-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vt63T4fu7JJ91KSuTejqOYYhFu9ygtokrxx78wr4+1wxqd8Vllnmh90LxXJC/uPW upHnhgtkmzviy+fyDWQ9cQ== 0000950123-10-075612.txt : 20100810 0000950123-10-075612.hdr.sgml : 20100810 20100810154328 ACCESSION NUMBER: 0000950123-10-075612 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100810 DATE AS OF CHANGE: 20100810 GROUP MEMBERS: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC GROUP MEMBERS: RIVERSOURCE MID CAP GROWTH FUND SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CRUDE CARRIERS CORP. CENTRAL INDEX KEY: 0001481055 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 000000000 STATE OF INCORPORATION: 1T FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85419 FILM NUMBER: 101004965 BUSINESS ADDRESS: STREET 1: IASSONOS 3 CITY: PIRAEUS STATE: J3 ZIP: 18537 BUSINESS PHONE: 011302104584950 MAIL ADDRESS: STREET 1: IASSONOS 3 CITY: PIRAEUS STATE: J3 ZIP: 18537 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G 1 c59639bsc13g.txt SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 Crude Carriers Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) Y1820X106 - -------------------------------------------------------------------------------- (CUSIP Number) July 31, 2010 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: This Schedule is filed pursuant to Rule 13d-1(b) The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP NO. Y1820X106 1) Name of Reporting Person Ameriprise Financial, Inc. S.S. or I.R.S. Identification IRS No. 13-3180631 No. of Above Person - -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [ ] if a Member of a Group (b) [X]* *This filing describes the reporting person's relationship with other persons, but the reporting person does not affirm the existence of a group. 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5) Sole Voting Power -0- 6) Shared Voting Power 19,157 7) Sole Dispositive Power -0- 8) Shared Dispositive Power 1,376,748 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,376,748 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount In Row (9) 10.20% - -------------------------------------------------------------------------------- 12) Type of Reporting Person CO - -------------------------------------------------------------------------------- CUSIP NO. Y1820X106 1) Name of Reporting Person Columbia Management Investment Advisers, LLC S.S. or I.R.S. Identification IRS No. 41-1533211 No. of Above Person - -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [ ] if a Member of a Group (b) [X]* *This filing describes the reporting person's relationship with other persons, but the reporting person does not affirm the existence of a group. - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Minnesota NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5) Sole Voting Power -0- 6) Shared Voting Power 19,157 7) Sole Dispositive Power -0- 8) Shared Dispositive Power 1,376,748 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,376,748 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount In Row (9) 10.20% - -------------------------------------------------------------------------------- 12) Type of Reporting Person IA - -------------------------------------------------------------------------------- CUSIP NO. Y1820X106 1) Name of Reporting Person RiverSource Mid Cap Growth Fund S.S. or I.R.S. Identification 41-0839318 No. of Above Person - -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [ ] if a Member of a Group (b) [X]* *This filing describes the reporting person's relationship with other persons, but the reporting person does not affirm the existence of a group. - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Minnesota NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5) Sole Voting Power -0- 6) Shared Voting Power -0- 7) Sole Dispositive Power -0- 8) Shared Dispositive Power 709,574 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 709,574 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount In Row (9) 5.26% - -------------------------------------------------------------------------------- 12) Type of Reporting Person IV - -------------------------------------------------------------------------------- 1(a) Name of Issuer: Crude Carriers Corp. 1(b) Address of Issuer's Principal 3 Iassonos St. Executive Offices: 185 37 Piraeus, Greece 2(a) Name of Person Filing: (a) Ameriprise Financial, Inc. ("AFI") (b) Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) ("CMIA") (c) RiverSource Mid Cap Growth Fund ("RMCG") 2(b) Address of Principal Business (a) Ameriprise Financial, Inc. Office: 145 Ameriprise Financial Center Minneapolis, MN 55474 (b) 100 Federal St. Boston, MA 02110 (c) 100 Federal St. Boston, MA 02110 2(c) Citizenship: (a) Delaware (b) Minnesota (c) Minnesota 2(d) Title of Class of Securities: Common Stock 2(e) Cusip Number: Y1820X106 3 Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b): (a) Ameriprise Financial, Inc. A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7) (b) Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) (c) RiverSource Mid Cap Growth Fund An investment company registered under Section 8 of the Investment Company Act of 1940. 4 Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person. CMIA, as an investment adviser to RMCG, may be deemed to beneficially own the shares reported herein by RMCG. Accordingly, the shares reported herein by CMIA include those shares separately reported herein by RMCG. AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA. Each of AFI and CMIA, and the subsidiaries identified on the attached Exhibit I, disclaims beneficial ownership of any shares reported on this Schedule. 5 Ownership of 5% or Less of a Class: Not Applicable 6 Ownership of more than 5% on Behalf of Another Person: The clients of Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC), a registered investment adviser, including investment companies registered under the Investment Company Act of 1940 and other managed accounts, have the right to receive or the power to direct the receipt of dividends and proceeds from the sale of shares included on this Schedule. As of July 31, 2010, RMCG, a registered investment company, owned more than 5% of the class of securities reported herein. Any remaining shares reported herein by CMIA are owned by various other accounts managed by CMIA on a discretionary basis. To the best of CMIA's knowledge, none of these other accounts own more than 5% of the outstanding shares. 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: AFI: See Exhibit I 8 Identification and Classification of Members of the Group: Not Applicable 9 Notice of Dissolution of Group: Not Applicable 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 10, 2010 Ameriprise Financial, Inc. By: /s/ Wade M. Voigt ------------------------------------- Name: Wade M. Voigt Title: Director - Fund Administration Columbia Management Investment Advisers, LLC By: /s/ Amy Johnson ------------------------------------- Name: Amy Johnson Title: Chief Operating Officer RiverSource Equity Series, Inc., on behalf of its series RiverSource Mid Cap Growth Fund By: /s/ Scott R. Plummer ------------------------------------- Name: Scott R. Plummer Title: Senior Vice President, Secretary and Chief Legal Officer Contact Information Wade M. Voigt Director - Fund Administration ------------------------------------- Telephone: - (612) 671-5682 Exhibit Index ------------- Exhibit I Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. Exhibit II Joint Filing Agreement Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser - Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated August 10, 2010 in connection with their beneficial ownership of Crude Carriers Corp. Each of RiverSource Mid Cap Growth Fund and Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto. Ameriprise Financial, Inc. By: /s/ Wade M. Voigt -------------------------------------- Wade M. Voigt Director - Fund Administration RiverSource Equity Series, Inc., on behalf of its series RiverSource Mid Cap Growth Fund By: /s/ Scott R. Plummer -------------------------------------- Scott R. Plummer General Counsel Columbia Management Investment Advisors, LLC By: /s/ Amy Johnson -------------------------------------- Amy Johnson Chief Operating Officer -----END PRIVACY-ENHANCED MESSAGE-----