<SEC-DOCUMENT>0000820027-18-000064-index.html : 20181023 <SEC-HEADER>0000820027-18-000064.hdr.sgml : 20181023 <ACCEPTANCE-DATETIME>20181023161408 ACCESSION NUMBER: 0000820027-18-000064 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 75 CONFORMED PERIOD OF REPORT: 20181023 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20181023 DATE AS OF CHANGE: 20181023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 181134276 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a8-k9x30x2018.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a8-k9x30x2018.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>exhibit9919302018f.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 2 - file: exhibit9919302018f.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>3 <FILENAME>exhibit9929302018f.htm <DESCRIPTION>EXHIBIT 99.2 <TEXT> Document 3 - file: exhibit9929302018f.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>exhibit9919302018f001.jpg <TEXT> Document 4 - file: exhibit9919302018f001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>exhibit9919302018f002.jpg <TEXT> Document 5 - file: exhibit9919302018f002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>exhibit9919302018f003.jpg <TEXT> Document 6 - file: exhibit9919302018f003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>exhibit9919302018f004.jpg <TEXT> Document 7 - file: exhibit9919302018f004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>exhibit9919302018f005.jpg <TEXT> Document 8 - file: exhibit9919302018f005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>exhibit9919302018f006.jpg <TEXT> Document 9 - file: exhibit9919302018f006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>exhibit9919302018f007.jpg <TEXT> Document 10 - file: exhibit9919302018f007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>exhibit9919302018f008.jpg <TEXT> Document 11 - file: exhibit9919302018f008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>exhibit9919302018f009.jpg <TEXT> Document 12 - file: exhibit9919302018f009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>exhibit9919302018f010.jpg <TEXT> Document 13 - file: exhibit9919302018f010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>exhibit9919302018f011.jpg <TEXT> Document 14 - file: exhibit9919302018f011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>exhibit9919302018f012.jpg <TEXT> Document 15 - file: exhibit9919302018f012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>exhibit9919302018f013.jpg <TEXT> Document 16 - file: exhibit9919302018f013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>exhibit9919302018f014.jpg <TEXT> Document 17 - file: exhibit9919302018f014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>exhibit9919302018f015.jpg <TEXT> Document 18 - file: exhibit9919302018f015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>exhibit9919302018f016.jpg <TEXT> Document 19 - file: exhibit9919302018f016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>exhibit9919302018f017.jpg <TEXT> Document 20 - file: exhibit9919302018f017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>exhibit9919302018f018.jpg <TEXT> Document 21 - file: exhibit9919302018f018.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>exhibit9929302018f001.jpg <TEXT> Document 22 - file: exhibit9929302018f001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>exhibit9929302018f002.jpg <TEXT> Document 23 - file: exhibit9929302018f002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>exhibit9929302018f003.jpg <TEXT> Document 24 - file: exhibit9929302018f003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>exhibit9929302018f004.jpg <TEXT> Document 25 - file: exhibit9929302018f004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>exhibit9929302018f005.jpg <TEXT> Document 26 - file: exhibit9929302018f005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>exhibit9929302018f006.jpg <TEXT> Document 27 - file: exhibit9929302018f006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>exhibit9929302018f007.jpg <TEXT> Document 28 - file: exhibit9929302018f007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>exhibit9929302018f008.jpg <TEXT> Document 29 - file: exhibit9929302018f008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>exhibit9929302018f009.jpg <TEXT> Document 30 - file: exhibit9929302018f009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>exhibit9929302018f010.jpg <TEXT> Document 31 - file: exhibit9929302018f010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>exhibit9929302018f011.jpg <TEXT> Document 32 - file: exhibit9929302018f011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>exhibit9929302018f012.jpg <TEXT> Document 33 - file: exhibit9929302018f012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>exhibit9929302018f013.jpg <TEXT> Document 34 - file: exhibit9929302018f013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>exhibit9929302018f014.jpg <TEXT> Document 35 - file: exhibit9929302018f014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>exhibit9929302018f015.jpg <TEXT> Document 36 - file: exhibit9929302018f015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>exhibit9929302018f016.jpg <TEXT> Document 37 - file: exhibit9929302018f016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>exhibit9929302018f017.jpg <TEXT> Document 38 - file: exhibit9929302018f017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>exhibit9929302018f018.jpg <TEXT> Document 39 - file: exhibit9929302018f018.