-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fv4phixNqzOIMwLXh+oqO5Z4iwNr5uckB66GyuUFUMS8HIb3hBCiWb44Qp3d+Tn/ e2JlqokgcCHXDvC8U+ijgQ== 0000903423-05-000807.txt : 20051011 0000903423-05-000807.hdr.sgml : 20051010 20051011163758 ACCESSION NUMBER: 0000903423-05-000807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051007 FILED AS OF DATE: 20051011 DATE AS OF CHANGE: 20051011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2711 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL SIRI S CENTRAL INDEX KEY: 0001206689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 051133080 MAIL ADDRESS: STREET 1: NUMBER ONE GENERAL MILLS BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55426 4 1 marshall_ex.xml X0202 4 2005-10-07 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001206689 MARSHALL SIRI S 50591 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 1 0 0 0 Common Stock 2005-10-07 4 A 0 2216.050 A 2216.050 D The reported deferred share unit award was granted to the reporting director under the Ameriprise Financial Deferred Share Plan for Outside Directors and is fully vested. Upon ceasing to be a non-employee director of Ameriprise Financial, Inc. (the "Company"), the reporting director will receive Common Stock of the Company in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Company's Board of Directors occurs. /s/ Julie E. Ramacher for Siri S. Marshall 2005-10-11 -----END PRIVACY-ENHANCED MESSAGE-----