-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+3RrxUUX7fMtoEVYcjsf2f/rjyu3gjIKQaDWEaWekgFoN8fTHxYULVXTY4o6C5c /mJWJZFxS5gpYO4hCxxv2w== 0000903423-05-000780.txt : 20051004 0000903423-05-000780.hdr.sgml : 20051004 20051004205648 ACCESSION NUMBER: 0000903423-05-000780 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051004 DATE AS OF CHANGE: 20051004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2711 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUNTER KELLI A CENTRAL INDEX KEY: 0001184353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 051123401 BUSINESS ADDRESS: STREET 1: 510 BERING DRIVE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7135703108 4 1 hunter-f4_1004ex.xml X0202 4 2005-09-30 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001184353 HUNTER KELLI A 707 SECOND AVENUE SOUTH MINNEAPOLIS MN 55474 0 1 0 0 Exec VP of Human Resources Common Stock 2005-09-30 4 A 0 6418 0 A 6418 D Common Stock 2005-10-03 4 A 0 5709 0 A 12127 D Employee Stock Option (Right to Buy) 33.721 2005-09-30 4 A 0 64179 0 A 2015-06-22 Common Stock 64179 64179 D Employee Stock Option (Right to Buy) 35.035 2005-10-03 4 A 0 73818 0 A 2015-10-02 Common Stock 73818 73818 D Restricted stock award granted under the Ameriprise Financial 2005 Incentive Compensation Plan in substitution of the restricted stock award originally granted to the reporting person under the American Express Company 1998 Incentive Compensation Plan, adjusted to reflect the distribution of Ameriprise Financial, Inc. on September 30, 2005. Restricted stock award will vest on the same schedule as the American Express Company restricted stock award it replaced; in four equal installments on June 23, 2006, 2007, 2008 and 2009. Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in four equal installments on October 3, 2006, 2007, 2008 and 2009. Employee stock option granted under Ameriprise Financial 2005 Incentive Compensation Plan in substitution of employee stock option originally granted to the reporting person under the American Express Company 1998 Incentive Compensation Plan, adjusted to reflect the distribution of Ameriprise Financial, Inc. on September 30, 2005. The reported employee stock option, granted under the Amerprise Financial 2005 Incentive Compensation Plan, will become exercisable on the same schedule as the American Express Company stock option it replaced; in four equal installments on June 23, 2006, 2007, 2008 and 2009. The reported employee stock option, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will become exercisable in four equal installments on October 3, 2006, 2007, 2008 and 2009. /s/ Julie E. Ramacher for Kelli A. Hunter 2005-10-04 -----END PRIVACY-ENHANCED MESSAGE-----