-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PnJCXmM/SiWvH2kDXRbSmBmqm+zKMaXyKtBuhpRkCHUDnOtbbuEmTTfNjrBJUbQw 3CwwdEcalea8zfsRtHFhfA== 0001186175-03-000001.txt : 20030114 0001186175-03-000001.hdr.sgml : 20030114 20030113141831 ACCESSION NUMBER: 0001186175-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030113 FILED AS OF DATE: 20030113 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: STRAUB WALTER W CENTRAL INDEX KEY: 0001186175 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O RAINBOW TECHNOLOGIES INC STREET 2: 50 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494507350 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAINBOW TECHNOLOGIES INC CENTRAL INDEX KEY: 0000819706 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 953745398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16641 FILM NUMBER: 03512044 BUSINESS ADDRESS: STREET 1: 50 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92718 BUSINESS PHONE: 7144542100 MAIL ADDRESS: STREET 1: 50 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92718 4 1 wstraub01034.txt FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) STRAUB WALTER W 50 TECHNOLOGY DRIVE IRVINE, CA 92618 2. Issuer Name and Ticker or Trading Symbol RAINBOW TECHNOLOGIES, INC. (RNBO) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 01/03 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) CHAIRMAN, PRESIDENT, C.E.O. 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 01/09/03 C 5,728 A $5.667000 D Direct Common Stock 01/09/03 C 13,592 A $5.667000 D Direct Common Stock 01/09/03 C 13,476 A $5.667000 918,392 D Direct Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $5.667000 01/09/03 C 13,592 02/10/94 02/10/03 to buy) Non-Qualified Stock Option $5.667000 01/09/03 C 13,476 02/10/94 02/10/93 (right to buy) Non-Qualified Stock Option $5.667000 01/09/03 C 5,728 02/10/94 02/10/03 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right 01/09/03 Common Stock 13,592 0 D Direct to buy) Non-Qualified Stock Option 01/09/03 Common Stock 13,476 0 D Direct (right to buy) Non-Qualified Stock Option 01/09/03 Common Stock 5,728 0 D Direct (right to buy) Explanation of Responses:
SIGNATURE OF REPORTING PERSON /S/ STRAUB WALTER W DATE 01/13/03 -----END PRIVACY-ENHANCED MESSAGE-----