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Science & Technology Fund | 07/01/2012 to 06/30/2013 |
ICA File Number: 811-05299 |
Registrant Name: T. Rowe Price Science & Technology Fund, Inc. |
Reporting Period: 07/01/2012 - 06/30/2013 |
FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
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INVESTMENT COMPANY
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Investment Company Act file number 811-5299
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T. Rowe Price Science & Technology Fund, Inc.
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(Exact name of registrant as specified in charter)
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100 East Pratt Street Baltimore, Maryland 21202
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(Address of principal executive offices)
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Edward C. Bernard
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100 East Pratt Street
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Baltimore, Maryland 21202
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(Name and address of agent for service)
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Registrants telephone number, including area code: (410) 345-3577 |
Date of fiscal year end: 12/31 |
Date of reporting period: 07/01/2012 to 06/30/2013 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price Science & Technology Fund, Inc. |
By (Signature and Title) /s/ Edward C. Bernard |
Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
Date August 30, 2013 |
Science & Technology Fund
ACCENTURE PLC
Meeting Date: FEB 06, 2013 Record Date: DEC 11, 2012 Meeting Type: ANNUAL |
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Ticker: ACN
Security ID: G1151C101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | For |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
ACME PACKET, INC.
Meeting Date: MAR 28, 2013 Record Date: FEB 22, 2013 Meeting Type: SPECIAL |
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Ticker: APKT
Security ID: 004764106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
AKAMAI TECHNOLOGIES, INC.
Meeting Date: MAY 15, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
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Ticker: AKAM
Security ID: 00971T101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela J. Craig | Management | For | For |
1.2 | Elect Director F. Thomson Leighton | Management | For | For |
1.3 | Elect Director Paul Sagan | Management | For | For |
1.4 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3a | Declassify the Board of Directors | Management | For | For |
3b | Amend Certificate of Incorporation to Provide Directors May be Removed With or Without Cause | Management | For | For |
3c | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ALTERA CORPORATION
Meeting Date: MAY 06, 2013 Record Date: MAR 08, 2013 Meeting Type: ANNUAL |
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Ticker: ALTR
Security ID: 021441100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Daane | Management | For | For |
1b | Elect Director T. Michael Nevens | Management | For | For |
1c | Elect Director A. Blaine Bowman | Management | For | For |
1d | Elect Director Elisha W. Finney | Management | For | For |
1e | Elect Director Kevin McGarity | Management | For | For |
1f | Elect Director Shane V. Robison | Management | For | For |
1g | Elect Director John Shoemaker | Management | For | For |
1h | Elect Director Thomas H. Waechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC.
Meeting Date: MAY 23, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
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Ticker: AMZN
Security ID: 023135106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Against |
ANGIE'S LIST, INC.
Meeting Date: MAY 07, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
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Ticker: ANGI
Security ID: 034754101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Biddinger | Management | For | For |
1.2 | Elect Director Angela R. Hicks Bowman | Management | For | For |
1.3 | Elect Director Steven M. Kapner | Management | For | For |
1.4 | Elect Director Keith J. Krach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APPLE INC.
Meeting Date: FEB 27, 2013 Record Date: JAN 02, 2013 Meeting Type: ANNUAL |
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Ticker: AAPL
Security ID: 037833100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | Withhold |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
APPLIED MATERIALS, INC.
Meeting Date: MAR 05, 2013 Record Date: JAN 09, 2013 Meeting Type: ANNUAL |
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Ticker: AMAT
Security ID: 038222105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Stephen R. Forrest | Management | For | For |
1c | Elect Director Thomas J. Iannotti | Management | For | For |
1d | Elect Director Susan M. James | Management | For | For |
1e | Elect Director Alexander A. Karsner | Management | For | For |
1f | Elect Director Gerhard H. Parker | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Willem P. Roelandts | Management | For | For |
1i | Elect Director James E. Rogers | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Robert H. Swan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARUBA NETWORKS, INC.
