail Funds
Beginning assets	$	211,376		$	218,839		$	216,264		$	227,476		$	223,255		$	204,843		$	216,264		$	11,879		6	%	$	11,421		6	%	$	(4,221	)	(2	)%
Mutual fund inflows	8,446			9,885			10,338			9,491			8,609			28,321			28,438			163			2	%	117			—		(882		)	(9	)%
Mutual fund outflows	(10,204		)	(14,236		)	(12,518		)	(13,305		)	(12,250		)	(39,292		)	(38,073		)	(2,046		)	(20	)%	1,219			3	%	1,055			8	%
Net VP/VIT fund flows	(160		)	(113		)	(165		)	(164		)	(119		)	86			(448		)	41			26	%	(534		)	#		45			27	%
Net new flows	(1,918		)	(4,464		)	(2,345		)	(3,978		)	(3,760		)	(10,885		)	(10,083		)	(1,842		)	(96	)%	802			7	%	218			5	%
Reinvested dividends	474			3,178			509			2,410			490			2,802			3,409			16			3	%	607			22	%	(1,920		)	(80	)%
Net flows	(1,444		)	(1,286		)	(1,836		)	(1,568		)	(3,270		)	(8,083		)	(6,674		)	(1,826		)	#		1,409			17	%	(1,702		)	#
Distributions	(642		)	(3,991		)	(660		)	(2,747		)	(640		)	(3,473		)	(4,047		)	2			—		(574		)	(17	)%	2,107			77	%
Market appreciation (depreciation) and other (1)	9,549			2,702			13,708			94			11,292			25,552			25,094			1,743			18	%	(458		)	(2	)%	11,198			#
Total ending assets	218,839			216,264			227,476			223,255			230,637			218,839			230,637			11,798			5	%	11,798			5	%	7,382			3	%
% of total retail assets sub-advised	20.5		%	21.8		%	21.7		%	20.9		%	20.7		%	20.5		%	20.7		%	0.1		%			0.1		%			(0.2		)%
Institutional
Beginning assets	72,753			74,474			72,417			71,935			71,052			73,270			72,417			(1,701		)	(2	)%	(853		)	(1	)%	(883		)	(1	)%
Inflows	4,366			5,256			4,893			5,045			5,070			12,262			15,008			704			16	%	2,746			22	%	25			—
Outflows	(4,911		)	(7,883		)	(8,039		)	(5,674		)	(5,822		)	(16,088		)	(19,535		)	(911		)	(19	)%	(3,447		)	(21	)%	(148		)	(3	)%
Net flows	(545		)	(2,627		)	(3,146		)	(629		)	(752		)	(3,826		)	(4,527		)	(207		)	(38	)%	(701		)	(18	)%	(123		)	(20	)%
Market appreciation (depreciation) and other	2,266			570			2,664			(254		)	2,441			5,030			4,851			175			8	%	(179		)	(4	)%	2,695			#
Total ending assets	74,474			72,417			71,935			71,052			72,741			74,474			72,741			(1,733		)	(2	)%	(1,733		)	(2	)%	1,689			2	%
Alternative
Beginning assets	7,782			6,354			5,684			5,654			5,460			8,124			5,684			(2,322		)	(30	)%	(2,440		)	(30	)%	(194		)	(3	)%
Inflows	415			29			415			502			1			676			918			(414		)	(100	)%	242			36	%	(501		)	(100	)%
Outflows	(1,924		)	(669		)	(498		)	(824		)	(206		)	(2,788		)	(1,528		)	1,718			89	%	1,260			45	%	618			75	%
Net flows	(1,509		)	(640		)	(83		)	(322		)	(205		)	(2,112		)	(610		)	1,304			86	%	1,502			71	%	117			36	%
Market appreciation (depreciation) and other	81			(30		)	53			128			61			342			242			(20		)	(25	)%	(100		)	(29	)%	(67		)	(52	)%
Total ending assets	6,354			5,684			5,654			5,460			5,316			6,354			5,316			(1,038		)	(16	)%	(1,038		)	(16	)%	(144		)	(3	)%
Affiliated General Account Assets	40,359			36,136			36,262			35,427			36,311			40,359			36,311			(4,048		)	(10	)%	(4,048		)	(10	)%	884			2	%
Other and Eliminations	(83		)	(82		)	—			—			—			(83		)	—			83			#		83			#		—			—
Total Columbia managed assets	$	339,943		$	330,419		$	341,327		$	335,194		$	345,005		$	339,943		$	345,005		$	5,062		1	%	$	5,062		1	%	$	9,811		3	%
Total Columbia net flows	$	(3,498	)	$	(4,553	)	$	(5,065	)	$	(2,519	)	$	(4,227	)	$	(14,021	)	$	(11,811	)	$	(729	)	(21	)%	$	2,210		16	%	$	(1,708	)	(68	)%

(1)Included in Market appreciation (depreciation) and other for retail funds for year-to-date 2012 are $3B due to the transfer of Active Diversified Portfolio assets from non-proprietary to proprietary funds.

# Variance of greater than 100%.

17

Ameriprise Financial, Inc.

Asset Management Segment - Threadneedle

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Threadneedle Managed Assets Rollforward
Retail Funds
Beginning assets	$	33,329		$	36,923		$	39,086		$	41,376		$	41,806		$	31,809		$	39,086		$	8,477		25	%	$	7,277		23	%	$	430		1	%
Mutual fund inflows	4,148			4,046			5,359			5,647			6,285			11,988			17,291			2,137			52	%	5,303			44	%	638			11	%
Mutual fund outflows (1)	(2,800		)	(3,023		)	(3,998		)	(4,728		)	(5,403		)	(10,788		)	(14,129		)	(2,603		)	(93	)%	(3,341		)	(31	)%	(675		)	(14	)%
Net new flows	1,348			1,023			1,361			919			882			1,200			3,162			(466		)	(35	)%	1,962			#		(37		)	(4	)%
Reinvested dividends	4			50			33			30			16			69			79			12			#		10			14	%	(14		)	(47	)%
Net flows	1,352			1,073			1,394			949			898			1,269			3,241			(454		)	(34	)%	1,972			#		(51		)	(5	)%
Distributions	(67		)	(181		)	(86		)	(142		)	(94		)	(297		)	(322		)	(27		)	(40	)%	(25		)	(8	)%	48			34	%
Market appreciation (depreciation)	1,172			880			3,499			(710		)	765			2,326			3,554			(407		)	(35	)%	1,228			53	%	1,475			#
Foreign currency translation (2)	969			203			(2,611		)	29			2,743			1,392			161			1,774			#		(1,231		)	(88	)%	2,714			#
Other	168			188			94			304			155			424			553			(13		)	(8	)%	129			30	%	(149		)	(49	)%
Total ending assets	36,923			39,086			41,376			41,806			46,273			36,923			46,273			9,350			25	%	9,350			25	%	4,467			11	%
Institutional
Beginning assets	82,266			85,771			87,647			85,325			84,318			80,617			87,647			2,052			2	%	7,030			9	%	(1,007		)	(1	)%
Inflows	1,941			2,557			1,263			2,469			1,759			6,573			5,491			(182		)	(9	)%	(1,082		)	(16	)%	(710		)	(29	)%
Outflows	(3,404		)	(3,188		)	(3,591		)	(2,626		)	(2,693		)	(9,993		)	(8,910		)	711			21	%	1,083			11	%	(67		)	(3	)%
Net flows	(1,463		)	(631		)	(2,328		)	(157		)	(934		)	(3,420		)	(3,419		)	529			36	%	1			—		(777		)	#
Market appreciation (depreciation)	1,951			1,416			5,212			(1,772		)	758			3,463			4,198			(1,193		)	(61	)%	735			21	%	2,530			#
Foreign currency translation (2)	2,446			452			(5,753		)	70			5,465			3,268			(218		)	3,019			#		(3,486		)	#		5,395			#
Other	571			639			547			852			668			1,843			2,067			97			17	%	224			12	%	(184		)	(22	)%
Total ending assets	85,771			87,647			85,325			84,318			90,275			85,771			90,275			4,504			5	%	4,504			5	%	5,957			7	%
Alternative
Beginning assets	1,035			1,011			1,019			973			852			1,147			1,019			(183		)	(18	)%	(128		)	(11	)%	(121		)	(12	)%
Inflows	67			26			—			—			—			67			—			(67		)	#		(67		)	#		—			—
Outflows	(121		)	(29		)	(54		)	(49		)	(47		)	(257		)	(150		)	74			61	%	107			42	%	2			4	%
Net flows	(54		)	(3		)	(54		)	(49		)	(47		)	(190		)	(150		)	7			13	%	40			21	%	2			4	%
Market appreciation (depreciation)	(12		)	(13		)	48			(94		)	(46		)	(36		)	(92		)	(34		)	#		(56		)	#		48			51	%
Foreign currency translation (2)	29			6			(64		)	2			51			43			(11		)	22			76	%	(54		)	#		49			#
Other	13			18			24			20			19			47			63			6			46	%	16			34	%	(1		)	(5	)%
Total ending assets	1,011			1,019			973			852			829			1,011			829			(182		)	(18	)%	(182		)	(18	)%	(23		)	(3	)%
Total Threadneedle managed assets	$	123,705		$	127,752		$	127,674		$	126,976		$	137,377		$	123,705		$	137,377		$	13,672		11	%	$	13,672		11	%	$	10,401		8	%
Total Threadneedle net flows	$	(165	)	$	439		$	(988	)	$	743		$	(83	)	$	(2,341	)	$	(328	)	$	82		50	%	$	2,013		86	%	$	(826	)	#
Total Threadneedle net flows excluding legacy insurance mandates	$	886		$	1,669		$	1,189		$	1,412		$	856		$	218		$	3,457		$	(30	)	(3	)%	$	3,239		#		$	(556	)	(39	)%

(1)Retail fund outflows for year-to-date 2012 include $1.2 billion primarily due to a change in subadvisory relationship between Threadneedle and Columbia.  These outflows are eliminated at the segment level.

(2)Amounts represent British Pound to US dollar conversion.

# Variance of greater than 100%.

18

Ameriprise Financial, Inc.

