0001213900-18-016962.txt : 20181206 0001213900-18-016962.hdr.sgml : 20181206 20181206061737 ACCESSION NUMBER: 0001213900-18-016962 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHARING ECONOMY INTERNATIONAL INC. CENTRAL INDEX KEY: 0000819926 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 900648920 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34591 FILM NUMBER: 181218747 BUSINESS ADDRESS: STREET 1: NO. 9 YANYU MIDDLE ROAD QIANZHOU VILLAGE STREET 2: HUISHAN DISTRICT, WUXI CITY CITY: JIANGSU PROVINCE, STATE: F4 ZIP: 00000 BUSINESS PHONE: (86) 51083397559 MAIL ADDRESS: STREET 1: NO. 9 YANYU MIDDLE ROAD QIANZHOU VILLAGE STREET 2: HUISHAN DISTRICT, WUXI CITY CITY: JIANGSU PROVINCE, STATE: F4 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Cleantech Solutions International, Inc., DATE OF NAME CHANGE: 20110621 FORMER COMPANY: FORMER CONFORMED NAME: China Wind Systems, Inc DATE OF NAME CHANGE: 20071221 FORMER COMPANY: FORMER CONFORMED NAME: MALEX INC DATE OF NAME CHANGE: 19920703 8-K 1 f8k093017_sharingeconomy.htm CURRENT REPORT

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549 

  

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): September 30, 2017

   

SHARING ECONOMY INTERNATIONAL INC.

(Exact name of registrant as specified in Charter)

 

Nevada   001-34591   90-0648920

(State or other jurisdiction of

incorporation or organization)

   (Commission File No.)  

(IRS Employee

Identification No.)

 

No. 9 Yanyu Middle Road

Qianzhou Village, Huishan District, Wuxi City

Jiangsu Province, People’s Republic of China

(Address of Principal Executive Offices)

 

(86) 51083397559

(Registrant’s Telephone number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 3.02 Unregistered Sale of Equity Securities.

  

Attached to this Form 8-K is Exhibit 99.1 that sets forth all of the sales of the company’s securities not registered under the Securities Act of 1933, as amended from September 30, 2017 to date.

 

 1 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: December 5, 2018 Sharing Economy International Inc.
     
  By: /s/ Jianhua Wu
    Jianhua Wu
    Chief Executive Officer

 

2

 

 EX-99.1 2 f8k093017ex99-1_sharing.htm THE SALES OF THE COMPANY'S SECURITIES NOT REGISTERED UNDER THE SECURITIES ACT OF 1933

Exhibit 99.1

Sharing Economy International Inc.

 

      2,111,871   No. of shares as at September 30, 2017    

 

Date of Agreement   Date of Issuance   Title of security   No. of Shares   Name of person
or entity		   33 Act   Consideration
2017-06-22   2017-10-19   Common stock   20,000   Consultant   Reg S   Consulting service
2017-10-03   2017-10-30   Common stock   33,672   Consultant   Reg S   Consulting service
2017-10-09   2017-10-30   Common stock   65,089   Consultant   Reg S   Consulting service
2017-07-19   2017-11-02   Common stock   20,000   Vendor   Reg S   Business referral service
2017-07-19   2017-11-02   Common stock   20,000   Consultant   Reg S   Consulting service
2017-10-09   2017-11-13   Common stock   7,615   Vendor   Reg S   Software development service
2017-10-23   2017-11-13   Common stock   6,000   Vendor   Reg D   Advertising agency service
2017-11-01   2017-11-15   Common stock   20,000   Consultant   Reg S   Consulting service
2017-11-01   2017-11-15   Common stock   50,000   Vendor   Reg S   Asset management advisory service
2017-11-01   2017-11-15   Common stock   50,000   Vendor   Reg S   Financial advisory service
2017-11-01   2017-11-15   Common stock   38,000   Consultant   Reg S   Consulting service
2017-10-27   2017-12-22   Common stock   85,473   Tam Lok Man   Reg S   Acquisition - 51% of Inspirt Studio Limited
        Form 10-K filed on April 11, 2018 (see page F-2)   2,527,720   No. of shares as at December 31, 2017        
                         
