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Form SC 13G - Statement of Beneficial Ownership by Certain Investors:
SEC Accession No. 0000950123-11-012198
Filing Date
2011-02-11
Accepted
2011-02-10 21:32:00
Documents
3
Group Members
SECURITIES AMERICA ADVISORS, INC.SECURITIES AMERICA FINANCIAL CORPORATION

Document Format Files

Seq Description Document Type Size
1 SC 13G c62859qsc13g.htm SC 13G 55674
2 EX-99.I c62859qexv99wi.htm EX-99.I 1241
3 EX-99.II c62859qexv99wii.htm EX-99.II 4351
  Complete submission text file 0000950123-11-012198.txt   63768
Mailing Address 1099 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474
Business Address 1099 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 612-671-2018
AMERIPRISE FINANCIAL INC (Filed by) CIK: 0000820027 (see all company filings)

IRS No.: 133180631 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13G
SIC: 6282 Investment Advice

Mailing Address ONE LINCOLN STREET CPH0326 BOSTON MA 02111
Business Address ONE LINCOLN STREET CPH0326 BOSTON MA 02111 866-787-2257
SPDR SERIES TRUST (Subject) CIK: 0001064642 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: SC 13G | Act: 34 | File No.: 005-78784 | Film No.: 11594718