Asset Management Segment - Columbia

Third Quarter 2013

Mutual Fund Rankings in top 2 Lipper Quartiles

		3 Qtr 2012		4 Qtr 2012		1 Qtr 2013		2 Qtr 2013		3 Qtr 2013
Domestic Equity
Equal weighted	1 year	54	%	67	%	52	%	68	%	55	%
	3 year	47	%	53	%	51	%	68	%	63	%
	5 year	57	%	54	%	51	%	64	%	61	%
Asset weighted	1 year	64	%	71	%	56	%	47	%	35	%
	3 year	69	%	72	%	69	%	79	%	76	%
	5 year	72	%	73	%	71	%	73	%	73	%
International Equity
Equal weighted	1 year	67	%	55	%	39	%	50	%	47	%
	3 year	50	%	44	%	56	%	56	%	41	%
	5 year	64	%	60	%	57	%	53	%	56	%
Asset weighted	1 year	80	%	20	%	20	%	23	%	22	%
	3 year	65	%	19	%	25	%	26	%	26	%
	5 year	80	%	80	%	81	%	79	%	81	%
Taxable Fixed Income
Equal weighted	1 year	70	%	67	%	63	%	67	%	61	%
	3 year	65	%	75	%	78	%	71	%	71	%
	5 year	74	%	79	%	82	%	75	%	50	%
Asset weighted	1 year	72	%	72	%	70	%	72	%	72	%
	3 year	80	%	87	%	83	%	83	%	83	%
	5 year	81	%	83	%	98	%	93	%	62	%
Tax Exempt Fixed Income
Equal weighted	1 year	85	%	90	%	95	%	94	%	94	%
	3 year	95	%	100	%	100	%	100	%	94	%
	5 year	95	%	100	%	100	%	89	%	100	%
Asset weighted	1 year	77	%	93	%	93	%	98	%	98	%
	3 year	86	%	100	%	100	%	100	%	98	%
	5 year	99	%	100	%	100	%	98	%	100	%
Asset Allocation Funds
Equal weighted	1 year	40	%	60	%	54	%	54	%	62	%
	3 year	85	%	85	%	64	%	70	%	70	%
	5 year	85	%	85	%	82	%	80	%	80	%
Asset weighted	1 year	43	%	81	%	62	%	63	%	65	%
	3 year	91	%	91	%	84	%	84	%	85	%
	5 year	91	%	91	%	94	%	88	%	92	%
Number of funds with 4 or 5 Morningstar star ratings
Overall		53		51		52		51		51
3 year		52		56		50		49		45
5 year		43		44		44		43		40
Percent of funds with 4 or 5 Morningstar star ratings
Overall		47	%	46	%	51	%	53	%	52	%
3 year		46	%	50	%	49	%	51	%	46	%
5 year		41	%	42	%	45	%	46	%	43	%
Percent of assets with 4 or 5 Morningstar star ratings
Overall		66	%	66	%	58	%	70	%	54	%
3 year		47	%	52	%	49	%	50	%	39	%
5 year		43	%	57	%	47	%	55	%	43	%

Mutual fund performance rankings are based on the performance of Class Z fund shares for Columbia branded mutual funds.  In instances where a fund’s Class Z shares do not have a full one, three or five year track record, performance for an older share class of the same fund, typically Class A shares, is utilized for the period before Class Z shares were launched.  No adjustments to the historical track records are made to account for differences in fund expenses between share classes of a fund.

Equal Weighted Rankings in Top 2 Quartiles:  Counts the number of funds with above median ranking divided by the total number of funds.  Asset size is not a factor.

Asset Weighted Rankings in Top 2 Quartiles:  Sums the total assets of the funds with above median ranking (using Class Z and appended Class Z) divided by total assets of all funds.  Funds with more assets will receive a greater share of the total percentage above or below median.

Aggregated data includes all Columbia branded mutual funds.

19

Ameriprise Financial, Inc.

Asset Management Segment - Threadneedle

Third Quarter 2013

Retail Fund Rankings in Top 2 Morningstar Quartiles or Above Index Benchmark

		3 Qtr 2012		4 Qtr 2012		1 Qtr 2013		2 Qtr 2013		3 Qtr 2013
Equity
Equal weighted	1 year	59	%	75	%	71	%	65	%	70	%
	3 year	78	%	80	%	78	%	78	%	80	%
	5 year	83	%	84	%	84	%	81	%	84	%
Asset weighted	1 year	61	%	78	%	60	%	52	%	45	%
	3 year	80	%	93	%	92	%	91	%	85	%
	5 year	88	%	94	%	94	%	94	%	90	%
Fixed Income
Equal weighted	1 year	92	%	83	%	67	%	88	%	54	%
	3 year	76	%	76	%	57	%	82	%	78	%
	5 year	73	%	91	%	92	%	92	%	67	%
Asset weighted	1 year	99	%	60	%	29	%	91	%	61	%
	3 year	52	%	59	%	37	%	76	%	72	%
	5 year	75	%	98	%	98	%	98	%	44	%
Allocation (Managed) Funds
Equal weighted	1 year	67	%	67	%	83	%	83	%	100	%
	3 year	67	%	67	%	67	%	67	%	83	%
	5 year	83	%	83	%	83	%	83	%	100	%
Asset weighted	1 year	77	%	77	%	86	%	92	%	100	%
	3 year	77	%	77	%	78	%	78	%	92	%
	5 year	86	%	86	%	86	%	86	%	100	%

The performance of each fund is measured on a consistent basis against the most appropriate benchmark - a peer group of similar funds or an index.

Equal weighted:  Counts the number of funds with above median ranking (if measured against peer group) or above index performance (if measured against an index) divided by the total number of funds.  Asset size is not a factor.

Asset weighted:  Sums the assets of the funds with above median ranking (if measured against peer group) or above index performance (if measured against an index) divided by the total sum of assets in the funds.  Funds with more assets will receive a greater share of the total percentage above or below median or index.

Aggregated Allocation (Managed) Funds include funds that invest in other funds of the Threadneedle range including those funds that invest in both equity and fixed income.

Aggregated Threadneedle data includes funds on the Threadneedle platform sub-advised by Columbia as well as advisors not affiliated with Ameriprise Financial, Inc.

20

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Annuities Segment

21

Ameriprise Financial, Inc.

Annuities Segment

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	163		$	166		$	170		$	174		$	179		$	482		$	523		$	16		10	%	$	41		9	%	$	5		3	%
Distribution fees	82			81			81			85			86			236			252			4			5	%	16			7	%	1			1	%
Net investment income	276			276			270			266			265			856			801			(11		)	(4	)%	(55		)	(6	)%	(1		)	—
Premiums	30			28			28			26			27			90			81			(3		)	(10	)%	(9		)	(10	)%	1			4	%
Other revenues	81			85			81			90			97			224			268			16			20	%	44			20	%	7			8	%
Total revenues	632			636			630			641			654			1,888			1,925			22			3	%	37			2	%	13			2	%
Banking and deposit interest expense	—			—			—			—			—			—			—			—			—		—			—		—			—
Operating total net revenues	632			636			630			641			654			1,888			1,925			22			3	%	37			2	%	13			2	%
Expenses
Distribution expenses	98			100			101			109			107			295			317			9			9	%	22			7	%	(2		)	(2	)%
Interest credited to fixed accounts	173			170			164			162			164			518			490			(9		)	(5	)%	(28		)	(5	)%	2			1	%
Benefits, claims, losses and settlement expenses	143			77			116			130			150			342			396			7			5	%	54			16	%	20			15	%
Amortization of deferred acquisition costs	72			66			41			66			(41		)	163			66			(113		)	#		(97		)	(60	)%	(107		)	#
Interest and debt expense	—			1			—			—			1			1			1			1			—		—			—		1			—
General and administrative expense	55			51			52			50			54			173			156			(1		)	(2	)%	(17		)	(10	)%	4			8	%
Operating expenses	541			465			474			517			435			1,492			1,426			(106		)	(20	)%	(66		)	(4	)%	(82		)	(16	)%
Pretax operating earnings	$	91		$	171		$	156		$	124		$	219		$	396		$	499		$	128		#		$	103		26	%	$	95		77	%
Pretax operating margin	14.4		%	26.9		%	24.8		%	19.3		%	33.5		%	21.0		%	25.9		%	19.1		%			4.9		%			14.2		%
Return on Equity
Allocated equity	$	2,425		$	2,394		$	2,266		$	2,415		$	2,618		$	2,425		$	2,618		$	193		8	%	$	193		8	%	$	203		8	%
Operating return on allocated equity (1)	15.4		%	16.6		%	16.2		%	16.9		%	20.7		%	15.4		%	20.7		%	5.3		%			5.3		%			3.8		%
Market impact on variable annuity guaranteed living benefits (2)
Risk margin and nonperformance spread impact	$	(32	)	$	(43	)	$	(44	)	$	(23	)	$	1		$	7		$	(66	)	$	33		#		$	(73	)	#		$	24		#
Other	(59		)	(2		)	42			(20		)	(22		)	(227		)	—			37			63	%	227			#		(2		)	(10	)%
Total VA guaranteed living benefit impact excluded from operating earnings	$	(91	)	$	(45	)	$	(2	)	$	(43	)	$	(21	)	$	(220	)	$	(66	)	$	70		77	%	$	154		70	%	$	22		51	%
Total annuity net flows	$	(396	)	$	(517	)	$	(462	)	$	(410	)	$	(372	)	$	(821	)	$	(1,244	)	$	24		6	%	$	(423	)	(52	)%	$	38		9	%

(1)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated equity as of the last day of the trailing four quarters and current quarter in the denominator.

(2)Guaranteed Minimum Withdrawal Benefit (GMWB) and Guaranteed Minimum Accumulation Benefit (GMAB) only, net of hedges, DSIC and DAC amortization.

# Variance of greater than 100%.

22

Ameriprise Financial, Inc.

