-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PgkQnySjFLmSnXgU2hLYTH+XSK0lkjLJ3CiyUYl+iqOPTgYEbQyyr07x8cfa0y/s BUqUKeiCg23sd2hwgoPOrg== 0000950123-98-006695.txt : 19980717 0000950123-98-006695.hdr.sgml : 19980717 ACCESSION NUMBER: 0000950123-98-006695 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980716 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES TELEPHONE COMPANY INC CENTRAL INDEX KEY: 0000819694 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 132626435 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-39978 FILM NUMBER: 98667491 BUSINESS ADDRESS: STREET 1: 2300 NORTHWEST 89TH PL CITY: MIAMI STATE: FL ZIP: 33172 BUSINESS PHONE: 3055939667 MAIL ADDRESS: STREET 1: 2300 NORTHWEST 89TH PLACE CITY: MIAMI STATE: FL ZIP: 33172 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ING BARING US CAPITAL CORP CENTRAL INDEX KEY: 0001031252 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133916163 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 667 MADISON AVE STREET 2: THIRD FL CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2124097884 MAIL ADDRESS: STREET 1: 667 MADISON AVE STREET 2: THIRD FL CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G 1 INITIAL FILING OF A SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Peoples Telephone Company, Inc. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) CUSIP No. 712574102 (CUSIP Number) July 6, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed [ ] Rule 13d-1 (b) [X] Rule 13d-1 (c) [ ] Rule 13d-1 (d) Page 1 2 SCHEDULE 13G CUSIP NO.: 712574102 (1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) ING Baring (U.S.) Capital Corporation 13-3916163 (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] (3) SEC USE ONLY (4) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON (5) SOLE VOTING POWER: 1,249,800 (6) SHARED VOTING POWER: (7) SOLE DISPOSITIVE POWER: 1,249,800 (8) SHARED DISPOSITIVE POWER: (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 1,249,800 (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 7.7% (12) TYPE OF REPORTING PERSON: CO Page 2 3 ITEM 1(a). NAME OF ISSUER: Peoples Telephone Company, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2300 Northwest 89th Street Miami, FL 33172 ITEM 2(a). NAME OF PERSON FILING: ING Baring (U.S.) Capital Corporation ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 667 Madison Avenue New York, NY 10021 ITEM 2(c). CITIZENSHIP: Delaware ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value ITEM 2(e). CUSIP NUMBER: 712574102 Page 3 4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(b), OR 13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, (e) [ ] An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E), (f) [ ] An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F), (g) [ ] A Parent Holding Company, or Control Person in accordance with Rule 13d-1(b)(ii)(G); (h) [ ] A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 1,249,800 (b) Percent of class: 7.7% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,249,800, (ii) Shared power to vote or direct the vote ___________, (iii) Sole power to dispose or to direct the disposition of: 1,249,800, (iv) Shared power to dispose or to direct the disposition of ___________. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A Page 4 5 ITEM 6. OWNERSHIP OF MOVE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the left of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 16, 1998 ------------------------------- (Date) ING Baring (U.S.) Capital Corp. ------------------------------- (Signature) /s/Phillip R. Burnaman, Managing Director ----------------------------------------- (Name/Title) Page 5 -----END PRIVACY-ENHANCED MESSAGE-----