XML 133 R111.htm IDEA: XBRL DOCUMENT v3.10.0.1
Fair Value of Assets and Liabilities Fair Vaues of Assets and Liabilities (Recurring) (Details) - USD ($)
$ in Millions
12 Months Ended
Dec. 31, 2018
Dec. 31, 2017
Liabilities    
Individual contracts in a liability position [1],[2] $ 3,610 $ 3,895
Individual contracts in an asset position [3] 2,574 3,563
Cumulative increase(decrease) in embedded derivatives due to nonperformance (726) (399)
GMWB and GMAB embedded derivatives [Member]    
Liabilities    
Individual contracts in a liability position 646 443
Individual contracts in an asset position 318 492
Ameriprise Financial [Member]    
Assets    
Available-for-sale securities 31,058 30,927
Separate account assets measured at NAV 77,925 87,368
Investments and cash equivalents segregated for regulatory purposes 2,910 3,147
Ameriprise Financial [Member] | Corporate Debt Securities [Member]    
Assets    
Available-for-sale securities 14,066 15,075
Ameriprise Financial [Member] | Residential mortgage backed securities [Member]    
Assets    
Available-for-sale securities 6,329 6,611
Ameriprise Financial [Member] | Commercial mortgage backed securities [Member]    
Assets    
Available-for-sale securities 4,877 4,374
Ameriprise Financial [Member] | Asset backed securities [Member]    
Assets    
Available-for-sale securities 1,398 1,580
Ameriprise Financial [Member] | State and municipal obligations [Member]    
Assets    
Available-for-sale securities 2,345 2,463
Ameriprise Financial [Member] | U.S. government and agencies obligations [Member]    
Assets    
Available-for-sale securities 1,745 503
Ameriprise Financial [Member] | Foreign government bonds and obligations [Member]    
Assets    
Available-for-sale securities 298 314
Ameriprise Financial [Member] | Common stocks [Member]    
Assets    
Available-for-sale securities   7
Ameriprise Financial [Member] | Recurring basis [Member]    
Assets    
Cash equivalents 2,505 2,172
Available-for-sale securities 31,058 30,927
Equity Securities, FV-NI 1  
Equity Securities Measured at NAV [4] 6  
Trading securities 74 44
Separate account assets measured at NAV [4] 77,925 87,368
Investments and cash equivalents segregated for regulatory purposes 301 623
Other assets 2,574 3,563
Total assets at fair value 114,444 124,697
Liabilities    
Policyholder account balances, future policy benefits and claims 973 [5] 557 [6]
Customer deposits 6 10
Other liabilities 2,680 3,371
Total liabilities at fair value 3,659 3,938
Ameriprise Financial [Member] | Recurring basis [Member] | Other liabilities [Member]    
Liabilities    
Other liabilities 49 43
Ameriprise Financial [Member] | Recurring basis [Member] | Interest rate derivative contracts [Member]    
Assets    
Other assets 796 1,104
Liabilities    
Other liabilities 424 416
Ameriprise Financial [Member] | Recurring basis [Member] | Equity derivate dontracts [Member]    
Assets    
Other assets 1,718 2,423
Liabilities    
Other liabilities 2,154 2,883
Ameriprise Financial [Member] | Recurring basis [Member] | Credit Risk Contract [Member]    
Liabilities    
Other liabilities 18 2
Ameriprise Financial [Member] | Recurring basis [Member] | Foreign exchange derivative contracts [Member]    
Assets    
Other assets 60 36
Liabilities    
Other liabilities 35 27
Ameriprise Financial [Member] | Recurring basis [Member] | Indexed annuity embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 17 5
Ameriprise Financial [Member] | Recurring basis [Member] | IUL embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 628 601
Ameriprise Financial [Member] | Recurring basis [Member] | GMWB and GMAB embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 328 [7] (49) [8]
Ameriprise Financial [Member] | Recurring basis [Member] | Corporate Debt Securities [Member]    
Assets    
Available-for-sale securities 14,066 15,075
Ameriprise Financial [Member] | Recurring basis [Member] | Residential mortgage backed securities [Member]    
Assets    
Available-for-sale securities 6,329 6,611
Ameriprise Financial [Member] | Recurring basis [Member] | Commercial mortgage backed securities [Member]    
Assets    
Available-for-sale securities 4,877 4,374
Ameriprise Financial [Member] | Recurring basis [Member] | Asset backed securities [Member]    
Assets    
Available-for-sale securities 1,398 1,580
Ameriprise Financial [Member] | Recurring basis [Member] | State and municipal obligations [Member]    
Assets    
Available-for-sale securities 2,345 2,463
Ameriprise Financial [Member] | Recurring basis [Member] | U.S. government and agencies obligations [Member]    
Assets    
Available-for-sale securities 1,745 503
Ameriprise Financial [Member] | Recurring basis [Member] | Foreign government bonds and obligations [Member]    
Assets    
Available-for-sale securities 298 314
Ameriprise Financial [Member] | Recurring basis [Member] | Common stocks [Member]    
Assets    
Available-for-sale securities   1
Ameriprise Financial [Member] | Recurring basis [Member] | Common stocks measured at NAV [Member]    
Assets    
Available-for-sale securities [4]   6
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member]    
Assets    
Cash equivalents 155 147
Available-for-sale securities 1,745 504
Trading securities 36 10
Investments and cash equivalents segregated for regulatory purposes 301 623
Other assets 196 65
Total assets at fair value 2,433 1,349
Liabilities    
Other liabilities 95 21
Total liabilities at fair value 95 21
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | Other liabilities [Member]    
Liabilities    
Other liabilities 13 9
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | Interest rate derivative contracts [Member]    
Liabilities    
Other liabilities   1
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | Equity derivate dontracts [Member]    
Assets    
Other assets 191 63
Liabilities    
Other liabilities 78 7
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | Foreign exchange derivative contracts [Member]    
Assets    