Annuities Segment

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Product Information
Variable Annuities
Pretax operating earnings	$	31		$	129		$	109		$	82		$	185		$	247		$	376		$	154		#		$	129		52	%	$	103		#
Allocated equity	$	806		$	809		$	726		$	949		$	1,118		$	806		$	1,118		$	312		39	%	$	312		39	%	$	169		18	%
Operating return on allocated equity (1)	28.6		%	31.6		%	31.7		%	31.1		%	42.8		%	28.6		%	42.8		%	14.2		%			14.2		%			11.7		%
Fixed Annuities (2)
Pretax operating earnings	$	60		$	42		$	47		$	42		$	34		$	149		$	123		$	(26	)	(43	)%	$	(26	)	(17	)%	$	(8	)	(19	)%
Allocated equity	$	1,619		$	1,585		$	1,540		$	1,466		$	1,500		$	1,619		$	1,500		$	(119	)	(7	)%	$	(119	)	(7	)%	$	34		2	%
Operating return on allocated equity (1)	8.3		%	8.5		%	8.3		%	9.1		%	8.0		%	8.3		%	8.0		%	(0.3		)%			(0.3		)%			(1.1		)%
Variable Annuities Rollforward
Beginning balance	$	65,197		$	67,515		$	68,054		$	70,882		$	70,266		$	62,343		$	68,054		$	5,069		8	%	$	5,711		9	%	$	(616	)	(1	)%
Deposits	1,126			1,260			1,236			1,416			1,285			3,897			3,937			159			14	%	40			1	%	(131		)	(9	)%
Withdrawals and terminations	(1,308		)	(1,474		)	(1,429		)	(1,551		)	(1,439		)	(4,140		)	(4,419		)	(131		)	(10	)%	(279		)	(7	)%	112			7	%
Net flows	(182		)	(214		)	(193		)	(135		)	(154		)	(243		)	(482		)	28			15	%	(239		)	(98	)%	(19		)	(14	)%
Investment performance and interest credited	2,504			753			3,021			(481		)	2,625			5,424			5,165			121			5	%	(259		)	(5	)%	3,106			#
Other	(4		)	—			—			—			—			(9		)	—			4			#		9			#		—			—
Total ending balance - contract accumulation values	$	67,515		$	68,054		$	70,882		$	70,266		$	72,737		$	67,515		$	72,737		$	5,222		8	%	$	5,222		8	%	$	2,471		4	%
Variable annuities fixed sub-accounts	$	4,833		$	4,833		$	4,824		$	4,855		$	4,912		$	4,833		$	4,912		$	79		2	%	$	79		2	%	$	57		1	%
Fixed Annuities Rollforward
Beginning balance	$	14,088		$	14,001		$	13,823		$	13,675		$	13,522		$	14,193		$	13,823		$	(566	)	(4	)%	$	(370	)	(3	)%	$	(153	)	(1	)%
Deposits	91			39			36			35			56			346			127			(35		)	(38	)%	(219		)	(63	)%	21			60	%
Withdrawals and terminations	(305		)	(342		)	(305		)	(310		)	(274		)	(924		)	(889		)	31			10	%	35			4	%	36			12	%
Net flows	(214		)	(303		)	(269		)	(275		)	(218		)	(578		)	(762		)	(4		)	(2	)%	(184		)	(32	)%	57			21	%
Policyholder interest credited	127			125			121			122			120			381			363			(7		)	(6	)%	(18		)	(5	)%	(2		)	(2	)%
Other	—			—			—			—			—			5			—			—			—		(5		)	#		—			—
Total ending balance - contract accumulation values	$	14,001		$	13,823		$	13,675		$	13,522		$	13,424		$	14,001		$	13,424		$	(577	)	(4	)%	$	(577	)	(4	)%	$	(98	)	(1	)%
Capitalized interest	$	1		$	1		$	1		$	—		$	1		$	3		$	2		$	—		—		$	(1	)	(33	)%	$	1		—
Payout Annuities Reserve Balance	$	2,151		$	2,151		$	2,145		$	2,135		$	2,127		$	2,151		$	2,127		$	(24	)	(1	)%	$	(24	)	(1	)%	$	(8	)	—
Tax Equivalent Spread - Fixed Annuities (3)
Gross rate of return on invested assets (4)	5.6		%	5.6		%	5.5		%	5.4		%	5.3		%	5.7		%	5.4		%	(0.3		)%			(0.3		)%			(0.1		)%
Crediting rate excluding capitalized interest	(3.6		)%	(3.6		)%	(3.6		)%	(3.6		)%	(3.6		)%	(3.6		)%	(3.6		)%	—					—					—
Tax equivalent margin spread	2.0		%	2.0		%	1.9		%	1.8		%	1.7		%	2.1		%	1.8		%	(0.3		)%			(0.3		)%			(0.1		)%
Total Variable Annuities DAC
Beginning balance	$	1,533		$	1,507		$	1,508		$	1,532		$	1,550		$	1,491		$	1,508		$	17		1	%	$	17		1	%	$	18		1	%
Capitalization	40			46			43			50			43			126			136			3			8	%	10			8	%	(7		)	(14	)%
Amortization due to market impact on VA guaranteed living benefits	26			12			(1		)	8			4			57			11			(22		)	(85	)%	(46		)	(81	)%	(4		)	(50	)%
Amortization per income statement	(78		)	(57		)	(32		)	(58		)	53			(149		)	(37		)	131			#		112			75	%	111			#
Other	(14		)	—			14			18			3			(18		)	35			17			#		53			#		(15		)	(83	)%
Total ending balance	$	1,507		$	1,508		$	1,532		$	1,550		$	1,653		$	1,507		$	1,653		$	146		10	%	$	146		10	%	$	103		7	%
Total Fixed Annuities DAC
Beginning balance	$	74		$	71		$	68		$	67		$	92		$	108		$	68		$	18		24	%	$	(40	)	(37	)%	$	25		37	%
Capitalization	2			—			1			—			1			8			2			(1		)	(50	)%	(6		)	(75	)%	1			—
Amortization per income statement	6			(9		)	(9		)	(8		)	(12		)	(14		)	(29		)	(18		)	#		(15		)	#		(4		)	(50	)%
Other	(11		)	6			7			33			4			(31		)	44			15			#		75			#		(29		)	(88	)%
Total ending balance	$	71		$	68		$	67		$	92		$	85		$	71		$	85		$	14		20	%	$	14		20	%	$	(7	)	(8	)%

(1)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated equity as of the last day of the trailing four quarters and current quarter in the denominator.

(2)Includes payout annuities.

(3)Attributable to interest sensitive products only, which has been approximately 99% of the total ending fixed annuities accumulation values in the periods reported.  The asset earnings rate is a calculated yield based on specifically assigned assets.

(4)In the 3rd quarter of 2012 through the 3rd quarter of 2013, the Gross rates of return on invested assets were impacted by outstanding repurchase agreements.  Without these positions, the Gross rates of return on invested assets would have been 5.4%, 5.4%, 5.3%, 5.2% and 5.1% respectively.

# Variance of greater than 100%.

23

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Protection Segment

24

Ameriprise Financial, Inc.

Protection Segment

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	14		$	14		$	14		$	14		$	15		$	41		$	43		$	1		7	%	$	2		5	%	$	1		7	%
Distribution fees	22			23			22			23			22			68			67			—			—		(1		)	(1	)%	(1		)	(4	)%
Net investment income	110			108			111			112			111			322			334			1			1	%	12			4	%	(1		)	(1	)%
Premiums	283			287			286			293			301			834			880			18			6	%	46			6	%	8			3	%
Other revenues	67			110			105			109			87			282			301			20			30	%	19			7	%	(22		)	(20	)%
Total revenues	496			542			538			551			536			1,547			1,625			40			8	%	78			5	%	(15		)	(3	)%
Banking and deposit interest expense	—			—			—			—			—			1			—			—			—		(1		)	#		—			—
Operating total net revenues	496			542			538			551			536			1,546			1,625			40			8	%	79			5	%	(15		)	(3	)%
Expenses
Distribution expenses	16			18			16			20			20			49			56			4			25	%	7			14	%	—			—
Interest credited to fixed accounts	34			39			34			34			40			104			108			6			18	%	4			4	%	6			18	%
Benefits, claims, losses and settlement expenses	282			309			292			309			317			837			918			35			12	%	81			10	%	8			3	%
Amortization of deferred acquisition costs	17			31			29			31			26			79			86			9			53	%	7			9	%	(5		)	(16	)%
Interest and debt expense	—			—			—			—			—			—			—			—			—		—			—		—			—
General and administrative expense	58			52			57			59			58			172			174			—			—		2			1	%	(1		)	(2	)%
Operating expenses	407			449			428			453			461			1,241			1,342			54			13	%	101			8	%	8			2	%
Pretax operating earnings	$	89		$	93		$	110		$	98		$	75		$	305		$	283		$	(14	)	(16	)%	$	(22	)	(7	)%	$	(23	)	(23	)%
Pretax operating margin	17.9		%	17.2		%	20.4		%	17.8		%	14.0		%	19.7		%	17.4		%	(3.9		)%			(2.3		)%			(3.8		)%
Return on Equity
Allocated equity	$	1,731		$	1,753		$	1,751		$	1,794		$	1,824		$	1,731		$	1,824		$	93		5	%	$	93		5	%	$	30		2	%
Operating return on allocated equity (1)	16.9		%	16.6		%	16.7		%	16.7		%	15.9		%	16.9		%	15.9		%	(1.0		)%			(1.0		)%			(0.8		)%
Market impact on indexed universal life benefits (2)
Risk margin and nonperformance spread impact	$	—		$	—		$	—		$	—		$	6		$	—		$	6		$	6		—		$	6		—		$	6		—
Other	—			—			—			(2		)	(8		)	—			(10		)	(8		)	—		(10		)	—		(6		)	#
Total market impact on indexed universal life benefits excluded from operating earnings	$	—		$	—		$	—		$	(2	)	$	(2	)	$	—		$	(4	)	$	(2	)	—		$	(4	)	—		$	—		—
Product Information
Long Term Care
Pretax operating earnings	$	(2	)	$	5		$	5		$	2		$	—		$	2		$	7		$	2		#		$	5		#		$	(2	)	#
Allocated equity	$	489		$	505		$	501		$	509		$	516		$	489		$	516		$	27		6	%	$	27		6	%	$	7		1	%
Operating return on allocated equity (1)	0.7		%	1.1		%	1.5		%	1.6		%	1.8		%	0.7		%	1.8		%	1.1		%			1.1		%			0.2		%
Protection excluding Long Term Care
Pretax operating earnings	$	91		$	88		$	105		$	96		$	75		$	303		$	276		$	(16	)	(18	)%	$	(27	)	(9	)%	$	(21	)	(22	)%
Allocated equity	$	1,242		$	1,248		$	1,250		$	1,285		$	1,308		$	1,242		$	1,308		$	66		5	%	$	66		5	%	$	23		2	%
Operating return on allocated equity (1)	23.1		%	22.6		%	22.6		%	22.7		%	21.5		%	23.1		%	21.5		%	(1.6		)%			(1.6		)%			(1.2		)%

(1)Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated equity as of the last day of the trailing four quarters and current quarter in the denominator.

(2)Market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual.

# Variance of greater than 100%.

25

Ameriprise Financial, Inc.

Protection Segment

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Cash Sales
VUL / UL (1)	$	68		$	79		$	64		$	81		$	81		$	184		$	226		$	13		19	%	$	42		23	%	$	—		—
Term and whole life	2			4			2			3			3			8			8			1			50	%	—			—		—			—
Disability insurance	1			1			1			2			1			4			4			—			—		—			—		(1		)	(50	)%
Auto and home	217			200			214			223			241			614			678			24			11	%	64			10	%	18			8	%
Total cash sales	$	288		$	284		$	281		$	309		$	326		$	810		$	916		$	38		13	%	$	106		13	%	$	17		6	%
VUL / UL Policyholder Account Balances
Beginning balance	$	9,502		$	9,760		$	9,859		$	10,202		$	10,198		$	9,216		$	9,859		$	696		7	%	$	643		7	%	$	(4	)	—
Premiums and deposits	236			260			234			251			249			699			734			13			6	%	35			5	%	(2		)	(1	)%
Investment performance and interest	307			128			396			30			362			694			788			55			18	%	94			14	%	332			#
Withdrawals and surrenders	(285		)	(287		)	(287		)	(285		)	(295		)	(850		)	(867		)	(10		)	(4	)%	(17		)	(2	)%	(10		)	(4	)%
Other	—			(2		)	—			—			—			1			—			—			—		(1		)	#		—			—
Total ending balance	$	9,760		$	9,859		$	10,202		$	10,198		$	10,514		$	9,760		$	10,514		$	754		8	%	$	754		8	%	$	316		3	%
Premiums by Product
Term and whole life	$	12		$	12		$	13		$	12		$	12		$	37		$	37		$	—		—		$	—		—		$	—		—
Disability insurance	40			39			39			39			39			120			117			(1		)	(3	)%	(3		)	(3	)%	—			—
Long term care	29			30			28			28			29			86			85			—			—		(1		)	(1	)%	1			4	%
Auto and home	198			202			202			210			217			579			629			19			10	%	50			9	%	7			3	%
Intercompany premiums	4			4			4			4			4			12			12			—			—		—			—		—			—
Total premiums by product	$	283		$	287		$	286		$	293		$	301		$	834		$	880		$	18		6	%	$	46		6	%	$	8		3	%
Auto and Home Insurance
Policy count (thousands)	742			756			773			795			819			742			819			77			10	%	77			10	%	24			3	%
Loss ratio	82.8		%	97.1		%	84.7		%	87.1		%	90.4		%	82.7		%	87.5		%	7.6		%			4.8		%			3.3		%
Expense ratio	14.8		%	16.0		%	15.4		%	15.3		%	15.2		%	15.1		%	15.3		%	0.4		%			0.2		%			(0.1		)%
Combined ratio	97.6		%	113.1		%	100.1		%	102.4		%	105.6		%	97.8		%	102.8		%	8.0		%			5.0		%			3.2		%
DAC Rollforward
Life and Health
Beginning balance	$	797		$	793		$	797		$	810		$	838		$	814		$	797		$	41		5	%	$	(17	)	(2	)%	$	28		3	%
Capitalization	17			22			18			22			22			51			62			5			29	%	11			22	%	—			—
Amortization due to market impact on indexed universal life benefits	—			—			—			1			—			—			1			—			—		1			—		(1		)	#
Amortization per income statement	(6		)	(19		)	(17		)	(18		)	(13		)	(46		)	(48		)	(7		)	#		(2		)	(4	)%	5			28	%
Other	(15		)	1			12			23			(2		)	(26		)	33			13			87	%	59			#		(25		)	#
Total ending balance	$	793		$	797		$	810		$	838		$	845		$	793		$	845		$	52		7	%	$	52		7	%	$	7		1	%
Life Insurance in Force	$	190,862		$	191,447		$	191,882		$	192,759		$	193,447		$	190,862		$	193,447		$	2,585		1	%	$	2,585		1	%	$	688		—
Net Amount at Risk	$	43,077		$	42,758		$	41,990		$	41,627		$	41,162		$	43,077		$	41,162		$	(1,915	)	(4	)%	$	(1,915	)	(4	)%	$	(465	)	(1	)%
Net Policyholder Reserves
VUL / UL	$	8,840		$	8,950		$	9,306		$	9,318		$	9,643		$	8,840		$	9,643		$	803		9	%	$	803		9	%	$	325		3	%
Term and whole life	233			231			228			226			225			233			225			(8		)	(3	)%	(8		)	(3	)%	(1		)	—
Disability insurance	527			524			527			532			532			527			532			5			1	%	5			1	%	—			—
Long term care and other	2,581			2,594			2,605			2,649			2,669			2,581			2,669			88			3	%	88			3	%	20			1	%
Auto and home loss and LAE reserves	339			356			362			371			381			339			381			42			12	%	42			12	%	10			3	%
Total net policyholder reserves	$	12,520		$	12,655		$	13,028		$	13,096		$	13,450		$	12,520		$	13,450		$	930		7	%	$	930		7	%	$	354		3	%

