-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SqhmcNhB9KNq4XvX/IXCOGcBdEcZZKWRKJAFmpgDW2gmtHeOlKWz0AMQjFNC6Q93 px1ckfjipHJ6FDKhGOLsdw== 0001104659-05-056540.txt : 20051117 0001104659-05-056540.hdr.sgml : 20051117 20051117174410 ACCESSION NUMBER: 0001104659-05-056540 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051114 FILED AS OF DATE: 20051117 DATE AS OF CHANGE: 20051117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacMillan Andrew J CENTRAL INDEX KEY: 0001342220 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 051213538 BUSINESS ADDRESS: BUSINESS PHONE: 612.671.3131 MAIL ADDRESS: STREET 1: AMERIPRISE FINANCIAL, INC. STREET 2: 50591 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50591 AMERIPRISE FINANCIAL CENTER STREET 2: GENERAL COUNSEL'S OFFICE CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4471 MAIL ADDRESS: STREET 1: 50591 AMERIPRISE FINANCIAL CENTER STREET 2: GENERAL COUNSEL'S OFFICE CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4/A 1 a4a.xml 4/A X0202 4/A 2005-11-14 2005-11-16 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001342220 MacMillan Andrew J 50591 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 Senior VP Comm & Gov't Affairs Employee Stock Option (right to buy) 38.955 2005-11-14 4 A 0 12448 0 A 2015-11-13 Common Stock 12448 12448 D The amount of the options granted to the reporting person was reported incorrectly on November 16, 2005. The correct amount of the reported options, granted under the Ameriprise Financial 2005 Incentive Compensation Plan is 12,448 and will vest in four equal installments on November 14, 2006, 2007, 2008 & 2009. /s/ Julie E. Ramacher for Andrew J. MacMillan 2005-11-17 -----END PRIVACY-ENHANCED MESSAGE-----