<SEC-DOCUMENT>0000820027-21-000003-index.html : 20210127 <SEC-HEADER>0000820027-21-000003.hdr.sgml : 20210127 <ACCEPTANCE-DATETIME>20210127162054 ACCESSION NUMBER: 0000820027-21-000003 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 83 CONFORMED PERIOD OF REPORT: 20210127 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 21559993 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>amp-20210127.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: amp-20210127.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>nr-xamp4q20xxfinal.htm <DESCRIPTION>EX-99.1 <TEXT> Document 2 - file: nr-xamp4q20xxfinal.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>3 <FILENAME>ssq42020final.htm <DESCRIPTION>EX-99.2 <TEXT> Document 3 - file: ssq42020final.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-101.SCH <SEQUENCE>4 <FILENAME>amp-20210127.xsd <DESCRIPTION>XBRL TAXONOMY EXTENSION SCHEMA DOCUMENT <TEXT> Document 4 - file: amp-20210127.xsd
</DOCUMENT> <DOCUMENT> <TYPE>EX-101.CAL <SEQUENCE>5 <FILENAME>amp-20210127_cal.xml <DESCRIPTION>XBRL TAXONOMY EXTENSION CALCULATION LINKBASE DOCUMENT <TEXT> Document 5 - file: amp-20210127_cal.xml
</DOCUMENT> <DOCUMENT> <TYPE>EX-101.DEF <SEQUENCE>6 <FILENAME>amp-20210127_def.xml <DESCRIPTION>XBRL TAXONOMY EXTENSION DEFINITION LINKBASE DOCUMENT <TEXT> Document 6 - file: amp-20210127_def.xml
</DOCUMENT> <DOCUMENT> <TYPE>EX-101.LAB <SEQUENCE>7 <FILENAME>amp-20210127_lab.xml <DESCRIPTION>XBRL TAXONOMY EXTENSION LABEL LINKBASE DOCUMENT <TEXT> Document 7 - file: amp-20210127_lab.xml
</DOCUMENT> <DOCUMENT> <TYPE>EX-101.PRE <SEQUENCE>8 <FILENAME>amp-20210127_pre.xml <DESCRIPTION>XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE DOCUMENT <TEXT> Document 8 - file: amp-20210127_pre.xml
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>nr-xamp4q20xxfinal001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: nr-xamp4q20xxfinal001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>nr-xamp4q20xxfinal002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: nr-xamp4q20xxfinal002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>nr-xamp4q20xxfinal003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: nr-xamp4q20xxfinal003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>nr-xamp4q20xxfinal004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: nr-xamp4q20xxfinal004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>nr-xamp4q20xxfinal005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: nr-xamp4q20xxfinal005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>nr-xamp4q20xxfinal006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: nr-xamp4q20xxfinal006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>nr-xamp4q20xxfinal007.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: nr-xamp4q20xxfinal007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>nr-xamp4q20xxfinal008.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: nr-xamp4q20xxfinal008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>nr-xamp4q20xxfinal009.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: nr-xamp4q20xxfinal009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>nr-xamp4q20xxfinal010.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: nr-xamp4q20xxfinal010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>nr-xamp4q20xxfinal011.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: nr-xamp4q20xxfinal011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>nr-xamp4q20xxfinal012.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: nr-xamp4q20xxfinal012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>nr-xamp4q20xxfinal013.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: nr-xamp4q20xxfinal013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>nr-xamp4q20xxfinal014.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: nr-xamp4q20xxfinal014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>nr-xamp4q20xxfinal015.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: nr-xamp4q20xxfinal015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>nr-xamp4q20xxfinal016.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: nr-xamp4q20xxfinal016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>nr-xamp4q20xxfinal017.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: nr-xamp4q20xxfinal017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>ssq42020final001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: ssq42020final001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>ssq42020final002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: ssq42020final002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>ssq42020final003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: ssq42020final003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>ssq42020final004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: ssq42020final004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>ssq42020final005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: ssq42020final005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>ssq42020final006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: ssq42020final006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>ssq42020final007.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: ssq42020final007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>ssq42020final008.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: ssq42020final008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>ssq42020final009.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: ssq42020final009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>ssq42020final010.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: ssq42020final010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>ssq42020final011.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: ssq42020final011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>ssq42020final012.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: ssq42020final012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>ssq42020final013.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: ssq42020final013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>ssq42020final014.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: ssq42020final014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>ssq42020final015.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: ssq42020final015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>ssq42020final016.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 41 - file: ssq42020final016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>ssq42020final017.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 42 - file: ssq42020final017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>ssq42020final018.