                         
2017-08-21   2018-01-02   Common stock   18,000   Consultant   Reg S   Consulting service
2017-08-21   2018-01-02   Common stock   17,000   Consultant   Reg S   Consulting service
2017-11-10   2018-01-02   Common stock   50,608   Consultant   Reg S   IT Consulting service
2017-10-09   2018-01-10   Common stock (Convertible note)   200,100   Chong Ou Holdings Group Company Limited   Reg S   Repayment of convertible note (USD670,000) and interest (USD335), at a conversion price equal to US$3.35
None   2018-01-12   Common stock   50,000   Director   Reg S   Director Bonus
None   2018-01-12   Common stock   33,000   Director   Reg S   Director Bonus
None   2018-01-12   Common stock   6,500   Director   Reg S   Director Bonus
None   2018-01-12   Common stock   81,000   Employee   Reg S   Employee Bonus
None   2018-01-12   Common stock   49,000   Employee   Reg S   Employee Bonus
None   2018-01-12   Common stock   12,500   Employee   Reg S   Employee Bonus
None   2018-01-12   Common stock   9,700   Employee   Reg S   Employee Bonus
None   2018-01-12   Common stock   3,900   Employee   Reg S   Employee Bonus
None   2018-01-12   Common stock   3,300   Employee   Reg S   Employee Bonus
None   2018-01-12   Common stock   970   Employee   Reg S   Employee Bonus
2017-12-15   2018-01-17   Common stock   50,000   Consultant   Reg S   Consulting service
2017-12-15   2018-01-17   Common stock   17,890   Consultant   Reg S   IT Consulting service
2017-12-18   2018-01-17   Common stock   28,672   Vendor   Reg S   UI/UX service
2017-12-22   2018-01-17   Common stock   80,128   Vendor   Reg S   Acquisition referral service
2018-01-02   2018-01-17   Common stock   40,000   Vendor   Reg S   Financial advisory service
2018-02-05   2018-02-07   Common stock   44,250   Consultant   Reg S   Consulting service
2017-12-11   2018-02-08   Common stock   22,870   Ho Lok Shan   Reg S   Acquisition - 20% of 3D Discovery Company Limited
2017-12-11   2018-02-08   Common stock   22,870   Cheung Chik Ting   Reg S   Acquisition - 20% of 3D Discovery Company Limited
2017-12-11   2018-02-08   Common stock   22,870   So Wang Chun   Reg S   Acquisition - 20% of 3D Discovery Company Limited
2017-12-19   2018-02-08   Common stock   66,540   Sunshine Builder Ltd   Reg S   Acquisition - 50% of Anyworkspace Limited
2017-12-19   2018-02-08   Common stock   19,962   Sng Kheng Sim   Reg S   Acquisition - 15% of Anyworkspace Limited
2017-12-19   2018-02-08   Common stock   19,962   Martin Craig John   Reg S   Acquisition - 15% of Anyworkspace Limited

 

 

 

 

