-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q+5I85bJS24ENDk/d/SrXH7LKhEl5WTyMdJ9fgiZU5QNrGnL1QW1p/xxRQxsXJqJ Ew3hn4cpKYS8jpBhU8eqKw== 0001104659-05-056177.txt : 20051116 0001104659-05-056177.hdr.sgml : 20051116 20051116160746 ACCESSION NUMBER: 0001104659-05-056177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051114 FILED AS OF DATE: 20051116 DATE AS OF CHANGE: 20051116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heath Brian Michael CENTRAL INDEX KEY: 0001335965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 051210014 BUSINESS ADDRESS: BUSINESS PHONE: 612.671.3131 MAIL ADDRESS: STREET 1: AMERIPRISE FINANCIAL, INC. STREET 2: 707 SECOND AVENUE SOUTH CITY: MINNEAPOLIS STATE: MN ZIP: 55474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50591 AMERIPRISE FINANCIAL CENTER STREET 2: GENERAL COUNSEL'S OFFICE CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4471 MAIL ADDRESS: STREET 1: 50591 AMERIPRISE FINANCIAL CENTER STREET 2: GENERAL COUNSEL'S OFFICE CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 a4.xml 4 X0202 4 2005-11-14 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001335965 Heath Brian Michael 50591 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 Pres - U.S. Advisor Group Common Stock 2005-11-14 4 A 0 2227 0 A 26108 D Common Stock 81 I By 401(k) Plan Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan. These restrictions on the shares lapse on November 14, 2010. Estimate of the number of shares held in reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) Plan as a result of the transfer of the reporting person's account balance in the Ameriprise Financial Stock Fund under the American Express Company Incentive Savings Plan following the separation of Ameriprise Financial, Inc. from the ownership of American Express Company. The Ameriprise Financial 401(k) Plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the unit price of the Ameriprise Financial Stock Fund. /s/ Julie E. Ramacher for Brian Michael Heath 2005-11-16 -----END PRIVACY-ENHANCED MESSAGE-----