XML 82 R72.htm IDEA: XBRL DOCUMENT v3.10.0.1
Fair Values of Assets and Liabilities (Recurring) (Details) - USD ($)
$ in Millions
6 Months Ended 12 Months Ended
Jun. 30, 2018
Dec. 31, 2017
Assets    
Investments segregated for regulatory purposes $ 399 $ 623
Liabilities    
Individual contracts in a liability position [1],[2] 3,496 3,895
Individual contracts in an asset position [3] 2,970 3,563
Cumulative increase (decrease) in embedded derivatives due to nonperformance (444) (399)
GMWB and GMAB embedded derivatives [Member]    
Liabilities    
Individual contracts in a liability position 265 443
Individual contracts in an asset position 690 492
Ameriprise Financial [Member]    
Assets    
Available-for-Sale securities 30,459 30,927
Separate account assets at NAV 85,258 87,368
Ameriprise Financial [Member] | Corporate debt securities [Member]    
Assets    
Available-for-Sale securities 14,252 15,075
Ameriprise Financial [Member] | Residential mortgage backed securities [Member]    
Assets    
Available-for-Sale securities 5,986 6,611
Ameriprise Financial [Member] | Commercial mortgage backed securities [Member]    
Assets    
Available-for-Sale securities 4,584 4,374
Ameriprise Financial [Member] | Asset backed securities [Member]    
Assets    
Available-for-Sale securities 1,575 1,580
Ameriprise Financial [Member] | State and municipal obligations [Member]    
Assets    
Available-for-Sale securities 2,370 2,463
Ameriprise Financial [Member] | U.S. government and agencies obligations [Member]    
Assets    
Available-for-Sale securities 1,424 503
Ameriprise Financial [Member] | Foreign government bonds and obligations [Member]    
Assets    
Available-for-Sale securities 268 314
Ameriprise Financial [Member] | Common stocks [Member]    
Assets    
Available-for-Sale securities   7
Ameriprise Financial [Member] | Recurring basis [Member]    
Assets    
Cash equivalents 2,048 2,172
Available-for-Sale securities 30,459 30,927
Equity securities 2  
Equity securities at NAV [4] 6  
Trading securities 86 44
Separate account assets at NAV [4] 85,258 87,368
Investments segregated for regulatory purposes 399 623
Other assets 2,970 3,563
Total assets at fair value 121,228 124,697
Liabilities    
Policyholder account balances, future policy benefits and claims 207 [5] 557 [6]
Customer deposits 10 10
Other liabilities 3,334 3,371
Total liabilities at fair value 3,551 3,938
Ameriprise Financial [Member] | Recurring basis [Member] | Other liabilities [Member]    
Liabilities    
Other liabilities 55 43
Ameriprise Financial [Member] | Recurring basis [Member] | Indexed annuity embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 12 5
Ameriprise Financial [Member] | Recurring basis [Member] | IUL embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 620 601
Ameriprise Financial [Member] | Recurring basis [Member] | GMWB and GMAB embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims (425) [7] (49) [8]
Ameriprise Financial [Member] | Recurring basis [Member] | Interest rate derivative contracts [Member]    
Assets    
Other assets 716 1,104
Liabilities    
Other liabilities 544 416
Ameriprise Financial [Member] | Recurring basis [Member] | Equity derivative contracts [Member]    
Assets    
Other assets 2,201 2,423
Liabilities    
Other liabilities 2,704 2,883
Ameriprise Financial [Member] | Recurring basis [Member] | Credit derivative contracts [Member]    
Assets    
Other assets 4  
Liabilities    
Other liabilities   2
Ameriprise Financial [Member] | Recurring basis [Member] | Foreign exchange derivative contracts [Member]    
Assets    
Other assets 47 36
Liabilities    
Other liabilities 31 27
Ameriprise Financial [Member] | Recurring basis [Member] | Other Contract [Member]    
Assets    
Other assets 2  
Ameriprise Financial [Member] | Recurring basis [Member] | Corporate debt securities [Member]    
Assets    
Available-for-Sale securities 14,252 15,075
Ameriprise Financial [Member] | Recurring basis [Member] | Residential mortgage backed securities [Member]    
Assets    
Available-for-Sale securities 5,986 6,611
Ameriprise Financial [Member] | Recurring basis [Member] | Commercial mortgage backed securities [Member]    
Assets    
Available-for-Sale securities 4,584 4,374
Ameriprise Financial [Member] | Recurring basis [Member] | Asset backed securities [Member]    
Assets    
Available-for-Sale securities 1,575 1,580
Ameriprise Financial [Member] | Recurring basis [Member] | State and municipal obligations [Member]    
Assets    
Available-for-Sale securities 2,370 2,463
Ameriprise Financial [Member] | Recurring basis [Member] | U.S. government and agencies obligations [Member]    
Assets    
Available-for-Sale securities 1,424 503
Ameriprise Financial [Member] | Recurring basis [Member] | Foreign government bonds and obligations [Member]    
Assets    
Available-for-Sale securities 268 314
Ameriprise Financial [Member] | Recurring basis [Member] | Common stocks [Member]    
Assets    
Available-for-Sale securities   1
Ameriprise Financial [Member] | Recurring basis [Member] | Common stocks at NAV [Member]    
Assets    
Available-for-Sale securities [4]   6
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member]    
Assets    
Cash equivalents 156 147
Available-for-Sale securities 1,424 504
Equity securities 1  
Trading securities 38 10
Investments segregated for regulatory purposes 399 623
Other assets 74 65
Total assets at fair value 2,092 1,349
Liabilities    
Other liabilities 47 21
Total liabilities at fair value 47 21
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | Other liabilities [Member]    
Liabilities    
Other liabilities 17 9
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | Interest rate derivative contracts [Member]    
Liabilities    
Other liabilities   1
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | Equity derivative contracts [Member]    
Assets    
Other assets 62 63
Liabilities    
Other liabilities 24 7
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | Foreign exchange derivative contracts [Member]    
Assets    
Other assets 12 2
Liabilities    
Other liabilities 6 4