Meeting Date: NOV 29, 2012 Record Date: OCT 08, 2012 Meeting Type: ANNUAL |
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Ticker: ARUN
Security ID: 043176106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | Withhold |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Willem P. Roelandts | Management | For | For |
1.7 | Elect Director Juergen Rottler | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATMEL CORPORATION
Meeting Date: MAY 09, 2013 Record Date: MAR 18, 2013 Meeting Type: ANNUAL |
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Ticker: ATML
Security ID: 049513104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Laub | Management | For | For |
1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
1.3 | Elect Director David Sugishita | Management | For | For |
1.4 | Elect Director Papken Der Torossian | Management | For | For |
1.5 | Elect Director Jack L. Saltich | Management | For | For |
1.6 | Elect Director Charles Carinalli | Management | For | For |
1.7 | Elect Director Edward Ross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
AUTODESK, INC.
Meeting Date: JUN 13, 2013 Record Date: APR 19, 2013 Meeting Type: ANNUAL |
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Ticker: ADSK
Security ID: 052769106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carl Bass | Management | For | For |
1b | Elect Director Crawford W. Beveridge | Management | For | For |
1c | Elect Director J. Hallam Dawson | Management | For | For |
1d | Elect Director Thomas Georgens | Management | For | For |
1e | Elect Director Per-Kristian Halvorsen | Management | For | For |
1f | Elect Director Mary T. McDowell | Management | For | For |
1g | Elect Director Lorrie M. Norrington | Management | For | For |
1h | Elect Director Stacy J. Smith | Management | For | For |
1i | Elect Director Steven M. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVAGO TECHNOLOGIES LIMITED
Meeting Date: APR 10, 2013 Record Date: FEB 11, 2013 Meeting Type: ANNUAL |
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Ticker: AVGO
Security ID: Y0486S104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director John T. Dickson | Management | For | For |
1c | Elect Director James V. Diller | Management | For | For |
1d | Elect Director Kenneth Y. Hao | Management | For | For |
1e | Elect Director John Min-Chih Hsuan | Management | For | Against |
1f | Elect Director Justine F. Lien | Management | For | For |
1g | Elect Director Donald Macleod | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
4 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Meeting Date: JUN 25, 2013 Record Date: MAY 17, 2013 Meeting Type: ANNUAL |
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Ticker: CHKP
Security ID: M22465104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Six Directors | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
3 | Approve Executive Compensation Policy | Management | For | For |
4 | Approve Compensation of Chairman/CEO | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
CHINA UNICOM (HONG KONG) LTD
Meeting Date: DEC 21, 2012 Record Date: DEC 18, 2012 Meeting Type: SPECIAL |
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Ticker: 00762
Security ID: Y1519S111 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Transfer Agreement and Related Transactions | Management | For | For |
CHINA UNICOM (HONG KONG) LTD
Meeting Date: MAY 21, 2013 Record Date: MAY 15, 2013 Meeting Type: ANNUAL |
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Ticker: 00762
Security ID: Y1519S111 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Tong Jilu as Director | Management | For | For |
3a2 | Elect Li Fushen as Director | Management | For | For |
3a3 | Elect Cesareo Alierta Izuel as Director | Management | For | Against |
3a4 | Elect Cai Hongbin as Director | Management | For | For |
3a5 | Elect Law Fan Chiu Fun Fanny as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CISCO SYSTEMS, INC.
Meeting Date: NOV 15, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL |
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Ticker: CSCO
Security ID: 17275R102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director M. Michele Burns | Management | For | For |
1d | Elect Director Michael D. Capellas | Management | For | For |
1e | Elect Director Larry R. Carter | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Richard M. Kovacevich | Management | For | For |
1k | Elect Director Roderick C. McGeary | Management | For | For |
1l | Elect Director Arun Sarin | Management | For | For |
1m | Elect Director Steven M. West | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Against |
COMMVAULT SYSTEMS, INC.