(1)Includes lump sum deposits.

# Variance of greater than 100%.

26

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Corporate & Other Segment

27

Ameriprise Financial, Inc.

Corporate & Other Segment

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	(1	)	$	—		$	—		$	—		$	—		$	(1	)	$	—		$	1		#		$	1		#		$	—		—
Distribution fees	—			1			—			1			—			—			1			—			—		1			—		(1		)	#
Net investment income	5			(4		)	(6		)	(5		)	(7		)	13			(18		)	(12		)	#		(31		)	#		(2		)	(40	)%
Premiums	—			—			—			—			—			—			—			—			—		—			—		—			—
Other revenues	1			2			3			—			2			8			5			1			#		(3		)	(38	)%	2			—
Total revenues	5			(1		)	(3		)	(4		)	(5		)	20			(12		)	(10		)	#		(32		)	#		(1		)	(25	)%
Banking and deposit interest expense	—			(1		)	—			—			—			—			—			—			—		—			—		—			—
Operating total net revenues	5			—			(3		)	(4		)	(5		)	20			(12		)	(10		)	#		(32		)	#		(1		)	(25	)%
Expenses
Distribution expenses	—			—			1			—			—			—			1			—			—		1			—		—			—
Interest credited to fixed accounts	—			—			—			—			—			—			—			—			—		—			—		—			—
Benefits, claims, losses and settlement expenses	—			—			—			—			—			—			—			—			—		—			—		—			—
Amortization of deferred acquisition costs	—			—			—			—			—			—			—			—			—		—			—		—			—
Interest and debt expense	24			24			25			25			25			70			75			1			4	%	5			7	%	—			—
General and administrative expense	38			57			52			56			43			139			151			5			13	%	12			9	%	(13		)	(23	)%
Operating expenses	62			81			78			81			68			209			227			6			10	%	18			9	%	(13		)	(16	)%
Pretax operating loss	$	(57	)	$	(81	)	$	(81	)	$	(85	)	$	(73	)	$	(189	)	$	(239	)	$	(16	)	(28	)%	$	(50	)	(26	)%	$	12		14	%

# Variance of greater than 100%.

28

Ameriprise Financial, Inc.

Eliminations (1)

Third Quarter 2013

																						Prior Year Comparisons
																Year-to-Date						Qtr Chg - 3Q					YTD Chg - 3Q					Seq Qtr Chg - 3Q
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013			Diff.			%		Diff.			%		Diff.			%
Operating Income Statements
Revenues
Management and financial advice fees	$	(32	)	$	(31	)	$	(31	)	$	(32	)	$	(33	)	$	(94	)	$	(96	)	$	(1	)	(3	)%	$	(2	)	(2	)%	$	(1	)	(3	)%
Distribution fees	(274		)	(291		)	(286		)	(312		)	(304		)	(823		)	(902		)	(30		)	(11	)%	(79		)	(10	)%	8			3	%
Net investment income	—			—			—			(1		)	(1		)	—			(2		)	(1		)	—		(2		)	—		—			—
Premiums	(4		)	(4		)	(4		)	(4		)	(4		)	(12		)	(12		)	—			—		—			—		—			—
Other revenues	—			—			—			—			—			—			—			—			—		—			—		—			—
Total revenues	(310		)	(326		)	(321		)	(349		)	(342		)	(929		)	(1,012		)	(32		)	(10	)%	(83		)	(9	)%	7			2	%
Banking and deposit interest expense	—			—			—			(1		)	(1		)	(2		)	(2		)	(1		)	—		—			—		—			—
Operating total net revenues	(310		)	(326		)	(321		)	(348		)	(341		)	(927		)	(1,010		)	(31		)	(10	)%	(83		)	(9	)%	7			2	%
Expenses
Distribution expenses	(295		)	(312		)	(307		)	(333		)	(327		)	(881		)	(967		)	(32		)	(11	)%	(86		)	(10	)%	6			2	%
Interest credited to fixed accounts	—			—			—			—			—			—			—			—			—		—			—		—			—
Benefits, claims, losses and settlement expenses	—			—			—			—			—			—			—			—			—		—			—		—			—
Amortization of deferred acquisition costs	—			—			—			—			—			—			—			—			—		—			—		—			—
Interest and debt expense	—			—			—			—			—			—			—			—			—		—			—		—			—
General and administrative expense	(15		)	(14		)	(14		)	(15		)	(14		)	(46		)	(43		)	1			7	%	3			7	%	1			7	%
Operating expenses	(310		)	(326		)	(321		)	(348		)	(341		)	(927		)	(1,010		)	(31		)	(10	)%	(83		)	(9	)%	7			2	%
Pretax operating earnings	$	—		$	—		$	—		$	—		$	—		$	—		$	—		$	—		—		$	—		—		$	—		—

(1)The majority of the amounts represent the impact of inter-segment transfer pricing for both revenues and expenses.

29

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Balance Sheet and Ratings Information

30

Ameriprise Financial, Inc.

Consolidated Balance Sheets

Third Quarter 2013

(in millions, unaudited)	September 30, 2012			December 31, 2012			March 31, 2013			June 30, 2013			September 30, 2013
Assets
Cash and cash equivalents	$	3,325		$	2,371		$	2,160		$	2,331		$	3,125
Cash of consolidated investment entities	607			579			881			1,046			340
Investments	39,815			36,877			36,446			35,388			35,404
Investments of consolidated investment entities	4,587			4,370			4,358			4,579			4,636
Separate account assets	71,919			72,397			75,499			74,815			77,788
Receivables	4,415			4,220			4,256			4,583			4,362
Receivables of consolidated investment entities	56			95			127			68			141
Deferred acquisition costs	2,397			2,399			2,435			2,506			2,610
Restricted and segregated cash and investments	2,060			2,538			2,262			2,241			2,259
Other assets	8,224			7,667			7,684			8,378			7,943
Other assets of consolidated investment entities	1,159			1,216			1,188			1,323			1,600
Total Assets	$	138,564		$	134,729		$	137,296		$	137,258		$	140,208
Liabilities
Policyholder account balances, future policy benefits and claims	$	31,595		$	31,217		$	30,545		$	30,088		$	29,943
Separate account liabilities	71,919			72,397			75,499			74,815			77,788
Customer deposits	10,048			6,526			6,494			6,586			6,744
Short-term borrowings	500			501			500			501			500
Long-term debt	2,413			2,403			2,389			2,352			2,947
Debt of consolidated investment entities	5,221			4,981			5,148			5,297			5,242
Accounts payable and accrued expenses	1,145			1,228			1,023			1,191			1,290
Accounts payable and accrued expenses of consolidated investment entities	25			96			30			107			127
Other liabilities	5,779			5,467			5,715			6,706			6,329
Other liabilities of consolidated investment entities	98			201			336			633			129
Total Liabilities	128,743			125,017			127,679			128,276			131,039
Equity
Ameriprise Financial
Common shares ($.01 par)	3			3			3			3			3
Additional paid-in capital	6,363			6,503			6,592			6,730			6,840
Retained earnings	6,087			6,381			6,617			6,831			7,107
Appropriated retained earnings of consolidated investment entities	390			336			361			299			335
Treasury stock	(4,953		)	(5,325		)	(5,697		)	(6,148		)	(6,565		)
Accumulated other comprehensive income, net of tax	1,267			1,194			1,084			625			605
Total Ameriprise Financial Shareholders’ Equity	9,157			9,092			8,960			8,340			8,325
Noncontrolling interests	664			620			657			642			844
Total Equity	9,821			9,712			9,617			8,982			9,169
Total Liabilities and Equity	$	138,564		$	134,729		$	137,296		$	137,258		$	140,208

31

Ameriprise Financial, Inc.

Capital and Ratings Information

Third Quarter 2013

(in millions unless otherwise noted, unaudited)	September 30, 2012			December 31, 2012			March 31, 2013			June 30, 2013			September 30, 2013
Long-term Debt Summary
Senior notes	$	2,119		$	2,109		$	2,095		$	2,058		$	2,653
Junior subordinated notes	294			294			294			294			294
Total Ameriprise Financial long-term debt	2,413			2,403			2,389			2,352			2,947
Non-recourse debt of consolidated investment entities	5,221			4,981			5,148			5,297			5,242
Total long-term debt	$	7,634		$	7,384		$	7,537		$	7,649		$	8,189
Total Ameriprise Financial long-term debt	$	2,413		$	2,403		$	2,389		$	2,352		$	2,947
Fair value of hedges and unamortized discount	(169		)	(159		)	(145		)	(108		)	(103		)
Total Ameriprise Financial long-term debt excluding fair value of hedges and unamortized discount (1)	$	2,244		$	2,244		$	2,244		$	2,244		$	2,844
Total equity (2)	$	9,821		$	9,712		$	9,617		$	8,982		$	9,169
Noncontrolling interests	(664		)	(620		)	(657		)	(642		)	(844		)
Total Ameriprise Financial shareholders’ equity	9,157			9,092			8,960			8,340			8,325
Equity of consolidated investment entities	(365		)	(312		)	(338		)	(282		)	(319		)
Total Ameriprise Financial shareholders’ equity excluding CIEs (1)	$	8,792		$	8,780		$	8,622		$	8,058		$	8,006
Total Ameriprise Financial capital	$	11,570		$	11,495		$	11,349		$	10,692		$	11,272
Total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs (1)	$	11,036		$	11,024		$	10,866		$	10,302		$	10,850
Debt to capital
Total Ameriprise Financial long-term debt to total Ameriprise Financial capital	20.9		%	20.9		%	21.1		%	22.0		%	26.1		%
Total Ameriprise Financial long-term debt to total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs (1)	20.3		%	20.4		%	20.7		%	21.8		%	26.2		%

Ratings (as of September 30, 2013 earnings release date)	A.M. Best  Company	Standard & Poor’s Rating Services	Moody’s Investors Service, Inc.
Claims Paying Ratings (3)
RiverSource Life Insurance Company	A+	AA-	Aa3
IDS Property Casualty Ins. Company	A	N/R	N/R
Debt Ratings (3)
Ameriprise Financial, Inc.	a-	A	A3

(1)See non-GAAP financial information on pg 34.  Non-GAAP financial measure reconciliations can be found on page 45.

