-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E95rhlZf21sjuItcen420ZStpKULfISdm70wtvS1tm5lZaxao4WZ/yN6FouQDnpJ TyuKcPLJCtirjGa6bpCILw== 0000820027-99-000392.txt : 19990514 0000820027-99-000392.hdr.sgml : 19990514 ACCESSION NUMBER: 0000820027-99-000392 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00139 FILM NUMBER: 99620150 BUSINESS ADDRESS: STREET 1: IDS TOWER 10 STREET 2: T33/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 6126718028 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 13F-HR 1 AEFA 03/31/99 FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13 (F) COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: American Express Asset Management Limited Address: Dashwood House 11th Floor 69 Old Broad Street London, England EC2M 1QS Form 13F File Number: 28-6560 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Anderson Title: Global Chief Investment Officer Phone: 612-671-3112 Signature, Place, and Date of Signing: /s/ Peter J. Anderson Minneapolis, MN May 13, 1999 - ---------------------- ------------------ -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ x ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: $99597 (thousands) List of Other Included Managers: No. 13F File Number Name - -------------------- ----------------------------------------- 01 28-698 American Express Company 02 28-139 American Express Financial Corporation FORM 13F INFORMATION TABLE Value SHARES/ PUT/ INVSTMT OTHER Voting Authority NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT CALL DSCRETN MANAGERS a) sole b)shared c)none - ---------------------------- ----------------- ------------ -------- --------- ----- --------- ---------- ------- --------- ------- AMERICA ONLINE COM 02364J104 4176 28600 SHARED 01 02 28600 AMERICAN INTERNATIONAL COM 026874107 3828 31732 SHARED 01 02 31732 AT&T COM 001957109 3328 41700 SHARED 01 02 41700 BANKAMERICA CORP NEW COM 06605F102 4146 58700 SHARED 01 02 58700 BOSTON SCIENTIFIC COM 101137107 4477 110363 SHARED 01 02 110363 CISCO SYSTEM COM 17275R102 3304 30159 SHARED 01 02 30159 CITIGROUP INC COM 172967101 4117 64460 SHARED 01 02 64460 COLEGATE - PALMOLIVE CO COM 194162103 2112 22960 SHARED 01 02 22960 COMPAQ COMPUTERS COM 204493100 125 3939 SHARED 01 02 3939 ELECTRONIC DATA SYSTEMS COM 285661104 4422 90820 SHARED 01 02 90820 FED. NAT. MORTGAGE COM 313586109 3776 54533 SHARED 01 02 54533 FOX ENTERTAINMENT GROUP COM 35138T107 467 17230 SHARED 01 02 17230 FRONTIER CORP COM 35906P105 244 4700 SHARED 01 02 4700 GENERAL ELECTRIC COM 369604103 3278 29631 SHARED 01 02 29631 GILLETTE COM 375766102 203 3410 SHARED 01 02 3410 HEWLETT-PACKARD COM 428236103 3677 54230 SHARED 01 02 54230 IBM INT'L BUSINESS MACH COM 459200101 3924 22140 SHARED 01 02 22140 INTEL COM 458140100 4542 38130 SHARED 01 02 38130 INTERNET SECURITY SYSTEMS COM 450306105 305 3832 SHARED 01 02 3832 LILLY (ELI) COM 532457108 4028 47459 SHARED 01 02 47459 MCI WORLDCOM COM 55268B106 5404 61016 SHARED 01 02 61016 MONSANTO COM 611662107 3575 77814 SHARED 01 02 77814 PFIZER INC COM 717081103 3971 28620 SHARED 01 02 28620 PHARMACIA & UPJOHN COM 716941109 437 7000 SHARED 01 02 7000 PHILIP MORRIS COM 718154107 1649 46860 SHARED 01 02 46860 RITE AID CORP COM 767754104 5578 223123 SHARED 01 02 223123 SAFEWAY INC COM 786514208 4824 94020 SHARED 01 02 94020 SBC COMMUNICATIONS COM 78387G103 3739 79348 SHARED 01 02 79348 TEXACO COM 881694103 4052 71400 SHARED 01 02 71400 WAL-MART STORES INC. COM 931142103 3707 40208 SHARED 01 02 40208 WALGREEN COM 931422109 4182 148050 SHARED 01 02 148050
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