-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tj0JcRDg83cx2aV8PcxTUnrp3X2Wg/5bGoxUMQ1iucrMXRaO9gb029WYiOMi8JYJ WGqQqGeFa9r8E6diQxqY5g== 0000004962-05-000197.txt : 20050921 0000004962-05-000197.hdr.sgml : 20050921 20050921160457 ACCESSION NUMBER: 0000004962-05-000197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050919 FILED AS OF DATE: 20050921 DATE AS OF CHANGE: 20050921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2711 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/52 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 051095922 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-09-19 1 0000820027 AMERIPRISE FINANCIAL INC AMP 0000004962 AMERICAN EXPRESS CO 200 VESEY STREET 50TH FLOOR NEW YORK NY 10285 0 0 1 0 Common Stock 2005-09-19 4 J 0 100 D 0 D On September 30, 2005, American Express Company ("American Express") will distribute all of the shares of Ameriprise Financial, Inc. ("Ameriprise") that it owns to its shareholders of record as of the close of business on September 19, 2005. The distribution will be made to shareholders of American Express on a pro rata basis by means of a share dividend. On or prior to the distribution date, Ameriprise will recapitalize the Ameriprise common stock held by American Express such that American Express will distribute to its shareholders one share of Ameriprise common stock for every five shares of American Express common stock held by shareholders of American Express on September 19, 2005. s/ Stephen P. Norman, Secretary, American Express Company 2005-09-19 -----END PRIVACY-ENHANCED MESSAGE-----