Other assets 5 2
Liabilities    
Other liabilities 4 4
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | U.S. government and agencies obligations [Member]    
Assets    
Available-for-sale securities 1,745 503
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | Common stocks [Member]    
Assets    
Available-for-sale securities   1
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member]    
Assets    
Cash equivalents 2,350 2,025
Available-for-sale securities 28,238 29,116
Equity Securities, FV-NI 1  
Trading securities 38 34
Other assets 2,378 3,498
Total assets at fair value 33,005 34,673
Liabilities    
Policyholder account balances, future policy benefits and claims 3 5
Customer deposits 6 10
Other liabilities 2,555 3,322
Total liabilities at fair value 2,564 3,337
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Other liabilities [Member]    
Liabilities    
Other liabilities 6 6
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Interest rate derivative contracts [Member]    
Assets    
Other assets 796 1,104
Liabilities    
Other liabilities 424 415
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Equity derivate dontracts [Member]    
Assets    
Other assets 1,527 2,360
Liabilities    
Other liabilities 2,076 2,876
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Credit Risk Contract [Member]    
Liabilities    
Other liabilities 18 2
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Foreign exchange derivative contracts [Member]    
Assets    
Other assets 55 34
Liabilities    
Other liabilities 31 23
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Indexed annuity embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 3 5
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Corporate Debt Securities [Member]    
Assets    
Available-for-sale securities 13,153 13,936
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Residential mortgage backed securities [Member]    
Assets    
Available-for-sale securities 6,193 6,456
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Commercial mortgage backed securities [Member]    
Assets    
Available-for-sale securities 4,857 4,374
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Asset backed securities [Member]    
Assets    
Available-for-sale securities 1,392 1,573
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | State and municipal obligations [Member]    
Assets    
Available-for-sale securities 2,345 2,463
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Foreign government bonds and obligations [Member]    
Assets    
Available-for-sale securities 298 314
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member]    
Assets    
Available-for-sale securities 1,075 1,301
Total assets at fair value 1,075 1,301
Liabilities    
Policyholder account balances, future policy benefits and claims 970 552
Other liabilities 30 28
Total liabilities at fair value 1,000 580
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Other liabilities [Member]    
Liabilities    
Other liabilities 30 28
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Indexed annuity embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 14  
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | IUL embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 628 601
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | GMWB and GMAB embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 328 (49)
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Corporate Debt Securities [Member]    
Assets    
Available-for-sale securities 913 1,139
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Residential mortgage backed securities [Member]    
Assets    
Available-for-sale securities 136 155
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Commercial mortgage backed securities [Member]    
Assets    
Available-for-sale securities 20  
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Asset backed securities [Member]    
Assets    
Available-for-sale securities $ 6 $ 7
[1] The fair value of the Company’s derivative liabilities after considering the effects of master netting arrangements, cash collateral held by the same counterparty and the fair value of net embedded derivatives was $1.4 billion and $1.3 billion as of December 31, 2018 and 2017, respectively. See Note 16 for additional information related to master netting arrangements and cash collateral. See Note 5 for information about derivatives held by consolidated VIEs.
[2] The fair value of freestanding derivative liabilities is included in Other liabilities on the Consolidated Balance Sheets. The fair value of GMWB and GMAB, IUL, and indexed annuity embedded derivatives is included in Policyholder account balances, future policy benefits and claims on the Consolidated Balance Sheets. The fair value of the SMC embedded derivative liability is included in Customer deposits on the Consolidated Balance Sheets.
[3] The fair value of freestanding derivative assets is included in Other assets on the Consolidated Balance Sheets.
[4] Amounts are comprised of certain financial instruments that are measured at fair value using the NAV per share (or its equivalent) as a practical expedient and have not been classified in the fair value hierarchy.
[5] The Company’s adjustment for nonperformance risk resulted in a $(726) million cumulative increase (decrease) to the embedded derivatives as of December 31, 2018.
[6] The Company’s adjustment for nonperformance risk resulted in a $(399) million cumulative increase (decrease) to the embedded derivatives as of December 31, 2017.
[7] The fair value of the GMWB and GMAB embedded derivatives included $646 million of individual contracts in a liability position and $318 million of individual contracts in an asset position as of December 31, 2018.
[8] The fair value of the GMWB and GMAB embedded derivatives included $443 million of individual contracts in a liability position and $492 million of individual contracts in an asset position as of December 31, 2017.