(2)   Includes accumulated other comprehensive income, net of tax.

(3)   For the most current ratings information, please see the individual rating agency’s website.

N/R - Not Rated.

32

Ameriprise Financial, Inc.

Ameriprise Financial Investments (1)

Third Quarter 2013

(in millions unless otherwise noted, unaudited)	September 30, 2012			December 31, 2012			March 31, 2013			June 30, 2013			September 30, 2013
Cash and cash equivalents	$	3,325		$	2,371		$	2,160		$	2,331		$	3,125
Investments - Ending Balances
Available-for-Sale Securities
Corporate debt securities	18,787			18,815			18,533			17,732			17,502
Residential mortgage backed securities	7,193			5,429			5,364			5,449			5,943
Commercial mortgage backed securities	4,270			3,419			3,222			2,958			2,770
Asset backed securities	1,651			1,275			1,390			1,405			1,425
Total mortgage and other asset backed securities	13,114			10,123			9,976			9,812			10,138
State and municipal obligations	2,229			2,239			2,256			2,151			2,123
US government and agencies obligations	61			58			56			54			53
Foreign government bonds and obligations	223			224			215			254			252
Common and preferred stocks	11			13			13			15			16
Total other	2,524			2,534			2,540			2,474			2,444
Total available-for-sale securities	34,425			31,472			31,049			30,018			30,084
Commercial mortgage loans	2,570			2,606			2,621			2,642			2,655
Allowance for loan losses	(29		)	(29		)	(29		)	(29		)	(26		)
Commercial mortgage loans, net	2,541			2,577			2,592			2,613			2,629
Residential mortgage loans	1,089			1,039			987			951			901
Allowance for loan losses	(8		)	(7		)	(6		)	(6		)	(6		)
Residential mortgage loans, net	1,081			1,032			981			945			895
Policy loans	752			754			754			761			769
Other investments	1,016			1,042			1,070			1,051			1,027
Total investments	39,815			36,877			36,446			35,388			35,404
Total cash, cash equivalents and investments	$	43,140		$	39,248		$	38,606		$	37,719		$	38,529
Net unrealized gain Available-for-Sale Securities	$	3,092		$	2,962		$	2,745		$	1,740		$	1,629
AFS Fixed Maturity Asset Quality - %
AAA	32		%	26		%	25		%	25		%	25		%
AA	6		%	6		%	6		%	6		%	6		%
AFS securities AA and above	38		%	32		%	31		%	31		%	31		%
A	18		%	19		%	20		%	20		%	21		%
BBB	39		%	43		%	43		%	42		%	42		%
Below investment grade	5		%	6		%	6		%	7		%	6		%
Total AFS fixed maturity asset quality - %	100		%	100		%	100		%	100		%	100		%
Fair Value of Below Investment Grade Investments as a % of Total Cash and Investments	5		%	6		%	6		%	6		%	6		%

(1)   Investments excluding investments of CIEs.

33

Ameriprise Financial, Inc.

Non-GAAP Financial Information

Ameriprise Financial, Inc. (the Company) prepares its financial statements in accordance with accounting principles generally accepted in the United States (U.S. GAAP).  This report includes information on both a U.S. GAAP and non-GAAP basis.  Management believes that the presentation of these non-GAAP financial measures best reflect the underlying performance of the Company and facilitate a more meaningful trend analysis.  Management uses certain of these non-GAAP measures to evaluate our financial performance on a basis comparable to that used by some securities analysts and investors. Also, certain of these non-GAAP measures are taken into consideration, to varying degrees, for purposes of business planning and analysis and certain compensation-related matters.  See the reconciliations on pages 6, 15, 44 and 45.

These non-GAAP measures include:

· Adjusted net pretax operating margin;

· Adjusted operating earnings;

· Adjusted operating revenues;

· Ameriprise Financial shareholders’ equity excluding AOCI;

· Ameriprise Financial shareholders’ equity excluding CIEs;

· Ameriprise Financial shareholders’ equity excluding CIEs and AOCI;

· Basic operating earnings per share;

· Effective tax rate excluding noncontrolling interests;

· Operating earnings;

· Operating earnings per diluted share;

· Operating effective tax rate;

· Operating return on equity excluding AOCI;

· Operating total net revenues;

· Pretax operating earnings;

· Pretax operating margin;

· Return on equity excluding AOCI;

· Total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs;

· Total Ameriprise Financial long-term debt excluding fair value of hedges and unamortized discount;

· Total Ameriprise Financial long-term debt to total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs;

· Various financial measures that exclude the results of former banking operations

Reclassification

Certain prior period information has been restated to conform to current period presentation.

34

Ameriprise Financial, Inc.

Glossary of Selected Terminology - Segments

Advice & Wealth Management - This segment provides financial planning and advice, as well as full service brokerage services, primarily to retail clients through our advisors. Our advisors have access to a diversified selection of both affiliated and non-affiliated products to help clients meet their financial needs. A significant portion of revenues in this segment is fee-based, driven by the level of client assets, which is impacted by both market movements and net asset flows. We also earn net investment income on owned assets primarily from certificate products. This segment also includes the results of operation for Ameriprise National Trust Bank (formerly Ameriprise Bank, FSB), which terminated its deposit-taking and credit-originating activities in the fourth quarter of 2012. This segment earns revenues (distribution fees) for providing non-affiliated products and earns intersegment revenues (distribution fees) for providing our affiliated products and services to our retail clients. Intersegment expenses for this segment include expenses for investment management services provided by our Asset Management segment.

Asset Management - This segment provides investment advice and investment products to retail, high net worth and institutional clients. Such products and services are provided on a global scale through Columbia Management Investment Advisers, LLC (Columbia Management) and Threadneedle Asset Management Holdings Sàrl (Threadneedle).  Columbia Management primarily provides U.S. domestic products and services, and Threadneedle primarily provides international investment products and services. We provide clients with U.S. domestic individual products through unaffiliated third-party financial institutions and through our Advice & Wealth Management segment, and we provide institutional products and services through our institutional sales force. International retail products are primarily distributed through third-party financial institutions and unaffiliated financial advisors. Individual products include mutual funds, exchange-traded funds and variable product funds underlying insurance and annuity separate accounts. Institutional asset management services are designed to meet specific client objectives and may involve a range of products, including those that focus on traditional asset classes, separately managed accounts, collateralized loan obligations, hedge funds, collective funds and property funds. Collateralized loan obligations and hedge funds are classified as alternative assets. Revenues in this segment are primarily earned as fees based on managed asset balances, which are impacted by market movements, net asset flows, asset allocation and product mix. We may also earn performance fees from certain accounts where investment performance meets or exceeds certain pre-identified targets. In addition to the products and services provided to third-party clients, management teams serving our Asset Management segment provide all intercompany asset management services for Ameriprise Financial subsidiaries. The fees for such services are reflected within the Asset Management segment results through intersegment transfer pricing. Intersegment expenses for this segment include distribution expenses for services provided by our Advice & Wealth Management, Annuities and Protection segments.

Annuities - This segment provides RiverSource variable and fixed annuity products to individual clients. RiverSource Life Insurance Company and RiverSource Life Insurance Co. of New York provide variable annuity products through our advisors, and fixed annuity products are provided through both affiliated and unaffiliated advisors and financial institutions. These products are designed to help individuals address their asset accumulation and income goals.  Revenues for our variable annuity products are primarily earned as fees based on underlying account balances, which are impacted by both market movements and net asset flows. Revenues for our fixed annuity products are primarily earned as net investment income on assets supporting fixed account balances, with profitability significantly impacted by the spread between net investment income earned and interest credited on the fixed account balances. We also earn net investment income on owned assets supporting reserves for immediate annuities and for certain guaranteed benefits offered with variable annuities and on capital supporting the business. Intersegment revenues for this segment reflect fees paid by our Asset Management segment for marketing support and other services provided in connection with the availability of VIT Funds under the variable annuity contracts. Intersegment expenses for this segment include distribution expenses for services provided by our Advice & Wealth Management segment, as well as expenses for investment management services provided by our Asset Management segment.

Protection - This segment provides a variety of products to address the protection and risk management needs of our retail clients, including life, disability income and property-casualty insurance. These products are designed to provide a lifetime of solutions that allow clients to protect income, grow assets and give to loved ones or charity. Life and disability income products are primarily provided through our advisors. Our property-casualty products are sold primarily through affinity relationships. We issue insurance policies through our life insurance subsidiaries and property casualty companies (IDS Property Casualty Insurance Company and its subsidiary, Ameriprise Insurance Company). The primary sources of revenues for this segment are premiums, fees, and charges we receive to assume insurance-related risk. We earn net investment income on owned assets supporting insurance reserves and capital supporting the business. We also receive fees based on the level of assets supporting variable universal life separate account balances. This segment earns intersegment revenues from fees paid by our Asset Management segment for marketing support and other services provided in connection with the availability of VIT Funds under the variable universal life contracts. Intersegment expenses for this segment include distribution expenses for services provided by our Advice & Wealth Management segment, as well as expenses for investment management services provided by our Asset Management segment.

Corporate & Other - This segment consists of net investment income or loss on corporate level assets, including excess capital held in our subsidiaries and other unallocated equity and other revenues as well as unallocated corporate expenses.

35

Ameriprise Financial, Inc.

Glossary of Selected Terminology

Adjusted Net Pretax Operating Margin - An internal measure designed to calculate operating margins similar to how asset management companies define operating margins. A ratio representing adjusted operating earnings as a percentage of adjusted operating revenues for the asset management segment.

Adjusted Operating Earnings - Asset management segment pretax operating earnings less operating net investment income plus amortization of intangibles.

Adjusted Operating Revenues - Asset management segment operating total net revenues less pass through distribution revenue and subadvisory and other pass through revenues.

Affiliated General Account Assets - Balance sheet assets from various affiliates managed and reported by Columbia.

Allocated Equity - The internal allocation of consolidated Ameriprise Financial shareholders’ equity, excluding accumulated other comprehensive income (loss) and CIEs, is based on management’s best estimate of capital required to support the business. Estimates reflect the higher of regulatory or rating agency capital requirements, and includes capital held for some stress contingencies.  Equity is allocated to our operating segments for purposes of measuring segment return on allocated equity.  For the Corporate & Other segment, allocated equity also includes any equity available after equity has been allocated to the operating segments. Allocated equity is not adjusted for non-operating items except for CIEs.

Alternative Assets - Assets reported by the Company that include Hedge Funds and Collateralized Debt Obligations (“CDO”).

Ameriprise Financial - Ameriprise Financial includes ownership interests in subsidiaries that are attributable, directly or indirectly, to Ameriprise Financial, Inc. and excludes noncontrolling interests.

AOCI - Accumulated other comprehensive income (loss), net of tax.

