<SEC-DOCUMENT>0001047469-18-001767-index.html : 20180316 <SEC-HEADER>0001047469-18-001767.hdr.sgml : 20180316 <ACCEPTANCE-DATETIME>20180316161822 ACCESSION NUMBER: 0001047469-18-001767 CONFORMED SUBMISSION TYPE: DEF 14A PUBLIC DOCUMENT COUNT: 54 CONFORMED PERIOD OF REPORT: 20180425 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 EFFECTIVENESS DATE: 20180316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEF 14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 18695827 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>DEF 14A <SEQUENCE>1 <FILENAME>a2234741zdef14a.htm <DESCRIPTION>DEF 14A <TEXT> Document 1 - file: a2234741zdef14a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>g953975.jpg <DESCRIPTION>G953975.JPG <TEXT> Document 2 - file: g953975.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>g326591.jpg <DESCRIPTION>G326591.JPG <TEXT> Document 3 - file: g326591.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>g599173.jpg <DESCRIPTION>G599173.JPG <TEXT> Document 4 - file: g599173.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g856656.jpg <DESCRIPTION>G856656.JPG <TEXT> Document 5 - file: g856656.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g941976.jpg <DESCRIPTION>G941976.JPG <TEXT> Document 6 - file: g941976.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g83568.jpg <DESCRIPTION>G83568.JPG <TEXT> Document 7 - file: g83568.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g802401.jpg <DESCRIPTION>G802401.JPG <TEXT> Document 8 - file: g802401.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g478033.jpg <DESCRIPTION>G478033.JPG <TEXT> Document 9 - file: g478033.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>g579836.jpg <DESCRIPTION>G579836.JPG <TEXT> Document 10 - file: g579836.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>g836788.jpg <DESCRIPTION>G836788.JPG <TEXT> Document 11 - file: g836788.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g352940.jpg <DESCRIPTION>G352940.JPG <TEXT> Document 12 - file: g352940.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g630822.jpg <DESCRIPTION>G630822.JPG <TEXT> Document 13 - file: g630822.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g214241.jpg <DESCRIPTION>G214241.JPG <TEXT> Document 14 - file: g214241.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g518154.jpg <DESCRIPTION>G518154.JPG <TEXT> Document 15 - file: g518154.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>g160037.jpg <DESCRIPTION>G160037.JPG <TEXT> Document 16 - file: g160037.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>g1032767.jpg <DESCRIPTION>G1032767.JPG <TEXT> Document 17 - file: g1032767.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g334182.jpg <DESCRIPTION>G334182.JPG <TEXT> Document 18 - file: g334182.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>g773162.jpg <DESCRIPTION>G773162.JPG <TEXT> Document 19 - file: g773162.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>g605566.jpg <DESCRIPTION>G605566.JPG <TEXT> Document 20 - file: g605566.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>g744583.jpg <DESCRIPTION>G744583.JPG <TEXT> Document 21 - file: g744583.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>g10679.jpg <DESCRIPTION>G10679.JPG <TEXT> Document 22 - file: g10679.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>g763474.jpg <DESCRIPTION>G763474.JPG <TEXT> Document 23 - file: g763474.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>g582029.jpg <DESCRIPTION>G582029.JPG <TEXT> Document 24 - file: g582029.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>g445786.jpg <DESCRIPTION>G445786.JPG <TEXT> Document 25 - file: g445786.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>g77680.jpg <DESCRIPTION>G77680.JPG <TEXT> Document 26 - file: g77680.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>g528646.jpg <DESCRIPTION>G528646.JPG <TEXT> Document 27 - file: g528646.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>g469428.jpg <DESCRIPTION>G469428.JPG <TEXT> Document 28 - file: g469428.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>g949247.jpg <DESCRIPTION>G949247.JPG <TEXT> Document 29 - file: g949247.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>g382532.jpg <DESCRIPTION>G382532.JPG <TEXT> Document 30 - file: g382532.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>g501146.jpg <DESCRIPTION>G501146.JPG <TEXT> Document 31 - file: g501146.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>g568263.jpg <DESCRIPTION>G568263.JPG <TEXT> Document 32 - file: g568263.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>g103496.jpg <DESCRIPTION>G103496.JPG <TEXT> Document 33 - file: g103496.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>g702968.jpg <DESCRIPTION>G702968.JPG <TEXT> Document 34 - file: g702968.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>g332316.jpg <DESCRIPTION>G332316.JPG <TEXT> Document 35 - file: g332316.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>g297453.jpg <DESCRIPTION>G297453.JPG <TEXT> Document 36 - file: g297453.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>g13298.jpg <DESCRIPTION>G13298.JPG <TEXT> Document 37 - file: g13298.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>g825324.jpg <DESCRIPTION>G825324.JPG <TEXT> Document 38 - file: g825324.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>g160803.jpg <DESCRIPTION>G160803.JPG <TEXT> Document 39 - file: g160803.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>g587011.jpg <DESCRIPTION>G587011.JPG <TEXT> Document 40 - file: g587011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>g73798.jpg <DESCRIPTION>G73798.JPG <TEXT> Document 41 - file: g73798.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>g991298.jpg <DESCRIPTION>G991298.JPG <TEXT> Document 42 - file: g991298.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>g63298.jpg <DESCRIPTION>G63298.JPG <TEXT> Document 43 - file: g63298.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>g482945.jpg <DESCRIPTION>G482945.JPG <TEXT> Document 44 - file: g482945.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>g474305.jpg <DESCRIPTION>G474305.JPG <TEXT> Document 45 - file: g474305.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>g85081.jpg <DESCRIPTION>G85081.JPG <TEXT> Document 46 - file: g85081.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>g976674.jpg <DESCRIPTION>G976674.JPG <TEXT> Document 47 - file: g976674.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>g958035.jpg <DESCRIPTION>G958035.JPG <TEXT> Document 48 - file: g958035.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>g28122bii001.gif <DESCRIPTION>G28122BII001.GIF <TEXT> Document 49 - file: g28122bii001.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>g28122bii002.gif <DESCRIPTION>G28122BII002.GIF <TEXT> Document 50 - file: g28122bii002.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>51 <FILENAME>g28122bii003.gif <DESCRIPTION>G28122BII003.GIF <TEXT> Document 51 - file: g28122bii003.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>52 <FILENAME>g28122bii004.gif <DESCRIPTION>G28122BII004.GIF <TEXT> Document 52 - file: g28122bii004.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>53 <FILENAME>g28122bki001.gif <DESCRIPTION>G28122BKI001.GIF <TEXT> Document 53 - file: g28122bki001.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>54 <FILENAME>g28122bki002.gif <DESCRIPTION>G28122BKI002.GIF <TEXT> Document 54 - file: g28122bki002.gif
</DOCUMENT> </SEC-DOCUMENT>