Meeting Date: AUG 22, 2012 Record Date: JUL 02, 2012 Meeting Type: ANNUAL |
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Ticker: CVLT
Security ID: 204166102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N. Robert Hammer | Management | For | For |
1.2 | Elect Director Keith Geeslin | Management | For | For |
1.3 | Elect Director Gary B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CREE, INC.
Meeting Date: OCT 23, 2012 Record Date: AUG 27, 2012 Meeting Type: ANNUAL |
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Ticker: CREE
Security ID: 225447101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | Withhold |
1.2 | Elect Director Clyde R. Hosein | Management | For | Withhold |
1.3 | Elect Director Robert A. Ingram | Management | For | Withhold |
1.4 | Elect Director Franco Plastina | Management | For | Withhold |
1.5 | Elect Director Alan J. Ruud | Management | For | Withhold |
1.6 | Elect Director Robert L. Tillman | Management | For | Withhold |
1.7 | Elect Director Harvey A. Wagner | Management | For | Withhold |
1.8 | Elect Director Thomas H. Werner | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CTRIP.COM INTERNATIONAL LTD.
Meeting Date: OCT 26, 2012 Record Date: SEP 18, 2012 Meeting Type: ANNUAL/SPECIAL |
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Ticker: CTRP
Security ID: 22943F100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments to Articles of Association | Management | For | For |
DELL INC.
Meeting Date: JUL 13, 2012 Record Date: MAY 18, 2012 Meeting Type: ANNUAL |
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Ticker: DELL
Security ID: 24702R101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Breyer | Management | For | For |
2 | Elect Director Donald J. Carty | Management | For | For |
3 | Elect Director Janet F. Clark | Management | For | For |
4 | Elect Director Laura Conigliaro | Management | For | For |
5 | Elect Director Michael S. Dell | Management | For | For |
6 | Elect Director Kenneth M. Duberstein | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Gerard J. Kleisterlee | Management | For | For |
9 | Elect Director Klaus S. Luft | Management | For | For |
10 | Elect Director Alex J. Mandl | Management | For | For |
11 | Elect Director Shantanu Narayen | Management | For | For |
12 | Elect Director H. Ross Perot, Jr. | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | For |
ELECTRONIC ARTS INC.
Meeting Date: JUL 26, 2012 Record Date: JUN 04, 2012 Meeting Type: ANNUAL |
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Ticker: EA
Security ID: 285512109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Jay C. Hoag | Management | For | For |
3 | Elect Director Jeffrey T. Huber | Management | For | For |
4 | Elect Director Geraldine B. Laybourne | Management | For | For |
5 | Elect Director Gregory B. Maffei | Management | For | Against |
6 | Elect Director Vivek Paul | Management | For | For |
7 | Elect Director Lawrence F. Probst, III | Management | For | For |
8 | Elect Director John S. Riccitiello | Management | For | For |
9 | Elect Director Richard A. Simonson | Management | For | For |
10 | Elect Director Luis A. Ubinas | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
F5 NETWORKS, INC.
Meeting Date: MAR 13, 2013 Record Date: JAN 07, 2013 Meeting Type: ANNUAL |
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Ticker: FFIV
Security ID: 315616102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Dreyer | Management | For | For |
1b | Elect Director Sandra Bergeron | Management | For | For |
1c | Elect Director Deborah L. Bevier | Management | For | For |
1d | Elect Director Alan J. Higginson | Management | For | For |
1e | Elect Director John McAdam | Management | For | For |
1f | Elect Director Stephen Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
FACEBOOK, INC.
Meeting Date: JUN 11, 2013 Record Date: APR 16, 2013 Meeting Type: ANNUAL |
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Ticker: FB
Security ID: 30303M102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
FINISAR CORPORATION
Meeting Date: DEC 03, 2012 Record Date: OCT 10, 2012 Meeting Type: ANNUAL |
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Ticker: FNSR
Security ID: 31787A507 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Child | Management | For | For |
1.2 | Elect Director Roger C. Ferguson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST SOLAR, INC.