Assets Under Administration - Assets under administration include assets for which we provide administrative services such as client assets invested in other companies’ products that we offer outside of our wrap accounts. These assets include those held in clients’ brokerage accounts. We generally record fees received from administered assets as distribution fees. We do not exercise management discretion over these assets and do not earn a management fee. These assets are not reported on our Consolidated Balance Sheets. Assets under administration also include certain assets on our Consolidated Balance Sheets for which we do not provide investment management services and do not recognize management fees, such as investments in non-affiliated funds held in the separate accounts of our life insurance subsidiaries. These assets do not include assets under advisement, for which we provide model portfolios but do not have full discretionary investment authority.

Assets Under Management - Assets under management include assets for which we provide investment management services, such as the assets of the Columbia funds and Threadneedle funds, assets of institutional clients, and client assets held in wrap and personal trust accounts as well as assets managed by sub-advisors selected by us. Assets under management also include certain assets on our Consolidated Balance Sheets for which we provide investment management services and recognize management fees in our Asset Management segment, such as the assets of the general account, RiverSource Variable Product funds held in the separate accounts of our life insurance subsidiaries, and client assets of CIEs. These assets do not include assets under advisement, for which we provide model portfolios, but do not have full discretionary investment authority.

Auto & Home Insurance - Personal auto and home protection products marketed directly to customers through marketing affiliates such as Costco Wholesale Corporation and Ford Motor Credit Company. We sell these products through our auto and home subsidiary, IDS Property Casualty Insurance Company (doing business as Ameriprise Auto & Home Insurance).

Cash Sales - Cash sales are the dollar value volume indicator that captures gross new cash inflows which generate product revenue streams to our company. This includes primarily “client initiated” activity that results in an incremental increase in assets or premiums in force (but doesn’t need to result in time of sale revenue), or activity that doesn’t increase assets or premiums in force, but generates “fee revenue”.

Consolidated Investment Entities (“CIEs”) - CIEs include certain property and hedge funds as well as the variable interest entities required to be consolidated under current accounting standards.

DAC Rollforward Other - We record unrealized securities gains (losses) in accumulated other comprehensive income (loss), net of income tax provision (benefit) and net of adjustments in other asset and liability balances, such as DAC, to reflect the expected impact on their carrying values had the unrealized securities gains (losses) been realized as of the respective balance sheet dates.

Deferred Acquisition Costs and Amortization - Deferred acquisition costs (“DAC”) represent the direct costs of acquiring new protection and annuity contracts, principally direct sales commissions and other distribution and underwriting costs that have been deferred on the sale of life, disability income, long term care, auto, and home insurance and annuities.  DAC also includes deferred direct sales commissions on certain mutual fund products. These costs are deferred to the extent they are directly related to the acquisition of new business and are recoverable from future profits.

Life Insurance in Force - The total amount of all life insurance death benefits currently insured by our company.

Market Impact on Indexed Universal Life Benefits - The impact of changes in financial market conditions on benefit costs associated with indexed universal life benefits accounted for as embedded derivatives, net of changes in associated economic hedge values and net of related impacts on DAC amortization, unearned revenue amortization, and the reinsurance accrual.  This market impact includes the risk margin and nonperformance spread impact.

Market Impact on Variable Annuity Guaranteed Living Benefits - The impact of changes in financial market conditions on benefit costs associated with variable annuity guaranteed living benefits accounted for as embedded derivatives, net of changes in associated economic hedge values and net of related impacts on DAC and DSIC amortization.  This market impact includes the risk margin and nonperformance spread impact.

Net Amount at Risk - Life insurance in force less policyholder reserves net of reinsurance.

Net Flows - Sales less redemptions and miscellaneous flows which may include reinvested dividends.

Net New Flows - Mutual or VP/VIT fund inflows less outflows.

Operating Earnings - Net income attributable to Ameriprise Financial less integration/restructuring charges, net of tax, market impact on variable annuity guaranteed living benefits and indexed universal life benefits, net of tax, income (loss) from discontinued operations, net of tax and realized gains, net of tax, plus realized losses, net of tax.

Operating Expenses - Total expenses less integration/restructuring charges, market impact on variable annuity guaranteed living benefits, market impact on indexed universal life benefits and expense from consolidated investment entities.

Operating Net Investment Income - Net investment income minus net realized gains (losses) and net investment income from consolidated investment entities.

Operating Return on Allocated Equity - Calculated using operating earnings subject to the quarterly operating effective tax rate for the last four quarters in the numerator and the average allocated equity as of the last day of the trailing four quarters and current quarter in the denominator.  Operating earnings are based on the regulatory levels of assets for each product line, not the higher of regulatory or rating agency requirements.

Operating Total Net Revenues - Total net revenues less realized gains plus realized losses plus/less indexed universal life market impact on reinsurance and unearned revenue less revenue from consolidated investment entities and integration/restructuring.

Pretax Operating Earnings - Income from continuing operations before income tax provision plus or minus net realized gains (losses) plus integration/restructuring charges plus market impact on variable annuity guaranteed living benefits plus market impact on indexed universal life benefits minus pretax income (loss) from consolidated investment entities.

Pretax Operating Margin - A ratio representing pretax operating earnings as a percentage of operating total net revenues.

Pretax Income (Loss) Margin - A ratio representing pretax income (loss) as a percentage of total net revenues.

Risk Margin and Nonperformance Spread Impact - The portion of the market impact on variable annuity guaranteed living benefits and indexed universal life benefits related to liability valuation adjustments made in accordance with Financial Accounting Standards Board Accounting Standards Codification 820, Fair Value Measurements and Disclosures (“ASC 820”) that management considers to be non-economic, including the impact of discounting projected benefits at a rate reflecting a current estimate of RiverSource Life’s nonperformance spread.

Separate Account - Represents assets and liabilities that are maintained and established primarily for the purpose of funding variable annuity and insurance products. The assets of the separate account are only available to fund the liabilities of the variable annuity contract holders and others with contracts requiring premiums or other deposits to the separate account. Clients elect to invest premiums in stock, bond and/or money market funds depending on their risk tolerance. All investment performance, net of fees, is passed through to the client.

Threadneedle - Threadneedle Asset Management Holdings Sarl is a holding company for the London-based Threadneedle companies, which provide investment management products and services.

Total Ameriprise Financial Capital - Total Ameriprise Financial shareholders’ equity plus total Ameriprise Financial long-term debt. Total Ameriprise Financial capital is also presented excluding fair value of hedges, unamortized discount and equity of CIEs.

Total Ameriprise Financial Long-term Debt to Total Ameriprise Financial Capital Ratio - A ratio comprised of total Ameriprise Financial long-term debt divided by Ameriprise Financial capital. We also present total Ameriprise Financial long-term debt to total Ameriprise Financial capital ratios excluding fair value of hedges, unamortized discount and equity of consolidated investment entities. 

Wrap Accounts - Wrap accounts enable our clients to purchase other securities such as mutual funds in connection with investment advisory fee-based “wrap account” programs or services. We offer clients the opportunity to select products that include affiliated and non-affiliated funds. We currently offer both discretionary and non-discretionary investment advisory wrap accounts. In a discretionary wrap account, an unaffiliated investment advisor or our investment management subsidiary, Columbia Management Investment Advisers, LLC, chooses the underlying investments in the portfolio on behalf of the client. In a non-discretionary wrap account, the client chooses the underlying investments in the portfolio based, to the extent the client elects, in part or whole on the recommendations of their financial advisor. Investors in our wrap accounts generally pay an asset-based fee based on the assets held in their wrap accounts. These investors also pay any related fees or costs included in the underlying securities held in that account, such as underlying mutual fund operating expenses and Rule 12b-1 fees.

36

Exhibit A

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Disclosed Items

37

Ameriprise Financial, Inc.

Disclosed Items

3 Qtr 2013

Excluded from Operating Earnings

	Annuities					Protection					Corporate and Eliminations
			Market Impact on					Market Impact on
	Securities		VA Guaranteed			Securities		Indexed Universal			Securities
(in millions, unaudited)	Gains/(Losses) (1)		Living Benefits (2)(7)			Gains/(Losses) (1)		Life Benefits (3)			Gains/(Losses) (1)		CIEs (4)
Revenues
Management and financial advice fees	$	—	$	—		$	—	$	—		$	—	$	(13	)
Distribution fees	—		—			—		—			—		—
Net investment income	1		—			2		—			3		81
Premiums	—		—			—		—			—		—
Other revenues	—		—			—		(2		)	—		46
Total revenues	1		—			2		(2		)	3		114
Banking and deposit interest expense	—		—			—		—			—		—
Total net revenues	1		—			2		(2		)	3		114
Expenses
Distribution expenses	—		—			—		—			—		—
Interest credited to fixed accounts	—		—			—		—			—		—
Benefits, claims, losses and settlement expenses	—		25			—		—			—		—
Amortization of deferred acquisition costs	—		(4		)	—		—			—		—
Interest and debt expense	—		—			—		—			—		42
General and administrative expense	—		—			—		—			—		5
Total expenses	—		21			—		—			—		47
Pretax segment income (loss)	1		(21		)	2		(2		)	3		67
Less: Net income (loss) attributable to noncontrolling interest	—		—			—		—			—		67
Pretax segment gain (loss) attributable to Ameriprise Financial	$	1	$	(21	)	$	2	$	(2	)	$	3	$	—

Included in Operating Earnings

	Annuities						Protection
	Market			Valuation			Valuation			Auto & Home
	Impacts			Assumptions &			Assumptions &			Catastrophe
(in millions, unaudited)	to DAC/DSIC (5)			Model Changes (6)(7)			Model Changes (6)			Losses (8)
Revenues
Management and financial advice fees	$	—		$	—		$	—		$	—
Distribution fees	—			—			—			—
Net investment income	—			—			—			—
Premiums	—			—			—			—
Other revenues	—			—			(18		)	—
Total revenues	—			—			(18		)	—
Banking and deposit interest expense	—			—			—			—
Operating total net revenues	—			—			(18		)	—
Expenses
Distribution expenses	—			—			—			—
Interest credited to fixed accounts	—			—			—			—
Benefits, claims, losses and settlement expenses	(3		)	21			(4		)	15
Amortization of deferred acquisition costs	(10		)	(81		)	(3		)	—
Interest and debt expense	—			—			—			—
General and administrative expense	—			—			—			—
Operating expenses	(13		)	(60		)	(7		)	15
Pretax operating earnings	$	13		$	60		$	(11	)	$	(15	)

(1)Pretax net realized investment gains/(losses) on Available-for-Sale securities and other securities

(2)Variable annuity guaranteed living benefit impacts include:

$27 million net expense related to hedged variable annuity living benefits

$6 million decrease in DAC and DSIC amortization resulting from hedged living benefits

(3)Indexed universal life benefit impacts include:

$2 million increase in unearned revenue reserve amortization and reinsurance accrual from hedged indexed universal life benefits

(4)Reflects revenues and expenses of Consolidated Investment Entities

(5)Decrease in DAC and DSIC amortization from higher than projected separate account growth

(6)Net pretax impact of model changes and the annual review/updating of valuation assumptions

(7)$17 million benefit attributable to annual review/updating of valuation assumptions is excluded from operating earnings and disclosed as part of the Market Impact on VA Guaranteed Living Benefits

(8)Total Auto & Home catastrophe losses for the quarter

38

Ameriprise Financial, Inc.