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 43 - file: ssq42020final018.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>ssq42020final019.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 44 - file: ssq42020final019.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>ssq42020final020.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 45 - file: ssq42020final020.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>ssq42020final021.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 46 - file: ssq42020final021.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>ssq42020final022.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 47 - file: ssq42020final022.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>ssq42020final023.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 48 - file: ssq42020final023.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>ssq42020final024.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 49 - file: ssq42020final024.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>ssq42020final025.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 50 - file: ssq42020final025.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>51 <FILENAME>ssq42020final026.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 51 - file: ssq42020final026.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>52 <FILENAME>ssq42020final027.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 52 - file: ssq42020final027.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>53 <FILENAME>ssq42020final028.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 53 - file: ssq42020final028.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>54 <FILENAME>ssq42020final029.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 54 - file: ssq42020final029.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>55 <FILENAME>ssq42020final030.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 55 - file: ssq42020final030.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>56 <FILENAME>ssq42020final031.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 56 - file: ssq42020final031.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>57 <FILENAME>ssq42020final032.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 57 - file: ssq42020final032.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>58 <FILENAME>ssq42020final033.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 58 - file: ssq42020final033.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>59 <FILENAME>ssq42020final034.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 59 - file: ssq42020final034.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>60 <FILENAME>ssq42020final035.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 60 - file: ssq42020final035.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>61 <FILENAME>ssq42020final036.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 61 - file: ssq42020final036.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>62 <FILENAME>ssq42020final037.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 62 - file: ssq42020final037.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>63 <FILENAME>ssq42020final038.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 63 - file: ssq42020final038.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>64 <FILENAME>ssq42020final039.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 64 - file: ssq42020final039.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>65 <FILENAME>ssq42020final040.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 65 - file: ssq42020final040.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>66 <FILENAME>ssq42020final041.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 66 - file: ssq42020final041.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>67 <FILENAME>ssq42020final042.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 67 - file: ssq42020final042.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>68 <FILENAME>ssq42020final043.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 68 - file: ssq42020final043.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>69 <FILENAME>ssq42020final044.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 69 - file: ssq42020final044.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>70 <FILENAME>ssq42020final045.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 70 - file: ssq42020final045.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>71 <FILENAME>ssq42020final046.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 71 - file: ssq42020final046.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>72 <FILENAME>ssq42020final047.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 72 - file: ssq42020final047.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>73 <FILENAME>ssq42020final048.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 73 - file: ssq42020final048.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>74 <FILENAME>ssq42020final049.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 74 - file: ssq42020final049.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>75 <FILENAME>ssq42020final050.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 75 - file: ssq42020final050.jpg
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>76 <FILENAME>amp-20210127_htm.xml <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 76 - file: amp-20210127_htm.html
Document 76 - RAW XML: amp-20210127_htm.xml
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>77 <FILENAME>R1.htm <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 77 - file: R1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EXCEL <SEQUENCE>78 <FILENAME>Financial_Report.xlsx <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 78 - file: Financial_Report.xlsx
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>79 <FILENAME>Show.js <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 79 - file: Show.js
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>80 <FILENAME>report.css <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 80 - file: report.css
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>81 <FILENAME>FilingSummary.xml <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 81 - file: FilingSummary.html
Document 81 - RAW XML: FilingSummary.xml
</DOCUMENT> <DOCUMENT> <TYPE>JSON <SEQUENCE>84 <FILENAME>MetaLinks.json <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 84 - file: MetaLinks.json
</DOCUMENT> <DOCUMENT> <TYPE>ZIP <SEQUENCE>85 <FILENAME>0000820027-21-000003-xbrl.zip <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 85 - file: 0000820027-21-000003-xbrl.zip
</DOCUMENT> </SEC-DOCUMENT>