-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ViauA/oxImP46X7hYjlKtQKgRSUEOPNvkbq1izZDkKQk6DOteiZWpoD9V1Q/cqvm C5KxR2vdVaGiMVrWgapRIg== 0001104659-10-012857.txt : 20100308 0001104659-10-012857.hdr.sgml : 20100308 20100308163903 ACCESSION NUMBER: 0001104659-10-012857 CONFORMED SUBMISSION TYPE: FWP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100308 DATE AS OF CHANGE: 20100308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: FWP SEC ACT: 1934 Act SEC FILE NUMBER: 333-158972 FILM NUMBER: 10664148 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: FWP BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 FWP 1 a10-5148_4fwp.htm FWP

 

ISSUER FREE WRITING PROSPECTUS

(RELATING TO THE PRELIMINARY PROSPECTUS

SUPPLEMENT DATED MARCH 8, 2010 AND

THE PROSPECTUS DATED MAY 26, 2009)

FILED PURSUANT TO RULE 433

REGISTRATION NO. 333-158972

MARCH 8, 2010

 

 

AMERIPRISE FINANCIAL, INC.
$750,000,000
5.30% SENIOR NOTES DUE 2020

 

FINAL TERM SHEET DATED MARCH 8, 2010

 

Issuer

 

Ameriprise Financial, Inc. (“Ameriprise”)

 

 

 

Expected Ratings*

(Outlook)

 

A3 (Moody’s) / A (S&P) / A- (Fitch)

(Negative / Negative / Negative)

 

 

 

Security

 

5.30% Senior Notes due 2020

 

 

 

Trade Date

 

March 8, 2010

 

 

 

Settlement Date (T+3)

 

March 11, 2010

 

 

 

Maturity Date

 

March 15, 2020

 

 

 

Coupon

 

5.30%

 

 

 

Currency:

 

USD

 

 

 

Size:

 

$750,000,000

 

 

 

Security Type:

 

SEC Registered Senior Notes

 

 

 

Day Count Convention:

 

30/360

 

 

 

Benchmark Treasury:

 

3.625% US Treasury due 02/20

 

 

 

Spread to Benchmark Treasury:

 

+162.5 basis points

 

 

 

Benchmark Treasury Spot and Yield:

 

99-10+; 3.706% of yield

 

 

 

Price to Public:

 

99.761% of principal amount

 

 

 

Yield to Maturity:

 

5.331%

 



 

Optional Redemption:

 

In full or in part on one or more occasions, make-whole call at a discount rate of Treasury plus 25 basis points or, if greater, 100% of the principal amount of notes to be redeemed, in each case plus accrued and unpaid interest to the date of redemption.

 

 

 

Proceeds (after underwriting discount and before expenses) to Issuer:

 

$743,332,500 (99.111% of principal amount)

 

 

 

Interest Payment Dates:

 

Interest will accrue from March 11, 2010 and will be payable semi-annually in arrears on March 15 and September 15 of each year, commencing September 15, 2010

 

 

 

Denomination:

 

$2,000 and integral multiples of $1,000 in excess thereof

 

 

 

CUSIP/ISIN:

 

03076CAE6 / US03076CAE66

 

 

 

Bookrunners:

 

Goldman, Sachs & Co.

Credit Suisse Securities (USA) LLC

Morgan Stanley & Co. Incorporated

 

 

 

Co-Managers

 

Banc of America Securities LLC

HSBC Securities (USA) Inc.

J.P. Morgan Securities Inc.

Wells Fargo Securities, LLC


*Note: An explanation of the significance of ratings may be obtained from the rating agencies.  Generally, rating agencies base their ratings on such material and information, and such of their own investigations, studies and assumptions, as they deem appropriate.  The ratings of the notes should be evaluated independently from similar ratings of other securities.  A credit rating of a security is not a recommendation to buy, sell or hold securities and may be subject to review, revision, suspension, reduction or withdrawal at any time by the assigning rating agency.

 

The issuer has filed a registration statement (including a prospectus and related preliminary prospectus supplement) with the U.S. Securities and Exchange Commission (SEC) for this offering. Before you invest, you should read the preliminary prospectus supplement and prospectus for this offering in that registration statement, and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by EDGAR at the SEC web site at www.sec.gov. Alternatively, you may obtain a copy of the prospectus and related preliminary prospectus supplement by calling Goldman, Sachs & Co. toll free at 1-866-471-2526, Credit Suisse Securities (USA) LLC toll free at 1-800-221-1037 or Morgan Stanley & Co. Incorporated toll-free at  1-866-718-1649.