Meeting Date: MAY 22, 2013 Record Date: APR 02, 2013 Meeting Type: ANNUAL |
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Ticker: FSLR
Security ID: 336433107 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Richard D. Chapman | Management | For | For |
1.3 | Elect Director George A. Hambro | Management | For | For |
1.4 | Elect Director James A. Hughes | Management | For | For |
1.5 | Elect Director Craig Kennedy | Management | For | For |
1.6 | Elect Director James F. Nolan | Management | For | For |
1.7 | Elect Director William J. Post | Management | For | For |
1.8 | Elect Director J. Thomas Presby | Management | For | For |
1.9 | Elect Director Paul H. Stebbins | Management | For | For |
1.10 | Elect Director Michael Sweeney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
GOOGLE INC.
Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
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Ticker: GOOG
Security ID: 38259P508 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
GROUPON, INC.
Meeting Date: JUN 13, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL |
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Ticker: GRPN
Security ID: 399473107 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric P. Lefkofsky | Management | For | For |
1.2 | Elect Director Peter J. Barris | Management | For | For |
1.3 | Elect Director Robert J. Bass | Management | For | For |
1.4 | Elect Director Daniel T. Henry | Management | For | For |
1.5 | Elect Director Mellody Hobson | Management | For | For |
1.6 | Elect Director Bradley A. Keywell | Management | For | Withhold |
1.7 | Elect Director Theodore J. Leonsis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
HOSPIRA, INC.
Meeting Date: MAY 08, 2013 Record Date: MAR 11, 2013 Meeting Type: ANNUAL |
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Ticker: HSP
Security ID: 441060100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Connie R. Curran | Management | For | For |
1b | Elect Director William G. Dempsey | Management | For | For |
1c | Elect Director Dennis M. Fenton | Management | For | For |
1d | Elect Director Heino von Prondzynski | Management | For | For |
1e | Elect Director Mark F. Wheeler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
INTERSIL CORPORATION
Meeting Date: MAY 08, 2013 Record Date: MAR 12, 2013 Meeting Type: ANNUAL |
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Ticker: ISIL
Security ID: 46069S109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Necip Sayiner | Management | For | For |
1.2 | Elect Director Donald Macleod | Management | For | For |
1.3 | Elect Director Robert W. Conn | Management | For | For |
1.4 | Elect Director James V. Diller | Management | For | For |
1.5 | Elect Director Gary E. Gist | Management | For | For |
1.6 | Elect Director Mercedes Johnson | Management | For | For |
1.7 | Elect Director Gregory Lang | Management | For | For |
1.8 | Elect Director Jan Peeters | Management | For | For |
1.9 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.10 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IPG PHOTONICS CORPORATION
Meeting Date: JUN 04, 2013 Record Date: APR 10, 2013 Meeting Type: ANNUAL |
||||
Ticker: IPGP
Security ID: 44980X109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
1.2 | Elect Director Eugene Scherbakov | Management | For | For |
1.3 | Elect Director Igor Samartsev | Management | For | For |
1.4 | Elect Director Robert A. Blair | Management | For | For |
1.5 | Elect Director Michael C. Child | Management | For | For |
1.6 | Elect Director William F. Krupke | Management | For | For |
1.7 | Elect Director Henry E. Gauthier | Management | For | For |
1.8 | Elect Director William S. Hurley | Management | For | For |
1.9 | Elect Director John R. Peeler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IROBOT CORPORATION
Meeting Date: MAY 22, 2013 Record Date: APR 04, 2013 Meeting Type: ANNUAL |
||||
Ticker: IRBT
Security ID: 462726100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George C. McNamee | Management | For | For |
1.2 | Elect Director Paul Sagan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
JDS UNIPHASE CORPORATION
Meeting Date: NOV 14, 2012 Record Date: SEP 17, 2012 Meeting Type: ANNUAL |
||||
Ticker: JDSU
Security ID: 46612J507 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Harold L. Covert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
JUNIPER NETWORKS, INC.