Date of Agreement   Date of Issuance   Title of security   No. of Shares   Name of person
or entity		   33 Act   Consideration
2017-11-03   2018-02-08   Common stock   7,728   Consultant   Reg S   Consulting service
2017-11-20   2018-02-08   Common stock   22,436   Consultant   Reg S   Consulting service
2017-12-06   2018-02-08   Common stock   11,407   Consultant   Reg S   Consulting service
2018-01-05   2018-02-08   Common stock   20,000   Consultant   Reg S   Consulting service
2018-01-19   2018-02-08   Common stock   11,656   Consultant   Reg S   Consulting service
2018-01-19   2018-02-08   Common stock   11,656   Consultant   Reg S   Consulting service
2018-01-19   2018-02-08   Common stock   11,656   Consultant   Reg S   Consulting service
2018-01-24   2018-02-08   Common stock   14,065   Consultant   Reg S   IT Consulting service
2018-01-24   2018-02-08   Common stock   15,455   Consultant   Reg S   Consulting service
2018-01-24   2018-02-08   Common stock   27,931   Consultant   Reg S   Director and Consulting service of a subsidiary
2018-01-24   2018-02-13   Common stock   18,315   Consultant   Reg S   Consulting service
2018-01-24   2018-02-13   Common stock   12,755   Consultant   Reg S   Consulting service
2017-10-03   2018-02-14   Common stock   33,672   Consultant   Reg S   Consulting service
2017-10-09   2018-02-14   Common stock   65,089   Consultant   Reg S   Consulting service
2018-01-28   2018-02-20   Common stock   46,154   Consultant   Reg S   Consulting service
2018-01-31   2018-02-20   Common stock   17,550   Consultant   Reg S   Consulting service
2018-02-14   2018-02-20   Common stock   63,156   Vendor   Reg S   Interior design
2018-02-15   2018-02-20   Common stock   41,667   Vendor   Reg S   Advertising agency service
2018-01-17   2018-03-01   Common stock   45,000   Vendor   Reg S   Block chain development service provider
2018-02-19   2018-03-09   Common stock   10,787   Consultant   Reg S   Consulting service
2018-02-22   2018-03-09   Common stock   13,807   Consultant   Reg S   Consulting service
2018-02-28   2018-03-09   Common stock   14,635   Vendor   Reg S   Advisory board member
2018-02-28   2018-03-09   Common stock   41,370   Consultant   Reg S   Consulting service
2018-03-01   2018-03-09   Common stock   13,722   Consultant   Reg S   Consulting service
2018-02-26   2018-03-16   Common stock   69,676   Chi Hung Leung   Reg S   Cash -Aggregate offering price: USD256,410, at a purchase price equal to US$3.68 per share
2018-02-06   2018-03-16   Common stock   35,000   Vendor   Reg S   Legal Advisoy service
2017-11-20   2018-03-27   Common stock   9,616   Consultant   Reg S   Consulting service
2018-01-31   2018-03-27   Common stock   38,617   Vendor   Reg S   Advertising Media
2018-02-06   2018-03-27   Common stock   24,164   Consultant   Reg S   IT Consulting service
2018-02-09   2018-03-27   Common stock   45,143   Consultant   Reg S   Consulting service
2018-02-28   2018-03-27   Common stock   15,000   Vendor   Reg S   Advisory board member
2018-02-28   2018-03-27   Common stock   84,741   Vendor   Reg S   Advertising Media
2018-03-05   2018-03-27   Common stock   14,320   Vendor   Reg S   Advisory board member
2018-03-05   2018-03-27   Common stock   4,132   Consultant   Reg S   Consulting service
2018-03-06   2018-03-27   Common stock   14,319   Vendor   Reg S   Advisory board member
        Form 10-K filed on May 14, 2018 (see page 1)   4,445,709   No. of shares as at March 31, 2018        

 

 2 

 

 

