-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WyflL+iBPg89LMXINFcBI+Hh89rlACPrkoXUTI6k/Tf8+0yVt2IuTS+fQ3xdSuNk +4y692ftk0EsiFTV3my4lQ== 0000927089-99-000349.txt : 19991029 0000927089-99-000349.hdr.sgml : 19991029 ACCESSION NUMBER: 0000927089-99-000349 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991020 ITEM INFORMATION: FILED AS OF DATE: 19991028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER ONE FINANCIAL INC CENTRAL INDEX KEY: 0000819692 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341567092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-16311 FILM NUMBER: 99736456 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVENUE STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 8-K 1 AMENDMENT TO STOCKHOLDER RIGHTS PLAN SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 20, 1999 ---------------- CHARTER ONE FINANCIAL, INC. - -------------------------------------------------------------------------------- (Exact name of Registrant as specified in its Charter) Delaware 0-16311 34-1567092 - -------------------------------------------------------------------------------- (State or other (Commission File No.) (IRS Employer jurisdiction Identification No.) of incorporation) 1215 Superior Avenue, Cleveland, Ohio 44114 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (216) 566-5300 -------------- N/A - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 5. Other Events. On October 20, 1999, the Board of Directors of Charter One Financial, Inc. (the "Company") approved an amendment and restatement of the Company's stockholder rights plan, extending the plan that was adopted in 1989 and was scheduled to expire on November 20, 1999. The primary purpose of the amendment was to extend the expiration date of the rights plan to October 20, 2009 and to adjust the exercise price to $100 per right. Terms of the amended plan are contained in the Amended and Restated Stockholder Protection Rights Agreement, dated October 20, 1999, between the Company and BankBoston, N.A., as rights agent. This agreement is described in and filed as an exhibit to the Company's Registration Statement on Form 8-A/A filed with the Securities and Exchange Commission on October 28, 1999. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. CHARTER ONE FINANCIAL, INC. Date: October 28, 1999 By: /s/ Robert J. Vana ------------------ -------------------------------- Robert J. Vana Chief Corporate Counsel and Secretary -----END PRIVACY-ENHANCED MESSAGE-----