Meeting Date: MAY 21, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
Ticker: JNPR
Security ID: 48203R104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LAM RESEARCH CORPORATION
Meeting Date: NOV 01, 2012 Record Date: SEP 07, 2012 Meeting Type: ANNUAL |
||||
Ticker: LRCX
Security ID: 512807108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin B. Anstice | Management | For | For |
1.2 | Elect Director Eric K. Brandt | Management | For | For |
1.3 | Elect Director Michael R. Cannon | Management | For | For |
1.4 | Elect Director Youssef A. El-mansy | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
1.10 | Elect Director William R. Spivey | Management | For | For |
1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD.
Meeting Date: JUN 26, 2013 Record Date: APR 29, 2013 Meeting Type: ANNUAL |
||||
Ticker: MRVL
Security ID: G5876H105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sehat Sutardja | Management | For | For |
1b | Elect Director Juergen Gromer | Management | For | For |
1c | Elect Director John G. Kassakian | Management | For | For |
1d | Elect Director Arturo Krueger | Management | For | For |
1e | Elect Director Randhir Thakur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MELLANOX TECHNOLOGIES, LTD.
Meeting Date: JUN 03, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
||||
Ticker: MLNX
Security ID: M51363113 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Eyal Waldman as Director | Management | For | For |
1.2 | Elect Dov Baharav as Director | Management | For | For |
1.3 | Elect Glenda Dorchak as Director | Management | For | For |
1.4 | Elect Irwin Federman as Director | Management | For | For |
1.5 | Elect Thomas Weatherford as Director | Management | For | For |
2.1 | Elect Amal M. Johnson as Director | Management | For | For |
2.2 | Elect Thomas J. Riordan as Director | Management | For | For |
3 | Appoint Eyal Waldman as Chairman of the Board of Directors for an Additional Three-year Term | Management | For | Against |
4 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
5 | Approve Restricted Stock Units to Eyal Waldman | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Annual Retainer Fees Paid to Non-employee Directors | Management | For | For |
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MICRON TECHNOLOGY, INC.
Meeting Date: JAN 22, 2013 Record Date: NOV 23, 2012 Meeting Type: ANNUAL |
||||
Ticker: MU
Security ID: 595112103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Patrick J. Byrne | Management | For | For |
1.3 | Elect Director D. Mark Durcan | Management | For | For |
1.4 | Elect Director Mercedes Johnson | Management | For | For |
1.5 | Elect Director Lawrence N. Mondry | Management | For | For |
1.6 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION
Meeting Date: NOV 28, 2012 Record Date: SEP 14, 2012 Meeting Type: ANNUAL |
||||
Ticker: MSFT
Security ID: 594918104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
NETAPP, INC.
Meeting Date: AUG 31, 2012 Record Date: JUL 11, 2012 Meeting Type: ANNUAL |
||||
Ticker: NTAP
Security ID: 64110D104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
NINTENDO CO. LTD.
