-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q4weWkEZbKktv7bjmtXUBvZ2GQmLM+gPeim262jvK7waKNCsAb5K7+uQ/AQ1P52U WQCRMr+ZnR/r9IixwT3QpQ== 0001220219-03-000009.txt : 20030929 0001220219-03-000009.hdr.sgml : 20030929 20030929103932 ACCESSION NUMBER: 0001220219-03-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030926 FILED AS OF DATE: 20030929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON LEONARD S CENTRAL INDEX KEY: 0001220219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15495 FILM NUMBER: 03913867 BUSINESS ADDRESS: STREET 1: C/O CHARTER ONE FINANCIAL INC STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER ONE FINANCIAL INC CENTRAL INDEX KEY: 0000819692 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341567092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVENUE STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 c0001220219d20030929f4f.xml PRIMARY DOCUMENT X0201 42003-09-2600000819692CHARTER ONE FINANCIAL INC CF0001220219SIMON LEONARD S1215 SUPERIOR AVENUECLEVELANDOH44114-1000Common Stock2003-09-264M051186.2A316435DCommon Stock2003-09-264S0511830.91D311317DCommon Stock12950ISpouseCommon Stock54257IFamily FoundationPhantom Stock Units11988-08-08 1988-08-08Common Stock680.9731680.9731DIncentive Stock Option16.172003-01-192010-01-19Common Stock61836183DIncentive Stock Option23.092002-01-192009-01-19Common Stock43304330D Incentive Stock Option24.012004-01-232004-01-23Common Stock41654165DNonqualified Stock Option6.22003-09-264M051186.2D2002-01-032003-11-24Common Stock511820000DNonqualified Stock Option16.172003-01-192010-01-19Common Stock2854528545DNonqualified Stock Option22.282001-01-212008-01-21Common Stock1276312763DNonqualified Stock Option23.092002-01-192009-01-19Common Stock 3213432134DNonqualified Stock Option24.012004-01-232011-01-23Common Stock2891028910DNonqualified Stock Option25.332002-12-192011-12-19Common Stock78757875DNonqualified Stock Option25.332002-12-262011-12-26Common Stock1968819688DNonqualified Stock Option29.092003-12-182012-12-18Common Stock75007500DRobert J. Vana, Power of Attorney2003-09-29 -----END PRIVACY-ENHANCED MESSAGE-----