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | U.S. government and agencies obligations [Member]    
Assets    
Available-for-Sale securities 1,424 503
Ameriprise Financial [Member] | Recurring basis [Member] | Level 1 [Member] | Common stocks [Member]    
Assets    
Available-for-Sale securities   1
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member]    
Assets    
Cash equivalents 1,892 2,025
Available-for-Sale securities 27,792 29,116
Equity securities 1  
Trading securities 48 34
Other assets 2,894 3,498
Total assets at fair value 32,627 34,673
Liabilities    
Policyholder account balances, future policy benefits and claims 4 5
Customer deposits 10 10
Other liabilities 3,258 3,322
Total liabilities at fair value 3,272 3,337
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Other liabilities [Member]    
Liabilities    
Other liabilities 9 6
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Indexed annuity embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 4 5
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Interest rate derivative contracts [Member]    
Assets    
Other assets 716 1,104
Liabilities    
Other liabilities 544 415
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Equity derivative contracts [Member]    
Assets    
Other assets 2,139 2,360
Liabilities    
Other liabilities 2,680 2,876
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Credit derivative contracts [Member]    
Assets    
Other assets 4  
Liabilities    
Other liabilities   2
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Foreign exchange derivative contracts [Member]    
Assets    
Other assets 35 34
Liabilities    
Other liabilities 25 23
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Corporate debt securities [Member]    
Assets    
Available-for-Sale securities 13,212 13,936
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Residential mortgage backed securities [Member]    
Assets    
Available-for-Sale securities 5,866 6,456
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Commercial mortgage backed securities [Member]    
Assets    
Available-for-Sale securities 4,532 4,374
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Asset backed securities [Member]    
Assets    
Available-for-Sale securities 1,544 1,573
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | State and municipal obligations [Member]    
Assets    
Available-for-Sale securities 2,370 2,463
Ameriprise Financial [Member] | Recurring basis [Member] | Level 2 [Member] | Foreign government bonds and obligations [Member]    
Assets    
Available-for-Sale securities 268 314
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member]    
Assets    
Available-for-Sale securities 1,243 1,301
Other assets 2  
Total assets at fair value 1,245 1,301
Liabilities    
Policyholder account balances, future policy benefits and claims 203 552
Other liabilities 29 28
Total liabilities at fair value 232 580
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Other liabilities [Member]    
Liabilities    
Other liabilities 29 28
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Indexed annuity embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 8  
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | IUL embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims 620 601
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | GMWB and GMAB embedded derivatives [Member]    
Liabilities    
Policyholder account balances, future policy benefits and claims (425) (49)
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Other Contract [Member]    
Assets    
Other assets 2  
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Corporate debt securities [Member]    
Assets    
Available-for-Sale securities 1,040 1,139
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Residential mortgage backed securities [Member]    
Assets    
Available-for-Sale securities 120 155
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Commercial mortgage backed securities [Member]    
Assets    
Available-for-Sale securities 52  
Ameriprise Financial [Member] | Recurring basis [Member] | Level 3 [Member] | Asset backed securities [Member]    
Assets    
Available-for-Sale securities $ 31 $ 7
[1] The fair value of freestanding derivative liabilities is included in Other liabilities on the Consolidated Balance Sheets. The fair value of GMWB and GMAB, IUL, and indexed annuity embedded derivatives is included in Policyholder account balances, future policy benefits and claims on the Consolidated Balance Sheets. The fair value of the SMC embedded derivative liability is included in Customer deposits on the Consolidated Balance Sheets.
[2] The fair value of the Company’s derivative liabilities after considering the effects of master netting arrangements, cash collateral held by the same counterparty and the fair value of net embedded derivatives was $897 million and $1.3 billion as of June 30, 2018 and December 31, 2017, respectively. See Note 12 for additional information related to master netting arrangements and cash collateral.
[3] The fair value of freestanding derivative assets is included in Other assets on the Consolidated Balance Sheets.
[4] Amounts are comprised of certain financial instruments that are measured at fair value using the NAV per share (or its equivalent) as a practical expedient and have not been classified in the fair value hierarchy.
[5] The Company’s adjustment for nonperformance risk resulted in a $(444) million cumulative increase (decrease) to the embedded derivatives as of June 30, 2018.
[6] The Company’s adjustment for nonperformance risk resulted in a $(399) million cumulative increase (decrease) to the embedded derivatives as of December 31, 2017.
[7] The fair value of the GMWB and GMAB embedded derivatives included $265 million of individual contracts in a liability position and $690 million of individual contracts in an asset position as of June 30, 2018.
[8] The fair value of the GMWB and GMAB embedded derivatives included $443 million of individual contracts in a liability position and $492 million of individual contracts in an asset position as of December 31, 2017.