Meeting Date: JUN 27, 2013 Record Date: MAR 31, 2013 Meeting Type: ANNUAL |
||||
Ticker: 7974
Security ID: J51699106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2.1 | Elect Director Iwata, Satoru | Management | For | Against |
2.2 | Elect Director Takeda, Genyo | Management | For | For |
2.3 | Elect Director Miyamoto, Shigeru | Management | For | For |
2.4 | Elect Director Kimishima, Tatsumi | Management | For | For |
2.5 | Elect Director Takemura, Kaoru | Management | For | For |
2.6 | Elect Director Takahashi, Shigeyuki | Management | For | For |
2.7 | Elect Director Yamato, Satoshi | Management | For | For |
2.8 | Elect Director Tanaka, Susumu | Management | For | For |
2.9 | Elect Director Takahashi, Shinya | Management | For | For |
2.10 | Elect Director Shinshi, Hirokazu | Management | For | For |
NVIDIA CORPORATION
Meeting Date: MAY 15, 2013 Record Date: MAR 22, 2013 Meeting Type: ANNUAL |
||||
Ticker: NVDA
Security ID: 67066G104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tench Coxe | Management | For | For |
1b | Elect Director James C. Gaither | Management | For | For |
1c | Elect Director Jen-Hsun Huang | Management | For | For |
1d | Elect Director Mark L. Perry | Management | For | For |
1e | Elect Director A. Brooke Seawell | Management | For | For |
1f | Elect Director Mark A. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NXP SEMICONDUCTORS NV
Meeting Date: MAY 30, 2013 Record Date: MAY 02, 2013 Meeting Type: ANNUAL |
||||
Ticker: NXPI
Security ID: N6596X109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Adopt Financial Statements and Statutory Reports | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect R.L. Clemmer as Director | Management | For | For |
3b | Elect Peter Bonfield as Director | Management | For | For |
3c | Elect J.P. Huth as Director | Management | For | Against |
3d | Elect E. Durban as Director | Management | For | Against |
3e | Elect K.A. Goldman as Director | Management | For | For |
3f | Elect J. Kaeser as Director | Management | For | For |
3g | Elect I. Loring as Director | Management | For | Against |
3h | Elect M. Plantevin as Director | Management | For | Against |
3i | Elect V. Bhatia as Director | Management | For | For |
3j | Elect R. MacKenzie as Director | Management | For | Against |
3k | Elect Jean-Pierre Saad as Director | Management | For | Against |
4 | Authorize Repurchase of Up to 50 Percent of Issued Share Capital | Management | For | Against |
5 | Other Business (Non-Voting) | Management | None | None |
ON SEMICONDUCTOR CORPORATION
Meeting Date: MAY 15, 2013 Record Date: MAR 28, 2013 Meeting Type: ANNUAL |
||||
Ticker: ONNN
Security ID: 682189105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Daniel McCranie | Management | For | For |
1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
1.3 | Elect Director Teresa M. Ressel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ORACLE CORPORATION
Meeting Date: NOV 07, 2012 Record Date: SEP 10, 2012 Meeting Type: ANNUAL |
||||
Ticker: ORCL
Security ID: 68389X105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
PRICELINE.COM INCORPORATED
Meeting Date: JUN 06, 2013 Record Date: APR 11, 2013 Meeting Type: ANNUAL |
||||
Ticker: PCLN
Security ID: 741503403 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
REALD INC.
Meeting Date: AUG 02, 2012 Record Date: JUN 06, 2012 Meeting Type: ANNUAL |
||||
Ticker: RLD
Security ID: 75604L105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.2 | Elect Director Sherry Lansing | Management | For | For |
1.3 | Elect Director Richard Grand-Jean | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REALNETWORKS, INC.
Meeting Date: OCT 18, 2012 Record Date: SEP 05, 2012 Meeting Type: ANNUAL |
||||
Ticker: RNWK
Security ID: 75605L708 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cunningham, IV | Management | For | For |
1.2 | Elect Director Robert Glaser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RED HAT, INC.
Meeting Date: AUG 09, 2012 Record Date: JUN 15, 2012 Meeting Type: ANNUAL |
||||
Ticker: RHT
Security ID: 756577102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marye Anne Fox | Management | For | For |
2 | Elect Director Donald H. Livingstone | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
RPX CORPORATION
Meeting Date: JUN 11, 2013 Record Date: APR 25, 2013 Meeting Type: ANNUAL |
||||
Ticker: RPXC
Security ID: 74972G103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Amster | Management | For | For |
1.2 | Elect Director Geoffrey T. Barker | Management | For | For |
1.3 | Elect Director Steven L. Fingerhood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC.
Meeting Date: MAR 20, 2013 Record Date: FEB 08, 2013 Meeting Type: SPECIAL |
||||
Ticker: CRM
Security ID: 79466L302 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
SERVICENOW, INC.
