UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02Results of Operations and Financial Condition
On November 14, 2023, the Registrant issued a press release announcing its financial results for the three and nine months ended September 30, 2023. A copy of the Registrant's press release is attached as Exhibit 99.1 to this Current Report.
Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 14, 2023, Mark Schwarz’s title Executive Chairman of the Board was changed to Chairman of the Board. Mr. Schwarz’s annual compensation for his services as Chairman of the Board will remain unchanged.
Item 9.01Financial Statements and Exhibits
(c)Exhibits.
99.1 |
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104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned duly authorized.
| HALLMARK FINANCIAL SERVICES, INC. | |||
Date: | November 14, 2023 | By: | /s/ CHRISTOPHER J. KENNEY | |
Christopher J. Kenney, Chief Executive Officer | ||||