-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dcfbf4x8lLALzEX3aqRHkx27uOoskC8I1M9tDtKXRNMVNlxjPASX2ZYaHoy7mzdv S3bMsMe2JYSIf1gShWfaLQ== 0000950133-95-000623.txt : 19951118 0000950133-95-000623.hdr.sgml : 19951118 ACCESSION NUMBER: 0000950133-95-000623 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19951031 FILED AS OF DATE: 19951109 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER ONE FINANCIAL INC CENTRAL INDEX KEY: 0000819692 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341567092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-16311 FILM NUMBER: 95588849 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVENUE STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 10-C 1 CHARTER ONE FINANCIAL FORM 10-C 1 FORM 10-C SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Report by issuer of securities quoted on The Nasdaq Stock Market(SM), filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder. EXACT NAME OF ISSUER AS SPECIFIED IN CHARTER: Charter One Financial, Inc. ---------------------------------- ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1215 Superior Avenue, Cleveland, Ohio 44114 ----------------------------------------- ISSUER'S TELEPHONE NUMBER (INCLUDING AREA CODE): (216) 566-5300 ------------------------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of five percent or more in the number of shares outstanding: 1. Title of security Common Stock, par value $.01 per share ---------------------------------------------------------- 2. Number of shares outstanding before the change 22,395,063 ----------------------------- 3. Number of shares outstanding after the change 44,901,264 ------------------------------ 4. Effective date of change October 31, 1995 --------------------------------------------------- 5. Method of change merger ----------------------------------------------------------- Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.)___________________________________________________________________________ Give brief description of transaction merger of equals with FirstFed Michigan Corporation II. CHANGE IN NAME OF ISSUER 1. Name prior to change -------------------------------------------------------- 2. Name after change ----------------------------------------------------------- 3. Effective date of charter amendment changing name --------------------------- 4. Date of shareholder approval of change, if required ------------------------- Date: November 9, 1995 By: /s/ Robert J. Vana -------------------------- ------------------------------------ Robert J. Vana Chief Corporate Counsel and Corporate Secretary -----END PRIVACY-ENHANCED MESSAGE-----