Meeting Date: JUN 06, 2013 Record Date: APR 08, 2013 Meeting Type: ANNUAL |
||||
Ticker: NOW
Security ID: 81762P102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul V. Barber | Management | For | For |
1.2 | Elect Director Ronald E. F. Codd | Management | For | For |
1.3 | Elect Director Frank Slootman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SINA CORPORATION
Meeting Date: AUG 10, 2012 Record Date: JUN 25, 2012 Meeting Type: ANNUAL |
||||
Ticker: SINA
Security ID: G81477104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Yan Wang as a Director | Management | For | For |
2 | Reelect Song-Yi Zhang as a Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
4 | Restrict Right to Call Special Meeting | Management | For | Against |
STR HOLDINGS, INC.
Meeting Date: MAY 14, 2013 Record Date: MAR 19, 2013 Meeting Type: ANNUAL |
||||
Ticker: STRI
Security ID: 78478V100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis L. Jilot | Management | For | For |
1.2 | Elect Director Scott S. Brown | Management | For | For |
1.3 | Elect Director Robert M. Chiste | Management | For | For |
1.4 | Elect Director John A. Janitz | Management | For | For |
1.5 | Elect Director Andrew M. Leitch | Management | For | For |
1.6 | Elect Director Dominick J. Schiano | Management | For | For |
1.7 | Elect Director Susan C. Schnabel | Management | For | For |
1.8 | Elect Director Robert S. Yorgensen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRYKER CORPORATION
Meeting Date: APR 30, 2013 Record Date: MAR 04, 2013 Meeting Type: ANNUAL |
||||
Ticker: SYK
Security ID: 863667101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Howard L. Lance | Management | For | For |
1g | Elect Director Kevin A. Lobo | Management | For | For |
1h | Elect Director William U. Parfet | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNEDISON INC.
Meeting Date: MAY 30, 2013 Record Date: APR 01, 2013 Meeting Type: ANNUAL |
||||
Ticker: SUNE
Security ID: 552715104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James B. Williams | Management | For | For |
1b | Elect Director Steven V. Tesoriere | Management | For | For |
1c | Elect Director Randy H. Zwirn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Change Company Name to SunEdison, Inc. | Management | For | For |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
SYNAPTICS INCORPORATED
Meeting Date: OCT 23, 2012 Record Date: AUG 31, 2012 Meeting Type: ANNUAL |
||||
Ticker: SYNA
Security ID: 87157D109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
1.2 | Elect Director Keith B. Geeslin | Management | For | For |
1.3 | Elect Director James L. Whims | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UBISOFT ENTERTAINMENT SA
Meeting Date: SEP 24, 2012 Record Date: SEP 18, 2012 Meeting Type: ANNUAL/SPECIAL |
||||
Ticker: UBI
Security ID: F9396N106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Treatment of Losses | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding New Related-Party Transactions and Acknowledge Ongoing Transactions | Management | For | For |
5 | Reelect Yves Guillemot as Director | Management | For | For |
6 | Reelect Gerard Guillemot as Director | Management | For | Against |
7 | Elect Estelle Metayer as Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | Against |
14 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for Private Placement, up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | Against |
15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Authorize up to 2.6 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
19 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VANTIV, INC.
Meeting Date: APR 30, 2013 Record Date: MAR 01, 2013 Meeting Type: ANNUAL |
||||
Ticker: VNTV
Security ID: 92210H105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee Adrean | Management | For | For |
1.2 | Elect Director Lori A. Beer | Management | For | For |
1.3 | Elect Director Gary Lauer | Management | For | For |
1.4 | Elect Director Thomas Ryan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WORKDAY, INC.
Meeting Date: MAY 23, 2013 Record Date: MAR 25, 2013 Meeting Type: ANNUAL |
||||
Ticker: WDAY
Security ID: 98138H101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George ('Skip') Battle | Management | For | For |
1.2 | Elect Director Michael M. McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
END NPX REPORT
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