 

Any disclaimer or other notice that may appear below is not applicable to this communication and should be disregarded. Such disclaimer or notice was automatically generated as a result of this communication being sent by Bloomberg or another email system.

 


GRAPHIC 2 g51484bai001.jpg GRAPHIC begin 644 g51484bai001.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_VP!#``H'!P@'!@H("`@+"@H+#A@0#@T- M#AT5%A$8(Q\E)"(?(B$F*S7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#V:BBB@`HH MHH`****`"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`***P_%GB> MT\+Z.]U-(IN9%*VT.,F1\>F1\HXR<_J0"TG)V0FTE=E_5M8T_0[$WNI7*V\` M8+N8$DD]``,DGZ=@3VKA=3^,FGV]T8].TR6]B&097E\G)SV&TG&,'G!]J\ZU MO5->\1F35K_[3+:B0A2%;R(2G MRJ"#^&.O(XSB>,/!2:9X"T^XMK<-<6H4W4@4*V&'.1MR<,>I/0#.<<>:4XT: M52-TA2JU:;LV?4%M=6][;K<6EQ%<0OG;)$X96P<'!''4&IJ\"\.^*-=\#SA' MM9/LMR%D:VND9`PS]]/0D#&>1Z@X%>XZ5JEIK.G17UE*LD4JAL!@2A(!VM@G M##(R*Y*M)TWY'72JJ?J7****Q-@HHHH`****`"BBB@`HHHH`****`"BBB@`H MHHH`****`"BBB@`HHHH`****`"OGOQQXEE\2^(IIEF9K*%C':)GY0G]X#`Y; M&>>>@["OH2OF[0O#>I^([GR-.A5R#\[-(%"#U/?'T%=F%44W)]#DQ3DTHKJ= M;\)]9B34+G0;UHVM;Y"T<C-X)\._P!IVVHQ:7#!/;.' M3R5V*2.F5''7G.,\5A^%_AE9Z)/;ZAA(JQX^\/Z_K M-BZ:1=LT;#$EL9=@<>@XP?Q-3.495/==KCA&4:?O*Y?\4>(O#-G93Z?K-Y"W MFH5:W4>8Y[C@`X/H3WKR_2=5M[K5K33?#.BQ6.Z3+W<*.K;GX3CT_`UR M^I:7?:1=?9M0M9+:8KN"..H]?T-=Y\(]%%[/J-[-$1&L7D1SJ<,C-][:>QQW M'K6_LXTJ;=[F/M)59I6LZ+X[TNVN`]O<+>Q(ZJXR`S`$9!Z$$@^QJKPJ4W&)-ITZBE(^A:*** M\P](*\_O_BFVCZF;#5/#\]O*C+YBK+Y<+:75\T$`D0I(R@':<`8("KMSGJ#710A&3]XYZ M\Y17NGO44L4:K\2O%VFQ6]Y-H]C;6E\7:U\U69F0$=<..Q'.`#G(XJ27XB>,?[ M$77(M%L5TXD1F9D=OGX!/W@=I;(!Q@=,D]:^KS)]O`]3HK`T3Q,-0\$IXBNX M-FVWDEFCBY_U98-MR>^TD`GOU[UR^@^-_%WBF6^;2M-TU8K9-ZK,7R2<[4SN M&2<'G`'')%0J4G?R+=2*MYGH]%>?^$/B+=>(I+C3+F&U@U1D8V9`812,%)PP MR2,8SD'D9Z'&<2]^*OB'2]5N;&[LM-D:V>2)C$D@&\9`();D;@#T&1Z=12H3 M;L2Z\$KGK= M.]7DNH;G1;2Q=(=T$ES;RQH7#J,'YB2-I;&.X%0^`?'VJ^*=/F--4VHRNKB=1.4;.QZ#17E&O_$KQ1X?UJ?2[BVTEY8-NYHX MY2IRH;C+#U]*NZWXP\>Z!9)>:CH^F0Q.XCSRV&()QQ*?0T>PEIYA[>.OD>E4 M5ROA[Q3>>*O"TEUID=K#JL1"/'<$^5NXRV%.