UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): November 13, 2018
SHARING ECONOMY INTERNATIONAL INC.
(Exact name of registrant as specified in Charter)
| Nevada | 001-34591 | 90-0648920 | ||
|
(State or other jurisdiction of incorporation or organization) |
(Commission File No.) |
(IRS Employee Identification No.) |
No. 9 Yanyu Middle Road
Qianzhou Village, Huishan District, Wuxi City
Jiangsu Province, People’s Republic of China
(Address of Principal Executive Offices)
(86) 51083397559
(Registrant’s Telephone number)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Common Stock | SEII | OTC Markets |
| Item 3.02 | Unregistered Sale of Equity Securities. |
Attached to this Form 8-K is Exhibit 99.1 that sets forth all of the sales of the company’s securities not registered under the Securities Act of 1933, as amended from November 13, 2018 to date.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: May 15, 2019 | Sharing Economy International Inc. | |
| By: | /s/ Jianhua Wu | |
| Jianhua Wu | ||
| Chief Executive Officer | ||
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Exhibit 99.1
Sharing Economy International Inc.
| Date of Agreement | Date of Issuance | Title of security | No. of Shares | Full Name of person or entity | 33 Act | US PERSON | Consideration | |||||||||
| 2018-04-20 | 2019-01-11 | Common stock | 266,667 | Iliad Research and Trading, L.P. | Reg D | YES | Repayment of convertible note and interest, total: USD50,000, at a conversion price at USD0.1875 | |||||||||
| 2018-06-06 | 2019-02-07 | Common stock | 4,582 | Shum Chi Fai | Reg S | NO | Consultancy fee | |||||||||
| 2017-11-10 | 2019-02-07 | Common stock | 50,608 | SCK Analytics Ltd | Reg S | NO | Consultancy fee | |||||||||
| 2018-08-02 | 2019-02-07 | Common stock | 39,939 | PR Asia Consultants Limited | Reg S | NO | Investor relations | |||||||||
| 2018-02-15 | 2019-02-13 | Common stock | 41,667 | Au Hau Yin | Reg S | NO | Consultancy fee | |||||||||
| 2018-04-17 | 2019-02-13 | Common stock | 15,172 | Chi Hung Leung | Reg S | NO | Consultancy fee | |||||||||
| 2018-07-23 | 2019-02-13 | Common stock | 25,848 | Chow Oi Wang Toby | Reg S | NO | Consultancy fee | |||||||||
| 2018-06-18 | 2019-02-13 | Common stock | 36,950 | Chow Wai Leung | Reg S | NO | Consultancy fee | |||||||||
| 2018-04-16 | 2019-02-13 | Common stock | 38,897 | Chu Ka Chun | Reg S | NO | Consultancy fee | |||||||||
| 2018-04-30 | 2019-02-13 | Common stock | 6,000 | Jansen Lau | Reg S | NO | Consultancy fee | |||||||||
| 2018-02-05 | 2019-02-13 | Common stock | 44,250 | Li Kwok Wai Jacqueline | Reg S | NO | Consultancy fee | |||||||||
| 2018-06-30 | 2019-02-13 | Common stock | 25,400 | Xu Jun Chao | Reg S | NO | Consultancy fee | |||||||||
| 2018-04-04 | 2019-02-13 | Common stock | 45,413 | Yip Tak Yin Parkson | Reg S | NO | Consultancy fee | |||||||||
| 2017-12-06 | 2019-02-19 | Common stock | 11,407 | Starboard One Limited | Reg S | NO | Consultancy fee | |||||||||
| 2018-01-19 | 2019-02-19 | Common stock | 11,656 | Sky Summit (Hong Kong) Ltd | Reg S | NO | Consultancy fee | |||||||||
| 2018-01-19 | 2019-02-19 | Common stock | 11,656 | Dynasty Century (Asia) Ltd | Reg S | NO | Consultancy fee | |||||||||
| 2018-01-19 | 2019-02-19 | Common stock | 11,656 | Elite Tech Investment Limited | Reg S | NO | Consultancy fee | |||||||||
| 2018-04-13 | 2019-02-19 | Common stock | 28,702 | Starboard One Limited | Reg S | NO | Consultancy fee | |||||||||
| 2018-04-27 | 2019-02-19 | Common stock | 60,000 | Perfect Passion Limited | Reg S | NO | Consultancy fee | |||||||||
| 2018-08-20 | 2019-02-25 | Common stock | 85,470 | Hong Kong Baptist University | Reg S | NO | Donation | |||||||||
| 2019-01-21 | 2019-03-11 | Common stock | 690,000 | Sze Man Cheung | Reg S | NO | Cash - Aggregate offering price: USD200,100, at a purchase price equal to US$0.29 per share | |||||||||
| 2018-09-06 | 2019-03-11 | Common stock | 330,650 | CoAssets International PTE Ltd | Reg S | NO | Provision of IT service | |||||||||
| 2018-07-16 | 2019-03-14 | Common stock | 43,605 | Sang Hyuk, Lee | Reg S | NO | Consultancy fee | |||||||||
| 2017-12-15 | 2019-03-14 | Common stock | 17,890 | Ng Sun Leung Samual | Reg S | NO | Consultancy fee | |||||||||
| None | 2019-05-07 | Common stock | 200,000 | Yan, Hua | Reg S | NO | Employee Bonus | |||||||||
| Total no. of shares issued from Nov 13, 2018 to May 13, 2019 | 2,144,085 | |||||||||||||||