-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1fQE1SFLlNRmIOiuc0wxLGfow1kNh/vQNtwsatbU0GNG2U+90VSzEh4ImhfNkM7 3fetXRELLNMoJYYdHrlL2Q== 0000950123-11-011469.txt : 20110210 0000950123-11-011469.hdr.sgml : 20110210 20110210103515 ACCESSION NUMBER: 0000950123-11-011469 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 GROUP MEMBERS: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC GROUP MEMBERS: COLUMBIA SMALL CAP VALUE FUND I SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0330 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48717 FILM NUMBER: 11590054 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G 1 c62805a2sc13g.htm SC 13G sc13g
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities and Exchange Act of 1934
Benihana, Inc.
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
082047200
 
(CUSIP Number)
January 31, 2011
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
     This Schedule is filed pursuant to Rule 13d-1(b)
The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
 
 


 

                     
CUSIP No.
 
082047200 
 

 

           
1   NAME OF REPORTING PERSON
Ameriprise Financial, Inc.

S.S. or I.R.S. Identification
IRS No. 13-3180631

No. of Above Person
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ*
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   976,706
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    976,706
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  976,706
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  10.01%**
     
12   TYPE OF REPORTING PERSON
   
  CO
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.
** Data is as of January 31, 2011. As of December 31, 2010, 973,306 shares were deemed beneficially owned by the reporting person (representing 9.97% of the class), all of which were held with shared dispositive power and no voting power.


 

                     
CUSIP No.
 
082047200 
 

 

           
1   NAME OF REPORTING PERSON
Columbia Management
Investment Advisers, LLC

S.S. or I.R.S. Identification
IRS No. 41-1533211

No. of Above Person
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ*
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Minnesota
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   976,706
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    976,706
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  976,706
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  10.01%**
     
12   TYPE OF REPORTING PERSON
   
  IA
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.
** Data is as of January 31, 2011. As of December 31, 2010, 973,306 shares were deemed beneficially owned by the reporting person (representing 9.97% of the class), all of which were held with shared dispositive power and no voting power.


 

                     
CUSIP No.
 
082047200 
 

 

           
1   NAME OF REPORTING PERSON
Columbia Small Cap Value Fund I

S.S. or I.R.S. Identification
IRS No. 04-6550896

No. of Above Person
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ*
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Massasschutes
       
  5   SOLE VOTING POWER
     
NUMBER OF   732,359
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    732,359
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  732,359
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.50%**
     
12   TYPE OF REPORTING PERSON
   
  IV
* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.
** Data is as of January 31, 2011. As of December 31, 2010, 729,659 shares were deemed beneficially owned by the reporting person (representing 7.47% of the class), all of which were held with shared dispositive power and no voting power.


 

         
1(a)
  Name of Issuer:   Benihana, Inc.
 
       
1(b)
  Address of Issuer’s Principal    8685 NW 53rd Terrace
 
  Executive Offices:   Miami, FL 33166
 
       
2(a)
  Name of Person Filing:   (a) Ameriprise Financial, Inc. (“AFI”)
 
      (b) Columbia Management Investment Advisers, LLC (“CMIA”)
 
      (c) Columbia Small Cap Value Fund I (“SCV”)
 
       
2(b)
  Address of Principal Business Office:   (a) Ameriprise Financial, Inc.
 
       145 Ameriprise Financial Center
 
      Minneapolis, MN 55474
 
      (b) 100 Federal St.
 
      Boston, MA 02110
 
      (c) 100 Federal St.
 
      Boston, MA 02110
 
       
2(c)
  Citizenship:   (a) Delaware
 
      (b) Minnesota
 
      (c) Massasschutes
 
       
2(d)
  Title of Class of Securities:   Common Stock
 
       
2(e)
  Cusip Number:    082047200
3   Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):
     (a) Ameriprise Financial, Inc.
    A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
     (b) Columbia Management Investment Advisers, LLC
    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
     (c) Columbia Small Cap Value Fund I
    An investment company registered under Section 8 of the Investment Company Act of 1940.
4   Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.
 
    CMIA, as an investment adviser to SCV, may be deemed to beneficially own the shares reported herein by SCV. Accordingly, the shares reported herein by CMIA include those shares separately reported herein by SCV.

 


 

    AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.
 
    Each of AFI and CMIA, and the subsidiaries identified on the attached Exhibit I, disclaims beneficial ownership of any shares reported on this Schedule.
 
5   Ownership of 5% or Less of a Class: Not Applicable
 
6   Ownership of more than 5% on Behalf of Another Person:
 
    The clients of Columbia Management Investment Advisers, LLC, a registered investment adviser, including investment companies registered under the Investment Company Act of 1940 and other managed accounts, have the right to receive or the power to direct the receipt of dividends and proceeds from the sale of shares included on this Schedule. As of December 31, 2010, only SCV, a registered investment company, owned more than 5% of the class of securities reported herein. Any remaining shares reported herein by CMIA are owned by various other accounts managed by CMIA on a discretionary basis. To the best of CMIA’s knowledge, none of these other accounts own more than 5% of the outstanding shares.
 
7   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
     AFI: See Exhibit I
8   Identification and Classification of Members of the Group:
     Not Applicable
9   Notice of Dissolution of Group:
     Not Applicable
10   Certification:
 
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

 


 

Signature
    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 10, 2011
         
  Ameriprise Financial, Inc.
 
 
  By:   /s/ Wade M. Voigt    
    Name:   Wade M. Voigt   
    Title:   Director — Fund Administration   
 
         
  Columbia Management Investment
Advisers, LLC
 
 
  By:   /s/ Amy Johnson    
    Name:   Amy Johnson   
    Title:   Chief Operating Officer   
 
         
  Columbia Funds Series Trust I,
        on behalf of its series Columbia Small Cap
        Value Fund I
 
 
  By:   /s/ Scott R. Plummer    
    Name:   Scott R. Plummer   
    Title:   Senior Vice President, Secretary
and Chief Legal Officer 
 
 
  Contact Information
 
    Wade M. Voigt  
    Director — Fund Administration    
    Telephone: (612) 671-5682   
       

 


 

         
Exhibit Index
     
Exhibit I
  Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
 
   
Exhibit II
  Joint Filing Agreement

 

EX-99.I 2 c62805a2exv99wi.htm EX-99.I exv99wi
Exhibit I
to
Schedule 13G
Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:
Investment Adviser — Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

 

EX-99.II 3 c62805a2exv99wii.htm EX-99.II exv99wii
Exhibit II
to
Schedule 13G
Joint Filing Agreement
The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 10, 2011 in connection with their beneficial ownership of Benihana, Inc. Each of Columbia Small Cap Value Fund I and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.
         
  Ameriprise Financial, Inc.
 
 
  By:   /s/ Wade M. Voigt    
    Wade M. Voigt   
    Director — Fund Administration   
 
         
  Columbia Management Investment Advisers, LLC
 
 
  By:   /s/ Amy Johnson    
    Amy Johnson   
    Chief Operating Officer   
 
         
  Columbia Funds Series Trust I,
        on behalf of its series Columbia Small Cap Value Fund I
 
  By:   /s/ Scott R. Plummer    
    Scott R. Plummer   
    General Counsel   

 

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