0001181580-22-000012.txt : 20220602
0001181580-22-000012.hdr.sgml : 20220602
20220602164828
ACCESSION NUMBER: 0001181580-22-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220531
FILED AS OF DATE: 20220602
DATE AS OF CHANGE: 20220602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWCASTLE CAPITAL GROUP LLC
CENTRAL INDEX KEY: 0001251293
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11252
FILM NUMBER: 22991547
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: STE 1400
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 214-661-7477
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: STE 1400
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWCASTLE PARTNERS L P
CENTRAL INDEX KEY: 0000932334
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11252
FILM NUMBER: 22991549
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 214-661-7477
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWARZ MARK E
CENTRAL INDEX KEY: 0001208889
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11252
FILM NUMBER: 22991550
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NCM SERVICES, INC.
CENTRAL INDEX KEY: 0001586784
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11252
FILM NUMBER: 22991546
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 214-661-7474
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWCASTLE CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001251296
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11252
FILM NUMBER: 22991548
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 214-661-7477
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwarz 2012 Family Trust
CENTRAL INDEX KEY: 0001586760
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11252
FILM NUMBER: 22991545
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 214-661-7477
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALLMARK FINANCIAL SERVICES INC
CENTRAL INDEX KEY: 0000819913
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE CARRIERS, NEC [6399]
IRS NUMBER: 870447375
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 MAIN STREET, SUITE 1000
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 8173481600
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: STE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
FORMER COMPANY:
FORMER CONFORMED NAME: ACOI INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN CREDIT OPTICAL INC /DE/
DATE OF NAME CHANGE: 19910611
FORMER COMPANY:
FORMER CONFORMED NAME: PYRAMID GROWTH INC
DATE OF NAME CHANGE: 19890124
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-05-31
0
0000819913
HALLMARK FINANCIAL SERVICES INC
HALL
0001208889
SCHWARZ MARK E
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS
TX
75240
1
1
1
0
Chairman & CEO
0000932334
NEWCASTLE PARTNERS L P
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS
TX
75240
0
0
1
0
0001251296
NEWCASTLE CAPITAL MANAGEMENT LP
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS
TX
75240
0
0
1
0
0001251293
NEWCASTLE CAPITAL GROUP LLC
5420 LYNDON B. JOHNSON FREEWAY
STE 1400
DALLAS
TX
75240
0
0
1
0
0001586784
NCM SERVICES, INC.
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS
TX
75240
0
0
1
0
0001586760
Schwarz 2012 Family Trust
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS
TX
75240
0
0
1
0
Common Stock
140691
D
Common Stock
2022-05-31
4
P
0
1179
0.89
A
3079873
I
Directly owned by Newcastle Partners, L.P.
Director Stock Option (right to buy)
3.95
2017-06-27
2026-06-27
Common Stock
40000
40000
D
Director Stock Option (right to buy)
3.11
2013-06-25
2022-06-25
Common Stock
15000
15000
D
Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.
Steven D. Davidson as Attorney-in-Fact for each Reporting Person
2022-06-02