Disclosed Items

2 Qtr 2013

Excluded from Operating Earnings

	Annuities						Protection			Corporate and Eliminations
				Market Impact on			Market Impact on
	Securities			VA Guaranteed			Indexed Universal			Securities					Restructuring
(in millions, unaudited)	Gains/(Losses) (1)			Living Benefits (2)			Life Benefits (3)			Gains/(Losses) (1)		CIEs (4)			Charges (5)
Revenues
Management and financial advice fees	$	—		$	—		$	—		$	—	$	(29	)	$	—
Distribution fees	—			—			—			—		—			—
Net investment income	(3		)	—			—			3		7			—
Premiums	—			—			—			—		—			—
Other revenues	—			—			(1		)	—		34			—
Total revenues	(3		)	—			(1		)	3		12			—
Banking and deposit interest expense	—			—			—			—		—			—
Total net revenues	(3		)	—			(1		)	3		12			—
Expenses
Distribution expenses	—			—			—			—		—			—
Interest credited to fixed accounts	—			—			2			—		—			—
Benefits, claims, losses and settlement expenses	—			51			—			—		—			—
Amortization of deferred acquisition costs	—			(8		)	(1		)	—		—			—
Interest and debt expense	—			—			—			—		35			—
General and administrative expense	—			—			—			—		17			1
Total expenses	—			43			1			—		52			1
Pretax segment income (loss)	(3		)	(43		)	(2		)	3		(40		)	(1		)
Less: Net income (loss) attributable to noncontrolling interest	—			—			—			—		(40		)	—
Pretax segment gain (loss) attributable to Ameriprise Financial	$	(3	)	$	(43	)	$	(2	)	$	3	$	—		$	(1	)

Included in Operating Earnings

	Asset Management				Annuities			Protection						Consolidated
					Market						Auto & Home
	Gain on Sale -				Impacts			Reserve			Catastrophe			Compensation
(in millions, unaudited)	Cofunds (6)		CDO Benefit (7)		to DAC/DSIC (8)			Adjustment (9)			Losses (10)			Items (11)
Revenues
Management and financial advice fees	$	—	$	17	$	—		$	—		$	—		$	—
Distribution fees	—		—		—			—			—			—
Net investment income	30		10		—			—			—			—
Premiums	—		—		—			—			—			—
Other revenues	—		—		—			—			—			—
Total revenues	30		27		—			—			—			—
Banking and deposit interest expense	—		—		—			—			—			—
Operating total net revenues	30		27		—			—			—			—
Expenses
Distribution expenses	—		—		—			—			—			4
Interest credited to fixed accounts	—		—		—			—			—			—
Benefits, claims, losses and settlement expenses	—		—		3			8			4			—
Amortization of deferred acquisition costs	—		—		9			—			—			—
Interest and debt expense	—		—		—			—			—			—
General and administrative expense	—		8		—			—			—			17
Operating expenses	—		8		12			8			4			21
Pretax operating earnings	$	30	$	19	$	(12	)	$	(8	)	$	(4	)	$	(21	)

(1)Pretax net realized investment gains/(losses) on Available-for-Sale securities and other securities

(2)Variable annuity guaranteed living benefit impacts include:

$50 million net expense related to hedged variable annuity living benefits

$7 million decrease in DAC and DSIC amortization resulting from hedged living benefits

(3)Indexed universal life benefit impacts include:

$2 million net expense related to hedged indexed universal life benefits

$1 million decrease in DAC amortization resulting from hedged indexed universal life benefits

$1 million increase in unearned revenue reserve amortization and reinsurance accrual from hedged indexed universal life benefits

(4)Reflects revenues and expenses of Consolidated Investment Entities

(5)Non-recurring restructuring charges related to exiting the banking business

(6)Threadneedle gain on sale of strategic business investment in Cofunds

(7)CDO fund liquidation benefit

(8)Increase in DAC and DSIC amortization from lower than projected separate account growth

(9)Disability income insurance reserve adjustment

(10)Above the normal expected level of claims experience; total catastrophe losses were $18 million for the quarter

(11)True-up of performance based compensation, retention and benefit items as well as severance expense

39

Ameriprise Financial, Inc.

Disclosed Items

1 Qtr 2013

Excluded from Operating Earnings

	Advice & Wealth Management		Annuities						Protection					Corporate and Eliminations
						Market Impact on						Market Impact on
	Securities		Securities			VA Guaranteed			Securities			Indexed Universal		Securities					Restructuring
(in millions, unaudited)	Gains/(Losses) (1)		Gains/(Losses) (1)			Living Benefits (2)			Gains/(Losses) (1)			Life Benefits (3)		Gains/(Losses) (1)		CIEs (4)			Charges (5)
Revenues
Management and financial advice fees	$	—	$	—		$	—		$	—		$	—	$	—	$	(12	)	$	—
Distribution fees	—		—			—			—			—		—		—			—
Net investment income	1		(1		)	—			(1		)	—		2		77			—
Premiums	—		—			—			—			—		—		—			—
Other revenues	—		—			—			—			—		—		17			—
Total revenues	1		(1		)	—			(1		)	—		2		82			—
Banking and deposit interest expense	—		—			—			—			—		—		—			—
Total net revenues	1		(1		)	—			(1		)	—		2		82			—
Expenses
Distribution expenses	—		—			—			—			—		—		—			—
Interest credited to fixed accounts	—		—			—			—			—		—		—			—
Benefits, claims, losses and settlement expenses	—		—			1			—			—		—		—			—
Amortization of deferred acquisition costs	—		—			1			—			—		—		—			—
Interest and debt expense	—		—			—			—			—		—		41			—
General and administrative expense	—		—			—			—			—		—		11			2
Total expenses	—		—			2			—			—		—		52			2
Pretax segment income (loss)	1		(1		)	(2		)	(1		)	—		2		30			(2		)
Less: Net income (loss) attributable to noncontrolling interest	—		—			—			—			—		—		30			—
Pretax segment gain (loss) attributable to Ameriprise Financial	$	1	$	(1	)	$	(2	)	$	(1	)	$	—	$	2	$	—		$	(2	)

Included in Operating Earnings

	Asset Management			Annuities			Protection
				Market			Market
	Threadneedle			Impacts			Impacts
(in millions, unaudited)	Valuation (6)			to DAC/DSIC (7)			to DAC/DSIC (7)
Revenues
Management and financial advice fees	$	—		$	—		$	—
Distribution fees	—			—			—
Net investment income	—			—			—
Premiums	—			—			—
Other revenues	—			—			—
Total revenues	—			—			—
Banking and deposit interest expense	—			—			—
Operating total net revenues	—			—			—
Expenses
Distribution expenses	—			—			—
Interest credited to fixed accounts	—			—			—
Benefits, claims, losses and settlement expenses	—			(3		)	—
Amortization of deferred acquisition costs	—			(11		)	(1		)
Interest and debt expense	—			—			—
General and administrative expense	2			—			—
Operating expenses	2			(14		)	(1		)
Pretax operating earnings	$	(2	)	$	14		$	1

(1)Pretax net realized investment gains/(losses) on Available-for-Sale securities and other securities

(2)Variable annuity guaranteed living benefit impacts include:

$1 million net expense related to hedged variable annuity living benefits

$1 million increase in DAC and DSIC amortization resulting from hedged living benefits

(3)Indexed universal life benefit impacts include:

$0 million net expense related to hedged indexed universal life benefits

$0 million increase in DAC amortization resulting from hedged indexed universal life benefits

$0 million increase in unearned revenue reserve amortization and reinsurance accrual from hedged indexed universal life benefits

(4)Reflects revenues and expenses of Consolidated Investment Entities

(5)Non-recurring restructuring charges related to exiting the banking business

(6)Impact related to Threadneedle’s estimated change in market valuation attributable to its employee incentive compensation program

(7)Decrease in DAC and DSIC amortization from higher than projected separate account growth

40

Ameriprise Financial, Inc.

Disclosed Items

4 Qtr 2012

Excluded from Operating Earnings

	Advice & Wealth Management		Annuities						Corporate and Eliminations
						Market Impact on
	Securities		Securities			VA Guaranteed			Securities					Restructuring
(in millions, unaudited)	Gains/(Losses) (1)		Gains/(Losses) (1)			Living Benefits (2)(7)			Gains/(Losses) (1)		CIEs (3)			Charges (4)
Revenues
Management and financial advice fees	$	—	$	—		$	—		$	—	$	(11	)	$	—
Distribution fees	—		—			—			—		—			—
Net investment income	84		(3		)	—			1		(8		)	—
Premiums	—		—			—			—		—			—
Other revenues	—		—			—			—		10			5
Total revenues	84		(3		)	—			1		(9		)	5
Banking and deposit interest expense	—		—			—			—		—			1
Total net revenues	84		(3		)	—			1		(9		)	4
Expenses
Distribution expenses	—		—			—			—		—			—
Interest credited to fixed accounts	—		—			—			—		—			—
Benefits, claims, losses and settlement expenses	—		—			57			—		—			—
Amortization of deferred acquisition costs	—		—			(12		)	—		—			—
Interest and debt expense	—		—			—			—		42			—
General and administrative expense	—		—			—			—		6			9
Total expenses	—		—			45			—		48			9
Pretax segment income (loss)	84		(3		)	(45		)	1		(57		)	(5		)
Less: Net income (loss) attributable to noncontrolling interest	—		—			—			—		(57		)	—
Pretax segment gain (loss) attributable to Ameriprise Financial	$	84	$	(3	)	$	(45	)	$	1	$	—		$	(5	)

Included in Operating Earnings

	Annuities						Protection			Corporate and Eliminations			Consolidated
	Market						Auto & Home			Settlement with
	Impacts			Valuation			Catastrophe			Third Party
(in millions, unaudited)	to DAC/DSIC (5)			Model Revisions (6)(7)			Losses (8)			Service Provider (9)			Tax Adjustment (10)
Revenues
Management and financial advice fees	$	—		$	—		$	—		$	—		$	—
Distribution fees	—			—			—			—			—
Net investment income	—			—			—			—			—
Premiums	—			—			—			—			—
Other revenues	—			—			—			—			—
Total revenues	—			—			—			—			—
Banking and deposit interest expense	—			—			—			—			—
Operating total net revenues	—			—			—			—			—
Expenses
Distribution expenses	—			—			—			—			—
Interest credited to fixed accounts	—			—			—			—			—
Benefits, claims, losses and settlement expenses	(1		)	(53		)	20			—			—
Amortization of deferred acquisition costs	(1		)	10			—			—			—
Interest and debt expense	—			—			—			—			—
General and administrative expense	—			—			—			(15		)	—
Operating expenses	(2		)	(43		)	20			(15		)	—
Pretax operating earnings	$	2		$	43		$	(20	)	$	15		$	—
Tax adjustment													$	16

(1)Pretax net realized investment gains/(losses) on Available-for-Sale securities and other securities

(2)Variable annuity guaranteed living benefit impacts include:

$59 million net expense related to hedged variable annuity living benefits

$14 million decrease in DAC and DSIC amortization resulting from hedged living benefits

(3)Reflects revenues and expenses of Consolidated Investment Entities

(4)Non-recurring restructuring charges related to exiting the banking business

(5)Decrease in DAC and DSIC amortization from higher than projected separate account growth

(6)Revisions to certain calculations in the valuation of Variable Annuities

(7)$2 million expense attributable to valuation model revisions is excluded from operating earnings and disclosed as part of the Market Impact on VA Guaranteed Living Benefits

(8)Catastrophe losses related to Superstorm Sandy

(9)Positive impact related to settlement with a third party service provider

(10)Tax adjustment from prior periods

41

Ameriprise Financial, Inc.