Date of Agreement   Date of Issuance   Title of security   No. of Shares   Name of person
or entity		   33 Act   Consideration
2018-04-04   2018-05-09   Common stock   45,413   Consultant   Reg S   Consulting service
2018-04-12   2018-05-09   Common stock   47,553   Consultant   Reg S   Consulting service
2018-04-13   2018-05-09   Common stock   28,703   Consultant   Reg S   Consulting service
2018-04-16   2018-05-09   Common stock   17,941   Consultant   Reg S   Consulting service
2018-04-16   2018-05-09   Common stock   11,213   Vendor   Reg S   Mobile app development service
2018-04-16   2018-05-09   Common stock   11,213   Vendor   Reg S   Mobile app development service
2018-04-16   2018-05-09   Common stock   38,897   Consultant   Reg S   Consulting service
2018-04-16   2018-05-09   Common stock   51,875   Consultant   Reg S   Consulting service
2018-04-17   2018-05-09   Common stock   12,969   Consultant   Reg S   Consulting service
2018-04-17   2018-05-09   Common stock   46,317   Consultant   Reg S   Consulting service
2018-04-17   2018-05-09   Common stock   12,969   Consultant   Reg S   Consulting service
2018-04-27   2018-05-09   Common stock   60,000   Consultant   Reg S   Consulting service
2018-04-30   2018-05-09   Common stock   6,000   Consultant   Reg S   Consulting service
2018-04-12   2018-05-10   Common stock   47,553   Vendor   Reg S   UI/UX service
2017-11-01   2018-05-25   Common stock   11,148   Consultant   Reg S   Consulting service
2017-11-01   2018-05-25   Common stock   6,800   Consultant   Reg S   Consulting service
2017-12-06   2018-05-25   Common stock   11,407   Consultant   Reg S   Consulting service
2017-12-15   2018-05-25   Common stock   50,000   Consultant   Reg S   Consulting service
2017-12-15   2018-05-25   Common stock   17,890   Consultant   Reg S   IT Consulting service
2018-01-31   2018-05-25   Common stock   8,775   Consultant   Reg S   Consulting service
2018-04-04   2018-05-25   Common stock   26,089   Consultant   Reg S   Consulting service
2018-04-16   2018-05-25   Common stock   11,213   Vendor   Reg S   IT support service
2018-04-16   2018-05-25   Common stock   11,213   Vendor   Reg S   IT support service
2018-04-17   2018-05-25   Common stock   75,861   Vendor   Reg S   PR service
2018-04-23   2018-05-25   Common stock   17,647   Consultant   Reg S   PR Consulting service
2018-04-30   2018-05-25   Common stock   2,688   Consultant   Reg S   Consulting service
2018-04-30   2018-05-25   Common stock   3,375   Consultant   Reg S   Consulting service
2018-05-02   2018-05-25   Common stock   3,337   Consultant   Reg S   Consulting service
2018-05-02   2018-05-25   Common stock   40,064   Consultant   Reg S   Consulting service
2018-05-07   2018-05-25   Common stock   35,912   Consultant   Reg S   Consulting service
2017-11-01   2018-05-30   Common stock   12,000   Vendor   Reg S   Asset management advisory service
2017-11-01   2018-05-30   Common stock   12,052   Vendor   Reg S   Financial advisory service
2018-04-12   2018-05-30   Common stock   126,936   Vendor   Reg S   Media production service
2018-02-28   2018-06-01   Common stock   33,772   Vendor   Reg S   IT support service
2018-04-16   2018-06-01   Common stock   33,445   Vendor   Reg S   Website development service
2018-04-07   2018-06-11   Common stock   840   Employee   Reg S   Employee Salary
2018-04-07   2018-06-11   Common stock   360   Employee   Reg S   Employee Salary
2018-05-03   2018-06-11   Common stock   100,000   Vendor   Reg D   Accounting service
2018-05-16   2018-06-11   Common stock   100,000   Consultant   Reg S   Consulting service
2018-05-17   2018-06-11   Common stock   13,508   Consultant   Reg S   Consulting service
2018-05-18   2018-06-11   Common stock   3,886   Consultant   Reg S   Consulting service
2018-05-21   2018-06-11   Common stock   56,981   Consultant   Reg S   Consulting service
2018-01-02   2018-06-20   Common stock   35,000   Vendor   Reg S   Financial advisory service
2018-02-22   2018-06-20   Common stock   5,917   Consultant   Reg S   Consulting service
2018-05-15   2018-06-20   Common stock   16,820   Vendor   Reg S   Mobile app development service
2018-05-28   2018-06-20   Common stock   14,670   Consultant   Reg S   Consulting service
None   2018-06-20   Common stock   200   Business development   Reg S   Business development
None   2018-06-20   Common stock   500   Business development   Reg S   Business development
None   2018-06-20   Common stock   700   Business development   Reg S   Business development
None   2018-06-20   Common stock   180   Business development   Reg S   Business development
None   2018-06-20   Common stock   180   Business development   Reg S   Business development
None   2018-06-20   Common stock   350   Business development   Reg S   Business development
None   2018-06-20   Common stock   350   Business development   Reg S   Business development
None   2018-06-20   Common stock   700   Business development   Reg S   Business development
None   2018-06-20   Common stock   200   Business development   Reg S   Business development
None   2018-06-20   Common stock   500   Business development   Reg S   Business development
2018-05-08   2018-06-26   Common stock   250,000   Ecrent Capital Holdings Limited   Reg S   License of Ecrent
        Form 10-Q filed on August 10, 2018 (see page 1)   6,037,791   No. of shares as at June 30, 2018        

 

 3 

 

 