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>exhibit9929302018f019.jpg <TEXT> Document 40 - file: exhibit9929302018f019.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>exhibit9929302018f020.jpg <TEXT> Document 41 - file: exhibit9929302018f020.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>exhibit9929302018f021.jpg <TEXT> Document 42 - file: exhibit9929302018f021.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>exhibit9929302018f022.jpg <TEXT> Document 43 - file: exhibit9929302018f022.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>exhibit9929302018f023.jpg <TEXT> Document 44 - file: exhibit9929302018f023.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>exhibit9929302018f024.jpg <TEXT> Document 45 - file: exhibit9929302018f024.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>exhibit9929302018f025.jpg <TEXT> Document 46 - file: exhibit9929302018f025.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>exhibit9929302018f026.jpg <TEXT> Document 47 - file: exhibit9929302018f026.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>exhibit9929302018f027.jpg <TEXT> Document 48 - file: exhibit9929302018f027.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>exhibit9929302018f028.jpg <TEXT> Document 49 - file: exhibit9929302018f028.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>exhibit9929302018f029.jpg <TEXT> Document 50 - file: exhibit9929302018f029.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>51 <FILENAME>exhibit9929302018f030.jpg <TEXT> Document 51 - file: exhibit9929302018f030.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>52 <FILENAME>exhibit9929302018f031.jpg <TEXT> Document 52 - file: exhibit9929302018f031.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>53 <FILENAME>exhibit9929302018f032.jpg <TEXT> Document 53 - file: exhibit9929302018f032.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>54 <FILENAME>exhibit9929302018f033.jpg <TEXT> Document 54 - file: exhibit9929302018f033.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>55 <FILENAME>exhibit9929302018f034.jpg <TEXT> Document 55 - file: exhibit9929302018f034.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>56 <FILENAME>exhibit9929302018f035.jpg <TEXT> Document 56 - file: exhibit9929302018f035.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>57 <FILENAME>exhibit9929302018f036.jpg <TEXT> Document 57 - file: exhibit9929302018f036.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>58 <FILENAME>exhibit9929302018f037.jpg <TEXT> Document 58 - file: exhibit9929302018f037.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>59 <FILENAME>exhibit9929302018f038.jpg <TEXT> Document 59 - file: exhibit9929302018f038.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>60 <FILENAME>exhibit9929302018f039.jpg <TEXT> Document 60 - file: exhibit9929302018f039.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>61 <FILENAME>exhibit9929302018f040.jpg <TEXT> Document 61 - file: exhibit9929302018f040.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>62 <FILENAME>exhibit9929302018f041.jpg <TEXT> Document 62 - file: exhibit9929302018f041.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>63 <FILENAME>exhibit9929302018f042.jpg <TEXT> Document 63 - file: exhibit9929302018f042.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>64 <FILENAME>exhibit9929302018f043.jpg <TEXT> Document 64 - file: exhibit9929302018f043.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>65 <FILENAME>exhibit9929302018f044.jpg <TEXT> Document 65 - file: exhibit9929302018f044.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>66 <FILENAME>exhibit9929302018f045.jpg <TEXT> Document 66 - file: exhibit9929302018f045.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>67 <FILENAME>exhibit9929302018f046.jpg <TEXT> Document 67 - file: exhibit9929302018f046.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>68 <FILENAME>exhibit9929302018f047.jpg <TEXT> Document 68 - file: exhibit9929302018f047.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>69 <FILENAME>exhibit9929302018f048.jpg <TEXT> Document 69 - file: exhibit9929302018f048.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>70 <FILENAME>exhibit9929302018f049.jpg <TEXT> Document 70 - file: exhibit9929302018f049.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>71 <FILENAME>exhibit9929302018f050.jpg <TEXT> Document 71 - file: exhibit9929302018f050.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>72 <FILENAME>exhibit9929302018f051.jpg <TEXT> Document 72 - file: exhibit9929302018f051.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>73 <FILENAME>exhibit9929302018f052.jpg <TEXT> Document 73 - file: exhibit9929302018f052.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>74 <FILENAME>exhibit9929302018f053.jpg <TEXT> Document 74 - file: exhibit9929302018f053.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>75 <FILENAME>exhibit9929302018f054.jpg <TEXT> Document 75 - file: exhibit9929302018f054.jpg
</DOCUMENT> </SEC-DOCUMENT>