Disclosed Items

3 Qtr 2012

Excluded from Operating Earnings

	Advice & Wealth Management			Annuities					Protection			Corporate and Eliminations
						Market Impact on
	Securities			Securities		VA Guaranteed			Securities			Securities						Restructuring
(in millions, unaudited)	Gains/(Losses) (1)			Gains/(Losses) (1)		Living Benefits (2)(8)			Gains/(Losses) (1)			Gains/(Losses) (1)			CIEs (3)			Charges (4)
Revenues
Management and financial advice fees	$	—		$	—	$	—		$	—		$	—		$	(11	)	$	—
Distribution fees	—			—		—			—			—			—			—
Net investment income	(67		)	1		—			(1		)	(1		)	43			(7		)
Premiums	—			—		—			—			—			—			—
Other revenues	—			—		—			—			—			(5		)	—
Total revenues	(67		)	1		—			(1		)	(1		)	27			(7		)
Banking and deposit interest expense	—			—		—			—			—			—			1
Total net revenues	(67		)	1		—			(1		)	(1		)	27			(8		)
Expenses
Distribution expenses	—			—		—			—			—			—			—
Interest credited to fixed accounts	—			—		—			—			—			—			—
Benefits, claims, losses and settlement expenses	—			—		117			—			—			—			—
Amortization of deferred acquisition costs	—			—		(26		)	—			—			—			—
Interest and debt expense	—			—		—			—			—			44			—
General and administrative expense	—			—		—			—			—			5			9
Total expenses	—			—		91			—			—			49			9
Pretax segment income (loss)	(67		)	1		(91		)	(1		)	(1		)	(22		)	(17		)
Less: Net income (loss) attributable to noncontrolling interest	—			—		—			—			—			(22		)	—
Pretax segment gain (loss) attributable to Ameriprise Financial	$	(67	)	$	1	$	(91	)	$	(1	)	$	(1	)	$	—		$	(17	)

Included in Operating Earnings

	Asset Management		Annuities						Protection
	Hedge Fund		Market			Valuation			Market			Valuation
	Redemption		Impacts			Assumptions &			Impacts			Assumptions &
(in millions, unaudited)	Performance Fees (5)		to DAC/DSIC (6)			Model Changes (7)(8)			to DAC/DSIC (6)			Model Changes (7)
Revenues
Management and financial advice fees		*	$	—		$	—		$	—		$		—
Distribution fees	—		—			—			—			—
Net investment income	—		—			—			—			—
Premiums	—		—			—			—			—
Other revenues	—		—			—			—			(41			)
Total revenues	—		—			—			—			(41			)
Banking and deposit interest expense	—		—			—			—			—
Operating total net revenues	—		—			—			—			(41			)
Expenses
Distribution expenses	—		—			—			—			—
Interest credited to fixed accounts	—		—			—			—			—
Benefits, claims, losses and settlement expenses	—		(3		)	32			—			(14			)
Amortization of deferred acquisition costs	—		(11		)	28			(1		)	(14			)
Interest and debt expense	—		—			—			—			—
General and administrative expense	*		—			—			—			—
Operating expenses	—		(14		)	60			(1		)	(28			)
Pretax operating earnings	$	7	$	14		$	(60	)	$	1		$	(13		)

(1)Pretax net realized investment gains/(losses) on Available-for-Sale securities and other securities

(2)Variable annuity guaranteed living benefit impacts include:

$123 million net expense related to hedged variable annuity living benefits

$32 million decrease in DAC and DSIC amortization resulting from hedged living benefits

(3)Reflects revenues and expenses of Consolidated Investment Entities

(4)Non-recurring restructuring charges related to exiting the banking business

(5)The company has chosen not to disclose the gross revenue and expense amounts for competitive reasons, but instead has shown the net impact on pretax operating earnings

(6)Decrease in DAC and DSIC amortization from higher than projected separate account growth

(7)Net pretax impact of annual review/updating of valuation assumptions and model changes

(8)$10 million expense attributable to annual review/updating of valuation assumptions and model changes is excluded from operating earnings and disclosed as part of the Market Impact on VA Guaranteed Living Benefits

42

Exhibit B

Statistical Supplement Package

(unaudited)

Third Quarter 2013

Non-GAAP Financial Measure Reconciliations

43

Ameriprise Financial, Inc.

Non-GAAP Financial Measure Reconciliations

Third Quarter 2013

																Year-to-date
(in millions unless otherwise noted, unaudited)	3 Qtr 2012			4 Qtr 2012			1 Qtr 2013			2 Qtr 2013			3 Qtr 2013			2012			2013
Return on Equity
Net income attributable to Ameriprise Financial (last twelve months)	$	876		$	1,029		$	1,120		$	1,218		$	1,427		$	876		$	1,427
Less income (loss) from discontinued operations, net of tax (last twelve months)	10			(2		)	(2		)	(2		)	—			10			—
Net income from continuing operations attributable to Ameriprise Financial (last twelve months)	866			1,031			1,122			1,220			1,427			866			1,427
Less adjustments (1)	(320		)	(214		)	(126		)	(126		)	(22		)	(320		)	(22		)
Operating earnings (last twelve months)	$	1,186		$	1,245		$	1,248		$	1,346		$	1,449		$	1,186		$	1,449
Total Ameriprise Financial shareholders’ equity (five point quarter end average)	$	9,057		$	9,071		$	9,066		$	8,911		$	8,775		$	9,057		$	8,775
Less assets and liabilities held for sale (five point quarter end average)	21			—			—			—			—			21			—
Less AOCI, net of tax (five point quarter end average)	912			1,001			1,068			1,023			955			912			955
Total Ameriprise Financial shareholders’ equity from continuing operations excluding AOCI (five point quarter end average)	8,124			8,070			7,998			7,888			7,820			8,124			7,820
Less equity impacts attributable to the consolidated investment entities (five point quarter end average)	406			397			384			356			344			406			344
Operating equity (five point quarter end average)	$	7,718		$	7,673		$	7,614		$	7,532		$	7,476		$	7,718		$	7,476
Return on equity excluding AOCI	10.7		%	12.8		%	14.0		%	15.5		%	18.2		%	10.7		%	18.2		%
Operating return on equity excluding AOCI	15.4		%	16.2		%	16.4		%	17.9		%	19.4		%	15.4		%	19.4		%
Effective Tax Rate
Income from continuing operations before income tax provision	$	199		$	418		$	487		$	402		$	602		$	820		$	1,491
Less pretax income (loss) attributable to noncontrolling interests	(22		)	(57		)	30			(40		)	67			(71		)	57
Income from continuing operations before income tax provision excluding consolidated investment entities (CIEs)	221			475			457			442			535			891			1,434
Less adjustments (2)	(176		)	32			(3		)	(46		)	(17		)	(361		)	(66		)
Pretax operating earnings	$	397		$	443		$	460		$	488		$	552		$	1,252		$	1,500
Income tax provision from continuing operations	$	47		$	87		$	121		$	120		$	154		$	248		$	395
Operating income tax provision	$	108		$	76		$	122		$	136		$	160		$	374		$	418
Effective tax rate (3)	23.8		%	20.8		%	25.0		%	29.6		%	25.5		%	30.3		%	26.4		%
Effective tax rate excluding noncontrolling interests (3)	21.4		%	18.3		%	26.6		%	26.9		%	28.7		%	27.9		%	27.5		%
Operating effective tax rate (3)	27.2		%	17.2		%	26.5		%	27.9		%	29.0		%	29.9		%	27.9		%

(1)Adjustments reflect the trailing twelve months’ sum of after-tax net realized gains/losses; the market impact on variable annuity guaranteed living benefits net of hedges and related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; and integration/restructuring charges. After-tax is calculated using the statutory tax rate of 35%.

(2)Adjustments reflect net realized gains/losses; the market impact on variable annuity guaranteed living benefits net of hedges and related DSIC and DAC amortization; the market impact on indexed universal life benefits, net of hedges and the related DAC amortization, unearned revenue amortization, and the reinsurance accrual; and integration/restructuring charges.

(3)Year-to-date 2012 includes a tax-related item related to incomplete data received from a third party service provider for securities lending activities in prior periods.

44

Ameriprise Financial, Inc.

Non-GAAP Financial Measure Reconciliations

Third Quarter 2013

(in millions unless otherwise noted, unaudited)	September 30, 2012			December 31, 2012			March 31, 2013			June 30, 2013			September 30, 2013
Long-term Debt Summary
Senior notes	$	2,119		$	2,109		$	2,095		$	2,058		$	2,653
Junior subordinated notes	294			294			294			294			294
Total Ameriprise Financial long-term debt	2,413			2,403			2,389			2,352			2,947
Less fair value of hedges and unamortized discount	169			159			145			108			103
Total Ameriprise Financial long-term debt excluding fair value of hedges and unamortized discount	$	2,244		$	2,244		$	2,244		$	2,244		$	2,844
Equity Summary
Total equity	$	9,821		$	9,712		$	9,617		$	8,982		$	9,169
Less noncontrolling interests	664			620			657			642			844
Total Ameriprise Financial shareholders’ equity	9,157			9,092			8,960			8,340			8,325
Less equity of consolidated investment entities	365			312			338			282			319
Total Ameriprise Financial shareholders’ equity excluding CIEs	$	8,792		$	8,780		$	8,622		$	8,058		$	8,006
Capital Summary
Total Ameriprise Financial long-term debt	$	2,413		$	2,403		$	2,389		$	2,352		$	2,947
Total Ameriprise Financial shareholders’ equity	9,157			9,092			8,960			8,340			8,325
Total Ameriprise Financial capital	11,570			11,495			11,349			10,692			11,272
Less equity of consolidated investment entities	365			312			338			282			319
Less fair value of hedges and unamortized discount	169			159			145			108			103
Total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs	$	11,036		$	11,024		$	10,866		$	10,302		$	10,850
Total Ameriprise Financial long-term debt to total Ameriprise Financial capital	20.9		%	20.9		%	21.1		%	22.0		%	26.1		%
Total Ameriprise Financial long-term debt to total Ameriprise Financial capital excluding fair value of hedges, unamortized discount and equity of CIEs	20.3		%	20.4		%	20.7		%	21.8		%	26.2		%
Ameriprise Financial shareholders’ equity	$	9,157		$	9,092		$	8,960		$	8,340		$	8,325
AOCI	1,267			1,194			1,084			625			605
Appropriated retained earnings of CIEs	390			336			361			299			335
AOCI attributable to CIEs	(25		)	(24		)	(23		)	(17		)	(16		)
Ameriprise Financial shareholders’ equity	$	9,157		$	9,092		$	8,960		$	8,340		$	8,325
Less AOCI	1,267			1,194			1,084			625			605
Ameriprise Financial shareholders’ equity excluding AOCI	$	7,890		$	7,898		$	7,876		$	7,715		$	7,720
Ameriprise Financial shareholders’ equity	$	9,157		$	9,092		$	8,960		$	8,340		$	8,325
Less appropriated retained earnings of CIEs	390			336			361			299			335
Less AOCI	1,267			1,194			1,084			625			605
Ameriprise Financial shareholders’ equity excluding CIEs and AOCI	$	7,500		$	7,562		$	7,515		$	7,416		$	7,385

45