-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MOe06HLjDdNaKi9NmO7IH1rpBOWa4QDbrAQ4jB37ZWoEcR6rTzTi4IJI1qEC9Des k+JiiO+UYYub5LDhkRTuDA== 0001104659-09-005697.txt : 20090202 0001104659-09-005697.hdr.sgml : 20090202 20090202172723 ACCESSION NUMBER: 0001104659-09-005697 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090127 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20090202 DATE AS OF CHANGE: 20090202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 09562317 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 8-K 1 a09-4463_18k.htm 8-K

 

 

UNITED STATES

 SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)   January 27, 2009

 

AMERIPRISE FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-32525

 

13-3180631

(State or other jurisdiction

 

(Commission

 

(IRS Employer

of incorporation)

 

File Number)

 

Identification No.)

 

 

 

 

 

 

55 Ameriprise Financial Center

 Minneapolis, Minnesota

 

 

55474

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code   (612) 671-3131

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 


 

 

 

Item 5.02 (b)              Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

                On January 27, 2009, the Board of Directors (“Board”) of Ameriprise Financial, Inc. (the “Registrant”) was informed that Ira D. Hall and Richard F. Powers III, whose terms on the Board will expire at the annual meeting of shareholders to be held on April 22, 2009, have chosen not to stand for re-election at that time. Messrs. Hall and Powers have informed that Board that their decisions are not the result of any disagreement with the Registrant.

 

                Mr. Hall has informed the Board that his board responsibilities at other public companies and charitable organizations have increased significantly in scope and require additional time commitments from him. Mr. Powers has informed the Board that he is actively pursuing business opportunities in financial services and asset management that will preclude his continued service on the Board.

 

“Since our 2005 spin-off from American Express, Ira and Dick have made significant contributions to our success in firmly establishing Ameriprise Financial as a public company,” said Jim Cracchiolo, chairman and chief executive officer.  “They will be leaving with the sincere thanks and appreciation of the Board and the executive leadership team.”

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

AMERIPRISE FINANCIAL, INC.

 

        (Registrant)

 

 

 

 

Date: February 2, 2009

By

/s/ Thomas R. Moore

 

 

Thomas R. Moore

 

 

Senior Vice President, Corporate Secretary

 

 

and Chief Governance Officer

 

 

 

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