Date of Agreement   Date of Issuance   Title of security   No. of Shares   Name of person
or entity		   33 Act   Consideration
2018-02-19   2018-07-09   Common stock   4,623   Consultant   Reg S   Consulting service
2018-05-21   2018-07-10   Common stock   58,000   Ng Hong Mun Educational Foundation Limited   Reg S   Donation
2018-05-27   2018-07-10   Common stock   92,905   Vendor   Reg S   Human resource services
2018-05-31   2018-07-10   Common stock   37,054   Vendor   Reg S   Human resource services
2018-06-05   2018-07-10   Common stock   13,187   Consultant   Reg S   Consulting service
2018-06-15   2018-07-10   Common stock   111,162   Vendor   Reg S   Marketing & advertising services
2018-06-28   2018-07-10   Common stock   102,850   Vendor   Reg S   Human resource services
2018-06-29   2018-07-24   Common stock   311,357   Winmex Investments Limited (landlord's nominee)   Reg S   Tenancy Agreement with Shaw Movie City Hong Kong Limited - Rent & Mgt Fee
2018-06-29   2018-07-24   Common stock   54,777   Winmex Investments Limited (landlord's nominee)   Reg S   Tenancy Agreement with Shaw Movie City Hong Kong Limited - Rental deposit
2018-05-31   2018-07-30   Common stock   19,484   Consultant   Reg S   Consulting service
2018-06-18   2018-07-30   Common stock   36,950   Consultant   Reg S   Consulting service
2018-06-20   2018-07-30   Common stock   16,000   Vendor   Reg D   Investor relations advisory service
2018-06-30   2018-07-30   Common stock   25,400   Consultant   Reg S   Consulting service
2018-07-04   2018-07-30   Common stock   18,635   Consultant   Reg S   Consulting service
2018-07-16   2018-07-30   Common stock   43,605   Consultant   Reg S   Consulting service
None   2018-07-30   Common stock   350   Business development   Reg S   Business development
None   2018-07-30   Common stock   200   Business development   Reg S   Business development
2017-10-03   2018-08-01   Common stock   33,672   Consultant   Reg S   Consulting service
2018-01-19   2018-08-01   Common stock   11,656   Consultant   Reg S   Consulting service
2018-01-19   2018-08-01   Common stock   11,656   Consultant   Reg S   Consulting service
2018-01-19   2018-08-01   Common stock   11,656   Consultant   Reg S   Consulting service
2018-04-04   2018-08-01   Common stock   11,181   Consultant   Reg S   Consulting service
2018-04-16   2018-08-01   Common stock   22,232   Consultant   Reg S   Consulting service
2018-04-17   2018-08-01   Common stock   5,558   Consultant   Reg S   Consulting service
2018-04-17   2018-08-01   Common stock   46,317   Consultant   Reg S   Consulting service
2018-04-17   2018-08-01   Common stock   5,558   Consultant   Reg S   Consulting service
2018-07-19   2018-08-01   Common stock   60,000   Consultant   Reg S   Consulting service
None   2018-08-01   Common stock   40,000   Consultant   Reg S   Consultant Bonus
None   2018-08-01   Common stock   30,000   Consultant   Reg S   Consultant Bonus
None   2018-08-01   Common stock   7,000   Consultant   Reg S   Consultant Bonus
None   2018-08-01   Common stock   65,000   Director   Reg S   Director Bonus
None   2018-08-01   Common stock   10,000   Director   Reg S   Director Bonus
None   2018-08-01   Common stock   15,000   Employee   Reg S   Staff Bonus
None   2018-08-01   Common stock   5,000   Employee   Reg S   Staff Bonus
None   2018-08-01   Common stock   3,000   Employee   Reg S   Staff Bonus
None   2018-08-01   Common stock   2,000   Employee   Reg S   Staff Bonus
2018-06-11   2018-08-20   Common stock   28,572   Vendor   Reg D   Software development service
2018-05-31   2018-08-22   Common stock   25,789   Consultant   Reg S   Consulting service
2018-07-23   2018-08-22   Common stock   25,848   Consultant   Reg S   Consulting service
2018-07-30   2018-08-22   Common stock   7,123   Consultant   Reg S   Consulting service
2018-06-07   2018-08-24   Common stock   33,156   Vendor   Reg S   IT support service
        Form 10-Q filed on November 13, 2018 (see page 1)   7,501,304   No. of shares as at September 30, 2018        
                         
2018-04-20   2018-11-08   Common stock (Convertible note and Warrant)   36,621   Iliad Research and Trading, L.P.   Reg D   Repayment of convertible note and interest, total: USD75,000, at a conversion price at USD2.048
        Form 10-Q filed on November 13, 2018 (see cover page)   7,537,925   No. of shares as at November 13, 2018        

 

 

4