-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L5S7rH0fr/4mCSGcRKSa4q+PZ+q+mj7KK8BSGVEw0s/Q/tsJAhABH0/aT3yjRnsk s96tl8SSuYlN6EIAK3yX6Q== 0001104659-05-056073.txt : 20051116 0001104659-05-056073.hdr.sgml : 20051116 20051116122653 ACCESSION NUMBER: 0001104659-05-056073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051114 FILED AS OF DATE: 20051116 DATE AS OF CHANGE: 20051116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacMillan Andrew J CENTRAL INDEX KEY: 0001342220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 051208927 BUSINESS ADDRESS: BUSINESS PHONE: 612.671.3131 MAIL ADDRESS: STREET 1: AMERIPRISE FINANCIAL, INC. STREET 2: 50591 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50591 AMERIPRISE FINANCIAL CENTER STREET 2: GENERAL COUNSEL'S OFFICE CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-4471 MAIL ADDRESS: STREET 1: 50591 AMERIPRISE FINANCIAL CENTER STREET 2: GENERAL COUNSEL'S OFFICE CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 a4.xml 4 X0202 4 2005-11-14 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001342220 MacMillan Andrew J 50591 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 SVP, Communic & Gov Affairs Common Stock 2005-11-14 4 A 0 962 0 A 962 D Employee Stock Option (right to buy) 38.955 2005-11-14 4 A 0 112500 0 A 2015-11-13 Common Stock 112500 112500 D Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in four equal installments on November 14, 2006, 2007, 2008 & 2009. The reported options, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in four equal installments on November 14, 2006, 2007, 2008 & 2009. /s/ Julie E. Ramacher for Andrew J MacMillan 2005-11-15 -----END PRIVACY-ENHANCED MESSAGE-----