-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TnlQQ9xgD1tDGGRwLRHVCuJH3jVG3zsLGeW/fGrBeudHHn5mCWo/FsscWxOmrv+K VeqMRf+EoN1zqhRQO76wag== 0000819692-04-000091.txt : 20040901 0000819692-04-000091.hdr.sgml : 20040901 20040901165528 ACCESSION NUMBER: 0000819692-04-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040901 FILED AS OF DATE: 20040901 DATE AS OF CHANGE: 20040901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHORBAJIAN HERBERT G CENTRAL INDEX KEY: 0001220200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16311 FILM NUMBER: 041011582 BUSINESS ADDRESS: STREET 1: C/O CHARTER ONE FINANCIAL INC STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER ONE FINANCIAL INC CENTRAL INDEX KEY: 0000819692 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341567092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVENUE STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 c0001220200d20040901f4f.xml PRIMARY DOCUMENT X0202 4 2004-09-01 1 0000819692 CHARTER ONE FINANCIAL INC CF 0001220200 CHORBAJIAN HERBERT G 1215 SUPERIOR AVENUE CLEVELAND OH 44114- 1 0 0 0 Common Stock 2004-09-01 4 U 0 347690 44.5 D 0 D Common Stock 2004-09-01 4 D 0 4165 24.01 A 4165 D Common Stock 2004-09-01 4 D 0 3947 25.33 A 8112 D Common Stock 2004-09-01 4 D 0 3437 29.09 A 11549 D Common Stock 2004-09-01 4 D 0 121113 8.91 A 132662 D Common Stock 2004-09-01 4 D 0 165405 11.65 A 298067 D Common Stock 2004-09-01 4 D 0 98349 16.17 A 396416 D Common Stock 2004-09-01 4 D 0 148866 17.41 A 545282 D Common Stock 2004-09-01 4 D 0 105429 23.09 A 650711 D Common Stock 2004-09-01 4 D 0 95390 24.01 A 746101 D Common Stock 2004-09-01 4 D 0 90868 25.33 A 836969 D Common Stock 2004-09-01 4 D 0 86863 29.09 A 923832 D Common Stock 2004-09-01 4 D 0 7500 32.76 A 931332 D Common Stock 2004-09-01 4 D 0 931332 25.9 D 0 D Common Stock 2004-09-01 4 U 0 9923 44.5 D 0 I by Spouse Common Stock 2004-09-01 4 U 0 880 44.5 D 0 I Retirement Savings Plan Common Stock 2004-09-01 4 U 0 70493 44.5 D 0 I IRA Common Stock 2004-09-01 4 U 0 16000 44.5 D 0 I By Daughter Incentive Stock Option 24.01 2004-09-01 4 D 0 4165 20.49 D 2004-01-23 2011-01-23 Common Stock 4165 0 D Incentive Stock Option 25.33 2004-09-01 4 D 0 3947 19.17 D 2005-01-19 2011-12-19 Common Stock 3947 0 D Incentive Stock Option 29.09 2004-09-01 4 D 0 3437 15.41 D 2006-01-18 2012-12-18 Common Stock 3437 0 D Nonqualified Stock Option 8.91 2004-09-01 4 D 0 121113 35.59 D 1996-12-18 2006-12-18 Common Stock 121113 0 D Nonqualified Stock Option 11.65 2004-09-01 4 D 0 165405 32.85 D 1997-12-02 2006-12-02 Common Stock 165405 0 D Nonqualified Stock Option 16.17 2004-09-01 4 D 0 98349 28.33 D 2003-01-19 2010-01-19 Common Stock 98349 0 D Nonqualified Stock Option 17.41 2004-09-01 4 D 0 148866 27.09 D 1998-12-22 2007-12-22 Common Stock 148866 0 D Nonqualified Stock Option 23.09 2004-09-01 4 D 0 105429 21.41 D 2002-01-19 2009-01-19 Common Stock 105429 0 D Nonqualified Stock Option 24.01 2004-09-01 4 D 0 95390 20.49 D 2004-01-23 2011-01-23 Common Stock 95390 0 D Nonqualified Stock Option 25.33 2004-09-01 4 D 0 90868 19.17 D 2005-01-19 2011-01-19 Common Stock 90868 0 D Nonqualified Stock Option 29.09 2004-09-01 4 D 0 86863 15.41 D 2006-01-18 2012-12-18 Common Stock 86863 0 D Nonqualified Stock Option 32.76 2004-09-01 4 D 0 7500 11.74 D 2004-12-19 2013-12-19 Common Stock 7500 0 D Pursuant to the Agreement and Plan of Merger by and among Charter One Financial, Inc., and Citizens Financial Group, Inc., these derivative securities were canceled in exchange for cash payment by the issuer of $44.50 per share minus the exercise price, if any. (The transactions reported on Table I are the same as the cashed out securities on Table II) Robert J. Vana, Power of Attorney 2004-09-01 -----END PRIVACY-ENHANCED MESSAGE-----