-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EHYUwO/YQNOinNbJIzEQDsCVSS9kUHibX3QG7hR8d7RSpzob9yZ7a98MT0Fj5dBx ofHUMYKrh4yuOOsFXse9OA== 0001220219-03-000016.txt : 20031210 0001220219-03-000016.hdr.sgml : 20031210 20031210110042 ACCESSION NUMBER: 0001220219-03-000016 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON LEONARD S CENTRAL INDEX KEY: 0001220219 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15495 FILM NUMBER: 031046301 BUSINESS ADDRESS: STREET 1: C/O CHARTER ONE FINANCIAL INC STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER ONE FINANCIAL INC CENTRAL INDEX KEY: 0000819692 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341567092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVENUE STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4/A 1 c0001220219d20031210f4af.xml PRIMARY DOCUMENT X0201 4/A2003-09-302003-10-0200000819692CHARTER ONE FINANCIAL INC CF0001220219SIMON LEONARD S1215 SUPERIOR AVENUECLEVELANDOH44114-1000Common Stock2003-09-304S02000030.32D311317DCommon Stock12950ISpouseCommon Stock54257IFamily FoundationPhantom Stock Units1Common Stock680.9731680.9731DIncentive Stock Option16.172003-01-192010-01-19Common Stock61836183DIncentive Stock Option23.092002-01-192009-01-19Common Stock43304330DIncentive Stock Option24.012004-01-232004-01-23Common Stock41654165DNonqualified Stock Option16.172003-01-192010-01-19Common Stock2854528545DNonqualified Stock Option22.282001-01-212008-01-21Common Stock1276312763DNonqualified Stock Option23.092002-01-192009-01-19Common Stock3213432134DNonqualified Stock Option24.012004-01-232011-01-23Common Stock2891028910DNonqualified Stock Option25.332002-12-192011-12-19Common Stock78757875DNonqualified Stock Option25.33 2002-12-262011-12-26Common Stock1968819688DNonqualified Stock Option29.092003-12-182012-12-18Common Stock75007500DTransaction identical to original Form 4 filed on 10/2/03; this amendment does not reflect an additional transaction. It is filed for the sole purpose of correcting the transaction date that appeared in Column 2 of Table 1 to 9/30/03.ImmediateSettled in common stock upon termination or retirement from service.This amendment does not reflect an additional transaction. It is filed for the sole purpose of correcting the Conversion of Exercise Price, which is 1 for 1, Date Exercisable and Expiration Dates on Table II, Colums 2 and 6 previously reported on 10/2/03.Robert J. Vana, Power of Attorney2003-12-10 -----END PRIVACY-ENHANCED MESSAGE-----