<SEC-DOCUMENT>0000820027-18-000046-index.html : 20180724 <SEC-HEADER>0000820027-18-000046.hdr.sgml : 20180724 <ACCEPTANCE-DATETIME>20180724161752 ACCESSION NUMBER: 0000820027-18-000046 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 74 CONFORMED PERIOD OF REPORT: 20180724 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20180724 DATE AS OF CHANGE: 20180724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 18966706 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a8-k7x24x2018.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a8-k7x24x2018.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>ex99163018.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 2 - file: ex99163018.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>3 <FILENAME>ex99263018.htm <DESCRIPTION>EXHIBIT 99.2 <TEXT> Document 3 - file: ex99263018.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>ex99163018001.jpg <TEXT> Document 4 - file: ex99163018001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>ex99163018002.jpg <TEXT> Document 5 - file: ex99163018002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>ex99163018003.jpg <TEXT> Document 6 - file: ex99163018003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>ex99163018004.jpg <TEXT> Document 7 - file: ex99163018004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>ex99163018005.jpg <TEXT> Document 8 - file: ex99163018005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>ex99163018006.jpg <TEXT> Document 9 - file: ex99163018006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>ex99163018007.jpg <TEXT> Document 10 - file: ex99163018007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>ex99163018008.jpg <TEXT> Document 11 - file: ex99163018008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>ex99163018009.jpg <TEXT> Document 12 - file: ex99163018009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>ex99163018010.jpg <TEXT> Document 13 - file: ex99163018010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>ex99163018011.jpg <TEXT> Document 14 - file: ex99163018011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>ex99163018012.jpg <TEXT> Document 15 - file: ex99163018012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>ex99163018013.jpg <TEXT> Document 16 - file: ex99163018013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>ex99163018014.jpg <TEXT> Document 17 - file: ex99163018014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>ex99163018015.jpg <TEXT> Document 18 - file: ex99163018015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>ex99163018016.jpg <TEXT> Document 19 - file: ex99163018016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>ex99163018017.jpg <TEXT> Document 20 - file: ex99163018017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>ex99263018001.jpg <TEXT> Document 21 - file: ex99263018001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>ex99263018002.jpg <TEXT> Document 22 - file: ex99263018002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>ex99263018003.jpg <TEXT> Document 23 - file: ex99263018003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>ex99263018004.jpg <TEXT> Document 24 - file: ex99263018004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>ex99263018005.jpg <TEXT> Document 25 - file: ex99263018005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>ex99263018006.jpg <TEXT> Document 26 - file: ex99263018006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>ex99263018007.jpg <TEXT> Document 27 - file: ex99263018007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>ex99263018008.jpg <TEXT> Document 28 - file: ex99263018008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>ex99263018009.jpg <TEXT> Document 29 - file: ex99263018009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>ex99263018010.jpg <TEXT> Document 30 - file: ex99263018010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>ex99263018011.jpg <TEXT> Document 31 - file: ex99263018011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>ex99263018012.jpg <TEXT> Document 32 - file: ex99263018012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>ex99263018013.jpg <TEXT> Document 33 - file: ex99263018013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>ex99263018014.jpg <TEXT> Document 34 - file: ex99263018014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>ex99263018015.jpg <TEXT> Document 35 - file: ex99263018015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>ex99263018016.jpg <TEXT> Document 36 - file: ex99263018016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>ex99263018017.jpg <TEXT> Document 37 - file: ex99263018017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>ex99263018018.jpg <TEXT> Document 38 - file: ex99263018018.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>ex99263018019.jpg <TEXT> Document 39 - file: ex99263018019.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>ex99263018020.jpg <TEXT> Document 40 - file: ex99263018020.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>ex99263018021.jpg <TEXT> Document 41 - file: ex99263018021.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>ex99263018022.jpg <TEXT> Document 42 - file: ex99263018022.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>ex99263018023.jpg <TEXT> Document 43 - file: ex99263018023.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>ex99263018024.jpg <TEXT> Document 44 - file: ex99263018024.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>ex99263018025.jpg <TEXT> Document 45 - file: ex99263018025.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>ex99263018026.jpg <TEXT> Document 46 - file: ex99263018026.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>ex99263018027.jpg <TEXT> Document 47 - file: ex99263018027.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>ex99263018028.jpg <TEXT> Document 48 - file: ex99263018028.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>ex99263018029.jpg <TEXT> Document 49 - file: ex99263018029.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>ex99263018030.jpg <TEXT> Document 50 - file: ex99263018030.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>51 <FILENAME>ex99263018031.jpg <TEXT> Document 51 - file: ex99263018031.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>52 <FILENAME>ex99263018032.jpg <TEXT> Document 52 - file: ex99263018032.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>53 <FILENAME>ex99263018033.jpg <TEXT> Document 53 - file: ex99263018033.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>54 <FILENAME>ex99263018034.jpg <TEXT> Document 54 - file: ex99263018034.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>55 <FILENAME>ex99263018035.jpg <TEXT> Document 55 - file: ex99263018035.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>56 <FILENAME>ex99263018036.jpg <TEXT> Document 56 - file: ex99263018036.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>57 <FILENAME>ex99263018037.jpg <TEXT> Document 57 - file: ex99263018037.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>58 <FILENAME>ex99263018038.jpg <TEXT> Document 58 - file: ex99263018038.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>59 <FILENAME>ex99263018039.jpg <TEXT> Document 59 - file: ex99263018039.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>60 <FILENAME>ex99263018040.jpg <TEXT> Document 60 - file: ex99263018040.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>61 <FILENAME>ex99263018041.jpg <TEXT> Document 61 - file: ex99263018041.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>62 <FILENAME>ex99263018042.jpg <TEXT> Document 62 - file: ex99263018042.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>63 <FILENAME>ex99263018043.jpg <TEXT> Document 63 - file: ex99263018043.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>64 <FILENAME>ex99263018044.jpg <TEXT> Document 64 - file: ex99263018044.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>65 <FILENAME>ex99263018045.jpg <TEXT> Document 65 - file: ex99263018045.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>66 <FILENAME>ex99263018046.jpg <TEXT> Document 66 - file: ex99263018046.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>67 <FILENAME>ex99263018047.jpg <TEXT> Document 67 - file: ex99263018047.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>68 <FILENAME>ex99263018048.jpg <TEXT> Document 68 - file: ex99263018048.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>69 <FILENAME>ex99263018049.jpg <TEXT> Document 69 - file: ex99263018049.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>70 <FILENAME>ex99263018050.jpg <TEXT> Document 70 - file: ex99263018050.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>71 <FILENAME>ex99263018051.jpg <TEXT> Document 71 - file: ex99263018051.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>72 <FILENAME>ex99263018052.jpg <TEXT> Document 72 - file: ex99263018052.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>73 <FILENAME>ex99263018053.jpg <TEXT> Document 73 - file: ex99263018053.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>74 <FILENAME>ex99263018054.jpg <TEXT> Document 74 - file: ex99263018054.jpg
</DOCUMENT> </SEC-DOCUMENT>