[:1G'N".<9KA[?XM^);IEB@T MVPEF=@JHD,A))X`^_P`DGM2C1F[KL.5:"2?<]/\`$>I7.C^'[S4+2V^TSP)N M6,YQU`)..P!R?8=1UK%\`>+-1\56=Y+J%E'";>1522%6"/D'*\D\C`)Y_B'' MKCGQ9XYAT"[U>]TK3[.*V95*3P2H[Y8#Y1OY'(Y./;-:/P\\9:CXM_M#[?#; M1?9?*V>0K#.[?G.6/]T53IM4WI\R543FM?D=I17G'AOQUXE\6:E=V^G6VDP) M#&9%%PS[L9P!PV6Z\D*!],@5M^$_$^H:G=:U;ZT+.`Z2X1Y(`RIP7#$EF/'R M=>*B5*4;W+C5C*UCK**\ZT_QYK_B3Q/*YO#VN6]K',)G@CFMB53>I(P=QR0<8!ZYP,<\-T9H%6@SO MZ^789YK2=9H)7BEC.5="5*GV-?45>'?$OPM-HNNRZE%YDEGJ$C2^8P&$E8DL MF1^8Z<<+_``YU'1O#=I?:]J5VJSG-O%;H^97'#'">A(')...U;)^,,&O"<5G;1J]RL9D<2$@-*1D@D`G&>.`>!5 MOQ%J\>A:#=:E(NX0IPN`H( MZJ>^#ZUV7PA\.;5GU^YAP3F&UW+_`-]N,C_@((/]\&NR4HPI72L7&3YC)@D[0.3DA5/!X;'>L^Z^'^O M1^&)M&M_$YFLU1C':?8$7>=V\+OW9&6[Y_2K_B7P-J/B#7$U)?$DEJD&TVT* MVV[R",9(.X9)(SG&>@["MW^S]8_X1_[%_;G_`!,O^@A]D3^_G_5YV_=^7]:Z M%-1BE%G.X.4FY(\Q^$&JK:>(+K2W*JM[%E"5.YG3)`]OE+GGT'XM^,?_`"-% MI_UY+_Z&];5C\)+O3;^*^LO%#0W,+;DD6RY!_P"^^1V(Z$5;\0?#&[\1:Q/J M-UXD8[V/E1M:9$29^5!\XX'TYY/4FMO:4_:\]S'V=3V7)8S/C7_S!?\`MO\` M^TZ/^;?_`//_`#]5IZM\-]6UV"UAU/Q8UR+12L1>P7<,XSDA\GH.234LOP\U M&7PO!X>_X28K:12N[!;(`.I(*J<-GAMS=>2W^R*E3@H1C?9^93A-SE*VZ\C* MABDE^`96*-I&"LQ"C)P+DDGZ``G\*R?AEI%MK,=]`-8U33[F/:Y6RNQ$)5Y' MW<$G:>_^V/Q[[PMX1N_#UI)I]UK/]I::Z,HM)+4*H+$9Y)/'7Y>GS$UEW7PK MLEU47VCZI5*GHH/0GO7$:#%'-\9YUEC5U%[0?J"`1 M[BNYT3P%;Z7>RZE=:E=7VIMD17DC'?$"I7(#%@QP>K9'`X'>O'\,-,AU`ZA% MK.LI=EBQG6X0.2>ISL[Y.?K4JHM;RO=#=-Z65K,[2O%_@Y_R-MU_UX/_`.C( MZ]1U/2M3N]'%C9Z]/:SY.^[>%'D=2#QA0H4\C!&#\OXUR.D_"W4="O?MFF>* MFMY]I4L+$$$'J""Y!'^`]*FFXJ$DWN544G.+2V.'^)G_`"4#4_\`ME_Z*2O4 MOB;+%'X#OUDD13(T2H&;&\^8IP/4X!/X&O+OB7Q\0-2_[9?^BDKN+SX4/>B. M*7Q+>2P09%O%.AD$2=@/F'8`<8Z=.U;RY4J;D[6_X!A'F;FHJ]_^"5/@M!(M MOJ\Y4^7(T**V#@D;R1GU`8?F*Q/@]&C^+YV=%9H[)V0D9*G>@R/0X)'XFO3E M\-1V'A=]$T*Z;3"RX%RJ;W!)&YCR,L1D9XQQC&!7*:9\*K_1KP7FG>*WMIP, M;DL^HR#@C?@C('!XXJ/:1ESMNUR_9RCR)*]CH?B-_P`B)J/_`&R_]&I7)?!3 M_F-?]L/_`&I7:>+?#M[XEL%L8-7^P6[9\]/LXE\WE2O)(*X*]NN:R/"7P_N_ M"FI_:8=?,UO(,3V_V4*)>#MYW'&"<_F.YJ(RBJ+BWJS249.LI):')S^`)H[1 M/$/@G5YKFW`9H\;HYP!\IVD`;N=_&%XX&[-2^&/%>L:QHOB'2M4N'NQ'I,SP MR,%!7:I4@D#+$[AR3GY?>NCTWX>:GI5G/:6?BZZMX)V#.L4`4Y'<$L2#QS@C M(X-;'A3P9I_A2&0P?OKJ;B2X9<$KV4#)P/7GD_0`7*K'E=W?L9QI2NK*W<\R M^&UA;ZEJ%WI\FK:GIL[H'C^PW/E"7;G(;@Y(SD`=MU=W:_"W1K75X=4^WZG- MX;=EODR16^K0:GJNKWFJW-LP,+3,>,$D9R22`3D`$>^:4ZJD[J5APIN.CC< M[&J&M:-9:_IDNGW\>^*3H1PR-V93V(_^L<@D5?HKE3:=T=35U9GSUXI\&:GX M6N";A/-LVD*0W*XVOQGD9^4^Q]#C(&:YZOJ.6*.>%X9HUDCD4JZ.,JP/!!!Z MBN9U3X<>&=3W,++['(Q!+VI"=L8"D%1Z\`FS%WN+5B979OO8&%.,`=#UZ]?J>7`+'"@D^@KVA?@]X=5@WVO4C@YP9( M\'_QRM_3_!/AS3A^YTN%R5PQF_>!O?:?E!^@%4L13@K11/U>I)WDSS'P%\/I M-=G^WZK$R:8A^4;L&=O0$?PCN?P'.2/3K/Q)X9MKY=#M+F&VE25H5MU@:)`^ M3E0=H7.<]#R?K6IJ<-QS45!90/ M:V-O;R3M.\42HTK_`'I"!@L?<]:*Y3J)Z***`"BBB@`HHHH`****`"BBB@`H MHHH`\VU/X3WFL:A)?W_B?SKF7&]_L`7.``.`X'0"NP\/:5JVDQ2Q:GKKZLK8 M\HO`(S'USSDELY'7IBMFBM)5925F9QIQB[H*\[\/^-O%'B:_N;73;7266V&6 MG?SA&PS@8.,\\D`@'`/I7HE>+^"M"\17?AS4;[1;Z*$22I&;62WCD$Y7!R=X MPH`?/?)].*NE&+BV_(BJY*22\SO]/U?Q;FS2Z%"K7-R1<@OY9MH00,E6. M2Q^8C&>`..:ZFO-O$.FPW/QCT>,,(R\2739W-N>,N>!G`R(U'ZXKDXM'N9_$ MGB<6<\]M9Z=#=^:T=200&4[P@1&/W`2V<]<\Y%:^@6$-O\4A;:7=R.+&R M(U.5I"PNYL$,?O-SN=20>A4^G,.C9/7O^!2K7:T[?B>F45X3;Z9!>CQ/J,5^ M]OH]J'\I59BTVYCY"\\A=P7.[G@?478=6U.?1?#?A6WO6LXK]&^T3*0QD#W# M*!Z\;3T/S;L'BJ>'[,E8CNCVFLS0;K5[K3R^MZ?'8W2R%=D?>#/$& MNWOC;5-'U+43=P622JI,,<>6615W849Y&>_>L?P/;V[?$Z\BTR:2&TLXI/E$ MI?[0%VQ[B00"&)W],9QCUK2^$7VJZ_MS5KD[_MEPFZ08&Z0;F?@=/O@]`.:; MIJ$9==A*;G*/S/1Z***YCI"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@` MHHHH`****`(KF)YX&CCN)+=FZ2Q!2R_3<"/S%9'AKPK:^%8)+>QO;N2WD8N8 MIS&0&(`W9"@YPH'7'M1134FE83BF[B3>%+6;Q0GB(WUZ+I,!8]Z&-5`P5`*D M@')S@]6)XJC8?#W3-.TK4=.M[_41'J*HLSF5=X"D\*0N,')!R#D&BBJ]I+N3 MR1[$=Y\-M)OM+LM.GO;\PV)D,)#1AAO()!.SID9_$^V+.A^!K'0-8?5;?4=1 MGN)49)#U%%'M)VMP6W@+2;7PO=^'DGNS:7:3JUGI]MZ9
-----END PRIVACY-ENHANCED MESSAGE-----